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AstroNova, Inc. SEC Filings

ALOT NASDAQ

Welcome to our dedicated page for AstroNova SEC filings (Ticker: ALOT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on AstroNova's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into AstroNova's regulatory disclosures and financial reporting.

Rhea-AI Summary

AstroNova, Inc. reported that the waiting period under the Hart-Scott-Rodino Antitrust Improvements Act of 1976 for its pending merger with Orion Merger Parent, Inc. and Orion MergerCo X, Inc., affiliates of investment funds managed by Arcline Investment Management LP, expired at 11:59 p.m. Eastern Time on July 31, 2026. This expiration satisfies the Merger Agreement condition related to HSR Act review.

The transaction, entered into on June 16, 2026, would merge Orion MergerCo X, Inc. with and into AstroNova, with AstroNova continuing as the surviving corporation and becoming a wholly owned subsidiary of Orion Merger Parent. Completion of the merger remains subject to other conditions in the Merger Agreement, including approval of the Merger Agreement by AstroNova shareholders at a special meeting described in a definitive proxy statement filed on July 31, 2026.

The company notes that statements about the proposed merger, including expected timing and satisfaction of closing conditions, are forward-looking and subject to risks such as failure to obtain shareholder approval, potential governmental challenges or conditions, disruption to business operations, possible termination of the Merger Agreement, and potential merger-related litigation.

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AstroNova, Inc. has agreed to be acquired by affiliates of Arcline Investment Management in an all‑cash merger in which Orion MergerCo X, Inc. will merge into AstroNova, which will survive as a wholly owned private subsidiary of Orion Merger Parent, Inc.

Each outstanding share of AstroNova common stock will be converted into the right to receive $29.00 in cash per share, without interest and subject to withholding taxes. The Board unanimously determined the merger agreement and consideration are fair and in the best interests of shareholders, citing the cash price and its premium to recent trading prices, Rockefeller Financial LLC’s fairness opinion, and the certainty of fully committed financing. The merger requires approval by holders of a majority of the 7,841,201 shares outstanding as of July 29, 2026, plus regulatory clearances and other customary conditions. If completed, AstroNova’s stock will be delisted from Nasdaq and deregistered, and the transaction will be taxable for U.S. shareholders.

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Rhea-AI Summary

Askeladden Capital Management LLC and its principal Samir Patel report that client accounts managed by Askeladden now beneficially own 32,354 shares of AstroNova, Inc. common stock, representing 0.4% of the outstanding class, based on 7,747,772 shares outstanding as of June 4, 2026.

The position, acquired for an aggregate cost of approximately $326,260, is held in Askeladden client accounts, with Askeladden and Mr. Patel reporting shared voting and dispositive power. This Amendment No. 3 is an exit Schedule 13D filing after their ownership fell below the 5% threshold, following a decision to reduce the stake in light of AstroNova’s announced planned acquisition by Arcline, which they state they support and view as maximizing shareholder value. They indicate no current plans to seek changes to the company’s strategy or board composition.

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Rhea-AI Summary

AstroNova, Inc. has agreed to be acquired by affiliates of investment funds managed by Arcline Investment Management through a reverse triangular merger in which Orion MergerCo X, Inc. will merge into AstroNova, which will survive as a wholly owned subsidiary of Orion Merger Parent, Inc. Each share of common stock will, if the merger closes, be converted into the right to receive $29.00 in cash per share, without interest and subject to withholding taxes. The Board unanimously approved the merger, received a fairness opinion from Rockefeller Financial LLC, and recommends that shareholders vote in favor.

The special meeting will be held virtually, with holders of common stock as of the record date entitled to one vote per share. Adopting the Merger Agreement requires approval by the holders of a majority of all outstanding shares; failure to vote, abstentions, and broker non-votes count as votes against the merger. There are no appraisal or dissenters’ rights. The last Nasdaq closing price before announcement on June 16, 2026 was $16.69 per share. If completed, AstroNova’s shares will be delisted from Nasdaq and deregistered, and the company will become private.

Closing is conditioned on shareholder approval, expiration or termination of Hart-Scott-Rodino waiting periods and other required approvals, absence of blocking legal orders, and no Company Material Adverse Effect. Equity awards will vest (where applicable) and be cashed out at the merger price, subject to exercise price. The Merger Agreement includes a no‑shop with a fiduciary out for Superior Proposals, a $9,648,000 termination fee payable by AstroNova in specified circumstances, and a $9,648,000 reverse termination fee payable by Parent if antitrust approvals are not obtained. Arcline-affiliated funds have provided a limited guarantee of certain Parent payment obligations up to $280,000,000, and the merger is not subject to a financing condition.

