Welcome to our dedicated page for AstroNova SEC filings (Ticker: ALOT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AstroNova, Inc. filings document an operating company with common stock listed on the Nasdaq Global Market under ALOT. Recent reports include 8-K disclosures for quarterly and annual operating results, amendments to its credit agreement, compensation award terms and other material events tied to its Product Identification and Aerospace businesses.
Proxy and shareholder-meeting filings describe board elections, director nominations, executive compensation votes, auditor ratification and governance matters. The filing record also covers capital structure details such as common stock par value, financial obligations under lending arrangements, exhibit disclosures attached to earnings releases and credit agreement amendments, and formal records related to shareholder proposals and annual meeting procedures.
AstroNova, Inc. (ALOT) has had its common stock removed from listing and/or registration on the Nasdaq Stock Market LLC through a Form 25 filing under Section 12(b) of the Securities Exchange Act of 1934. Nasdaq states it has complied with its rules to strike the class of securities from listing, and AstroNova is stated to have complied with the exchange’s rules and the requirements governing the voluntary withdrawal of the common stock from listing and registration.
AstroNova, Inc. (ALOT) reports that Chief Technology Officer Michael J. Natalizia disposed of his equity interests in connection with a merger. On August 26, 2026, 47,632.3445 shares of common stock and multiple option and RSU awards were cancelled and cashed out under an Agreement and Plan of Merger at a $29.00 per‑share merger consideration, leaving no shares reported as directly held after these transactions.
AstroNova, Inc. (ALOT) reported that director Yvonne Schlaeppi disposed of all reported equity interests in connection with a merger closing. On 2026-08-26, she disposed of 51,920.954 shares of common stock to the issuer at $29.00 per share under an Agreement and Plan of Merger. On the same date, two vested stock option grants for 5,000 shares each were cancelled pursuant to the Merger Agreement in exchange for cash payments equal to the difference between the $29.00 merger consideration and their respective exercise prices.
AstroNova, Inc. (ALOT) director Alexis P. Michas reported dispositions of common stock to the issuer in connection with a merger transaction. On 2026-08-26, he disposed of 29,319 shares of common stock at $29.00 per share, leaving him with 0 shares held directly.
On the same date, 535,203 shares of common stock held indirectly through Juniper Targeted Opportunity Fund, L.P. were also disposed of pursuant to the same Agreement and Plan of Merger. Juniper Investment Company, LLC serves as investment manager to the fund. Mr. Michas may be deemed to beneficially own those shares but disclaims beneficial ownership except to the extent of his pecuniary interest.
AstroNova, Inc. (ALOT) reports that Executive Chair Darius G. Nevin disposed of his equity holdings in connection with a merger. On 2026-08-26, he returned 4,313 shares of common stock to the issuer at $29.00 per share and cancelled a fully vested stock option for 30,000 shares with a $11.10 exercise price. Under the merger agreement, that option cancellation yielded an aggregate cash payment of $537,000, based on the $29.00 per-share Merger Consideration. Following these transactions, his reported direct holdings in these securities are 0 shares.
AstroNova, Inc. (ALOT) director Richard S. Warzala reported issuer-directed dispositions tied to the Orion merger. On August 26, 2026, he disposed of 75,711 shares of common stock at $29.00 per share under the merger agreement, leaving 0 directly held common shares. Two fully vested stock options covering an aggregate 10,000 shares were cancelled pursuant to the merger in exchange for cash payments of $53,750 and $72,750, each calculated using the $29.00 per-share merger consideration over the respective exercise prices.
AstroNova, Inc. (ALOT) reported that Chief Financial Officer Thomas D. DeByle disposed of common stock and multiple blocks of Restricted Stock Units on August 26, 2026 in connection with a merger. Common shares and RSUs were cancelled under an Agreement and Plan of Merger and exchanged for cash based on the merger consideration.
AstroNova, Inc. (ALOT) director Mitchell I. Quain reported a series of dispositions on August 26, 2026 in connection with the company’s merger under an Agreement and Plan of Merger with Orion Merger Parent, Inc. and Orion MergerCo X, Inc. He disposed of 108,910 directly held common shares and 16,701 shares held in a trust at a per‑share merger consideration of $29.00, resulting in reported common-stock holdings of 0 shares both directly and indirectly. Two stock option awards for 5,000 shares each were cancelled pursuant to the Merger Agreement in exchange for cash payments of $53,750 and $75,500, reflecting the excess of the $29.00 merger consideration over their respective exercise prices.
AstroNova, Inc. (ALOT) reports that Senior Vice President Padraig Finn disposed of equity interests in connection with a merger. On 2026-08-26, he transferred 1,685 shares of Common Stock and multiple tranches of Restricted Stock Units to the issuer pursuant to an Agreement and Plan of Merger with Orion Merger Parent, Inc. Each RSU grant became fully vested and was cancelled in exchange for specified cash payments based on the $29.00 per share Merger Consideration, including cash payments of $34,800, $62,959, $1,264,139, and $133,110 for four separate RSU awards.