AstroNova (ALOT) CFO takes cash as stock and RSUs are canceled in merger

Rhea-AI Filing Summary

AstroNova, Inc. (ALOT) reported that Chief Financial Officer Thomas D. DeByle disposed of common stock and multiple blocks of Restricted Stock Units on August 26, 2026 in connection with a merger. Common shares and RSUs were cancelled under an Agreement and Plan of Merger and exchanged for cash based on the merger consideration.

Insider Trade Summary

Net Seller: 6,170.2084 shares

Net Sell 5 txns

Insider DeByle Thomas D.

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Disposition	Restricted Stock Units F2	6,886	$29.00	$200K
Disposition	Restricted Stock Units F3	6,790	$29.00	$197K
Disposition	Restricted Stock Units F4	87,183	$29.00	$2.53M
Disposition	Restricted Stock Units F5	15,483	$29.00	$449K
Disposition	Common Stock F1	6,170.2084	$29.00	$179K

Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Stock — 0 shares (Direct)

Footnotes (5)

1. F1. Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement").
2. F2. Restricted Stock Units originally granted on April 14, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $199,694, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.
3. F3. Restricted Stock Units originally granted on April 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $196,910, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.
4. F4. Restricted Stock Units originally granted on August 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $2,528,307, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.
5. F5. Restricted Stock Units originally granted on February 26, 2026, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $449,007, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

Key Figures

Common Stock disposed: 6,170.2084 shares at $29.0000 per share RSUs grant 04/14/2025: 6,886 Restricted Stock Units; aggregate cash payment $199,694 RSUs grant 04/15/2025: 6,790 Restricted Stock Units; aggregate cash payment $196,910 +3 more

6 metrics

Common Stock disposed 6,170.2084 shares at $29.0000 per share Disposition to issuer on August 26, 2026 pursuant to the Merger Agreement

RSUs grant 04/14/2025 6,886 Restricted Stock Units; aggregate cash payment $199,694 Became fully vested and cancelled on the transaction date under the Merger Agreement

RSUs grant 04/15/2025 6,790 Restricted Stock Units; aggregate cash payment $196,910 Vested and cancelled on the transaction date in exchange for cash

RSUs grant 08/15/2025 87,183 Restricted Stock Units; aggregate cash payment $2,528,307 Vested and cancelled on the transaction date in exchange for cash

RSUs grant 02/26/2026 15,483 Restricted Stock Units; aggregate cash payment $449,007 Vested and cancelled on the transaction date in exchange for cash

Per-share consideration reference $29.0000 per share Price field for dispositions of common stock and RSUs on August 26, 2026

Key Terms

Agreement and Plan of Merger, Restricted Stock Units, Merger Consideration, Disposition to issuer

4 terms

Agreement and Plan of Merger regulatory

"Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026"

An Agreement and Plan of Merger is a formal document where two companies agree to combine into one, outlining how the process will happen. It’s like a step-by-step plan for merging, and it matters because it shows both sides have agreed on the details before the official transition takes place.

Restricted Stock Units financial

"Restricted Stock Units originally granted on April 14, 2025, which became fully vested"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Merger Consideration financial

"aggregate cash payment of $199,694, representing ... multiplied by the Merger Consideration"

Merger consideration is the total payment a company or buyer offers to shareholders of a target company in exchange for combining the two businesses, and can include cash, shares in the surviving company, debt assumption, or a mix of these. Investors care because the form and amount affect the deal’s value, tax consequences, immediate cash received versus future ownership, and the risk and upside of holding new shares — similar to choosing between cash now or stock that could grow later.

Disposition to issuer financial

"transaction_code_description": "Disposition to issuer""

FAQ

What did AstroNova (ALOT) disclose about Thomas D. DeByle’s Form 4 transactions?

AstroNova reported that CFO Thomas D. DeByle disposed of common stock and several blocks of Restricted Stock Units on August 26, 2026, in connection with an Agreement and Plan of Merger, with the equity awards cancelled and exchanged for cash based on the merger consideration.

How many AstroNova (ALOT) common shares did the CFO dispose of in this filing?

Thomas D. DeByle disposed of 6,170.2084 shares of AstroNova common stock at $29.0000 per share on August 26, 2026, as a disposition to the issuer pursuant to the merger agreement’s terms.

What happened to the AstroNova (ALOT) RSUs granted on April 14, 2025?

RSUs granted to the CFO on April 14, 2025, covering 6,886 units, became fully vested and were cancelled on the transaction date in exchange for an aggregate cash payment of $199,694, equal to the underlying shares multiplied by the merger consideration.

What cash payment did the largest AstroNova (ALOT) RSU block generate in this Form 4?

An RSU grant originally made on August 15, 2025, covering 87,183 units, became fully vested and was cancelled in exchange for an aggregate cash payment of $2,528,307, calculated as the number of underlying shares times the merger consideration.

Was a Rule 10b5-1 trading plan involved in this AstroNova (ALOT) Form 4?

The filing’s Rule 10b5-1 checkbox is not marked as affirmative, and there is no footnote stating that the transactions were executed under a Rule 10b5-1 trading plan.

What is the nature of the transactions reported for AstroNova (ALOT) on August 26, 2026?

All reported transactions are coded D (disposition to issuer), reflecting cancellation of common stock and RSUs under the Agreement and Plan of Merger with cash payments based on the merger consideration.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/26/2026 - 05:10 PM Accepted by SEC EDGAR 08/26/2026 - 05:10 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

X

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

DeByle Thomas D.

(Last) (First) (Middle)

C/O ASTRONOVA, INC.

600 EAST GREENWICH AVENUE

(Street)

WEST WARWICK RHODE ISLAND 02893

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AstroNova, Inc. [ ALOT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/26/2026		D		6,170.2084	D	$29(1)	0	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	$0	08/26/2026		D			6,886	(2)	(2)	Common Stock	6,886	$29	0	D
Restricted Stock Units	$0	08/26/2026		D			6,790	(3)	(3)	Common Stock	6,790	$29	0	D
Restricted Stock Units	$0	08/26/2026		D			87,183	(4)	(4)	Common Stock	87,183	$29	0	D
Restricted Stock Units	$0	08/26/2026		D			15,483	(5)	(5)	Common Stock	15,483	$29	0	D

Explanation of Responses:

1. Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement").

2. Restricted Stock Units originally granted on April 14, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $199,694, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

3. Restricted Stock Units originally granted on April 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $196,910, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

4. Restricted Stock Units originally granted on August 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $2,528,307, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

5. Restricted Stock Units originally granted on February 26, 2026, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $449,007, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

	/s/ Daniel Clevenger, by Power of Attorney	08/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)