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Rhea-AI Summary

AstroNova, Inc. reporting persons Glazer Capital, LLC and Paul J. Glazer disclosed beneficial ownership of 449,920 shares of Common Stock, representing 5.81% of the class as reported in this Schedule 13G. The filing states Glazer Capital serves as investment manager for the Glazer Funds and that Glazer Capital Enhanced Master Fund, Ltd. has the right to receive proceeds from the sale of more than 5% of the outstanding shares. The business address for the reporting persons is listed as 250 West 55th Street, New York. The signature date is 06/25/2026.

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AstroNova, Inc. agreed to be acquired by affiliates of Arcline Investment Management for $29.00 per share in cash, implying a total enterprise value of about $272 million. The all-cash deal will take AstroNova private if completed.

The price represents a premium of about 209% to AstroNova’s unaffected closing share price on April 6, 2026 and about 120% to the 90‑day VWAP ending June 16, 2026. Closing is subject to approval by AstroNova shareholders, antitrust clearances under the HSR Act and other customary conditions. The merger agreement includes no‑shop provisions, reciprocal termination fees of $9.648 million in specified circumstances, six years of director and officer indemnification and insurance, and a 12‑month commitment to maintain employee compensation and benefits at levels at least as favorable in the aggregate.

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AstroNova, Inc. Vice President Thomas Wayne Carll reported routine equity compensation activity involving restricted stock units and common shares. He exercised 524 restricted stock units, converting them into 524 shares of common stock. Of those shares, 193 were disposed of to cover tax obligations at a price of $15.92 per share, leaving a net increase of 331 shares. Following these transactions, he directly holds 33,952 shares of AstroNova common stock. The remaining restricted stock units are scheduled to vest on June 10, 2027, providing additional future equity to the executive as part of his compensation.

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AstroNova, Inc. Chief Technology Officer Michael J. Natalizia reported routine equity compensation activity. On June 10, 2026, he exercised restricted stock units into 592 shares of common stock, recorded at a zero exercise price, and 218 shares were withheld to cover tax obligations, not sold in the market.

After these transactions, he directly held about 47,632.3445 shares of common stock. A related footnote states that the remaining restricted stock units are scheduled to vest on June 10, 2027, indicating continued stock-based compensation that vests over time.

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Rhea-AI Summary

AstroNova reported first-quarter revenue of $39.4 million, up 4.4% from $37.7 million a year earlier, driven mainly by stronger Aerospace hardware sales. Gross profit rose to $14.4 million, with margin improving to 36.6% from 31.7% on better mix and lower manufacturing costs.

The company posted net income of $0.7 million, or $0.08 per diluted share, versus a prior-year loss of $0.4 million. Results included restructuring charges, non-recurring legal and professional fees, an inventory reserve reversal, and discretionary bonuses that together had a meaningful impact on quarterly earnings.

Product ID revenue was broadly flat at $26.1 million, as growth in professional label and mail/sheet printers was offset by weaker direct-to-package and desktop label printers. Aerospace revenue increased to $13.3 million, supported by commercial aircraft and regional/business jet demand. Management continues executing a restructuring program and reviewing strategic alternatives while managing leverage of about $20.6 million in total debt against $139.9 million in assets.

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AstroNova reported a strong start to fiscal 2027, turning prior-year losses into profit as margins improved. Revenue for the quarter ended April 30, 2026 rose 4.4% to $39.4M, driven by its Aerospace segment, while Product ID sales were roughly flat.

Gross profit increased 20.7% to $14.4M and gross margin expanded to 36.6%. Operating income nearly tripled to $1.6M, and net income reached $0.7M, or $0.08 per diluted share, compared with a loss a year earlier. Adjusted EBITDA was $4.1M with a 10.5% margin.

Aerospace revenue grew 16.3% to $13.3M, with hardware sales up 37.9%. Segment operating profit rose to $3.9M and orders surged 125.1% to $19.5M, lifting Aerospace backlog to $18.2M. Cash from operations was $3.0M, and net debt fell to $31.2M.

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FAQ

How many AstroNova (ALOT) SEC filings are available on StockTitan?

StockTitan tracks 67 SEC filings for AstroNova (ALOT), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for AstroNova (ALOT)?

The most recent SEC filing for AstroNova (ALOT) was filed on August 5, 2026.