Welcome to our dedicated page for Astronova SEC filings (Ticker: ALOT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AstroNova, Inc. filings document an operating company with common stock listed on the Nasdaq Global Market under ALOT. Recent reports include 8-K disclosures for quarterly and annual operating results, amendments to its credit agreement, compensation award terms and other material events tied to its Product Identification and Aerospace businesses.
Proxy and shareholder-meeting filings describe board elections, director nominations, executive compensation votes, auditor ratification and governance matters. The filing record also covers capital structure details such as common stock par value, financial obligations under lending arrangements, exhibit disclosures attached to earnings releases and credit agreement amendments, and formal records related to shareholder proposals and annual meeting procedures.
AstroNova, Inc. agreed to be acquired by affiliates of Arcline Investment Management for $29.00 per share in cash, implying a total enterprise value of about $272 million. The all-cash deal will take AstroNova private if completed.
The price represents a premium of about 209% to AstroNova’s unaffected closing share price on April 6, 2026 and about 120% to the 90‑day VWAP ending June 16, 2026. Closing is subject to approval by AstroNova shareholders, antitrust clearances under the HSR Act and other customary conditions. The merger agreement includes no‑shop provisions, reciprocal termination fees of $9.648 million in specified circumstances, six years of director and officer indemnification and insurance, and a 12‑month commitment to maintain employee compensation and benefits at levels at least as favorable in the aggregate.
AstroNova, Inc. Vice President Thomas Wayne Carll reported routine equity compensation activity involving restricted stock units and common shares. He exercised 524 restricted stock units, converting them into 524 shares of common stock. Of those shares, 193 were disposed of to cover tax obligations at a price of $15.92 per share, leaving a net increase of 331 shares. Following these transactions, he directly holds 33,952 shares of AstroNova common stock. The remaining restricted stock units are scheduled to vest on June 10, 2027, providing additional future equity to the executive as part of his compensation.
AstroNova, Inc. Chief Technology Officer Michael J. Natalizia reported routine equity compensation activity. On June 10, 2026, he exercised restricted stock units into 592 shares of common stock, recorded at a zero exercise price, and 218 shares were withheld to cover tax obligations, not sold in the market.
After these transactions, he directly held about 47,632.3445 shares of common stock. A related footnote states that the remaining restricted stock units are scheduled to vest on June 10, 2027, indicating continued stock-based compensation that vests over time.
AstroNova reported first-quarter revenue of $39.4 million, up 4.4% from $37.7 million a year earlier, driven mainly by stronger Aerospace hardware sales. Gross profit rose to $14.4 million, with margin improving to 36.6% from 31.7% on better mix and lower manufacturing costs.
The company posted net income of $0.7 million, or $0.08 per diluted share, versus a prior-year loss of $0.4 million. Results included restructuring charges, non-recurring legal and professional fees, an inventory reserve reversal, and discretionary bonuses that together had a meaningful impact on quarterly earnings.
Product ID revenue was broadly flat at $26.1 million, as growth in professional label and mail/sheet printers was offset by weaker direct-to-package and desktop label printers. Aerospace revenue increased to $13.3 million, supported by commercial aircraft and regional/business jet demand. Management continues executing a restructuring program and reviewing strategic alternatives while managing leverage of about $20.6 million in total debt against $139.9 million in assets.
AstroNova reported a strong start to fiscal 2027, turning prior-year losses into profit as margins improved. Revenue for the quarter ended April 30, 2026 rose 4.4% to $39.4M, driven by its Aerospace segment, while Product ID sales were roughly flat.
Gross profit increased 20.7% to $14.4M and gross margin expanded to 36.6%. Operating income nearly tripled to $1.6M, and net income reached $0.7M, or $0.08 per diluted share, compared with a loss a year earlier. Adjusted EBITDA was $4.1M with a 10.5% margin.
Aerospace revenue grew 16.3% to $13.3M, with hardware sales up 37.9%. Segment operating profit rose to $3.9M and orders surged 125.1% to $19.5M, lifting Aerospace backlog to $18.2M. Cash from operations was $3.0M, and net debt fell to $31.2M.
AstroNova, Inc. filed an amendment to its annual report to add detailed Part III information on directors, executive officers, compensation, ownership and auditor fees. The amendment does not change previously reported financial results and should be read together with the original filing.
The company highlights a refreshed leadership team, including President and CEO Jorik Ittmann and Executive Chairman Darius Nevin, along with three standing board committees that are fully independent under NASDAQ standards. Executive pay for fiscal 2026 rose mainly due to larger time-based restricted stock unit grants and new stock‑settled performance awards.
Short‑term cash incentives under the Senior Executive Short‑Term Incentive Plan largely did not pay out because most 2026 revenue, EBITDA and cash flow targets were not met; only the aerospace leader received a small bonus. Pay‑versus‑performance disclosure shows compensation actually paid to key executives alongside negative net income of $2.4 million and weaker total shareholder return. The filing also details director compensation, significant equity ownership by major shareholders and insiders, equity plan capacity, and audit fees of $576,000 for 2026.
AstroNova, Inc. entered into a settlement on May 15, 2026 to resolve all claims related to its May 2024 acquisition of MTEX New Solution, S.A. in Portugal. Under the agreement, Atlantiprestigio will transfer to AstroNova Portugal an industrial property in Porto valued at €2.5 million, and will waive all amounts due from MTEX under the related lease.
The company and AstroNova Portugal also agreed to cause Mr. Ferreira and his spouse to be released from certain personal guarantees on MTEX loans. Once the property is definitively registered in AstroNova Portugal’s name, all parties will terminate the ongoing arbitration in Oporto and grant mutual releases, including an agreement on allocation of arbitration costs.
AstroNova, Inc. announced the timing of its 2026 Annual Meeting of shareholders. The Board of Directors set July 20, 2026 as the meeting date. Shareholders of record as of May 21, 2026 will be eligible to vote at the meeting, with additional details to be provided in the 2026 proxy statement.
AstroNova, Inc. Senior Vice President Finn Padraig exercised restricted stock units into common shares. On April 14, 2026, he converted 1,085 restricted stock units into 1,085 shares of AstroNova common stock, bringing his direct common stock holdings to 1,685 shares.
After this transaction, 2,171 restricted stock units remain outstanding. According to the disclosure, these remaining units vest in two equal annual installments beginning April 14, 2027. This activity reflects compensation-related equity vesting rather than any open-market purchase or sale.
AstroNova, Inc. Chief Executive Officer Jorik Ittmann exercised restricted stock units and settled related taxes in shares. On April 14, 2026, he exercised 1,509 restricted stock units, receiving the same number of common shares at a stated price of $0.00 per share.
To cover tax obligations, 519 common shares were disposed of at $11.78 per share as a tax-withholding disposition, not an open-market sale. After these transactions, he directly held 2,581.1021 common shares and 3,018 restricted stock units that are scheduled to vest in two equal annual installments beginning April 14, 2027.