Welcome to our dedicated page for Astronova SEC filings (Ticker: ALOT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The AstroNova, Inc. (NASDAQ: ALOT) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures, along with AI-powered summaries that help explain key points for investors. AstroNova is a Rhode Island corporation listed on the NASDAQ Global Market, and it files annual, quarterly and current reports, proxy statements and other documents with the U.S. Securities and Exchange Commission.
Through this page, users can review annual reports on Form 10-K and quarterly reports on Form 10-Q, which describe AstroNova’s Product Identification and Aerospace segments, risk factors, credit facilities, non-GAAP metrics and overall financial condition. These filings detail how the company’s digital product identification solutions and aerospace printing, avionics and data acquisition products contribute to its results, and they explain management’s use of measures such as Adjusted EBITDA and segment-level non-GAAP operating income.
Investors can also access current reports on Form 8-K that disclose material events, including amendments to the company’s Amended and Restated Credit Agreement with Bank of America, leadership changes, cooperation agreements with shareholders, board appointments and the outcomes of annual shareholder meetings. For example, 8-K filings describe the Sixth Amendment to the credit agreement, the appointment of a new President and Chief Executive Officer, and the Cooperation Agreement with Askeladden Capital Management LLC.
AstroNova’s proxy materials on Schedule 14A provide detail on corporate governance, board composition, executive compensation and shareholder proposals. These documents outline features such as one-share, one-vote, board independence, committee structures and advisory votes on executive pay and auditor ratification.
Stock Titan’s interface surfaces these filings in real time as they are posted to EDGAR and applies AI analysis to highlight important sections, summarize complex credit agreement terms, and clarify the implications of leadership or governance changes. Users can also review ownership and transaction-related filings, such as Forms 3, 4 and 5 when available, to track insider holdings and changes.
By using this page, investors gain a structured view of AstroNova’s regulatory history, from its financial reporting and non-GAAP reconciliations to its capital structure, covenants and board-level decisions, with AI tools that make lengthy documents more accessible.
Schlaeppi Yvonne reported acquisition or exercise transactions in this Form 4 filing.
AstroNova director Yvonne Schlaeppi received a restricted stock award of 2,873 shares of Common Stock on April 9, 2026. The award was granted pursuant to the company’s Amended and Restated Non-Employee Director Annual Compensation Program and increased her direct holdings to 51,920.954 shares.
AstroNova, Inc. director receives stock award. Director Richard S. Warzala acquired 2,827 shares of AstroNova common stock on a grant/award basis at a price of $0.00 per share. The restricted stock award was made under the Amended and Restated Non-Employee Director Annual Compensation Program, bringing his direct holdings to 75,711 shares.
Kravetz Shawn W reported acquisition or exercise transactions in this Form 4 filing.
AstroNova, Inc. director Shawn W. Kravetz received a grant of 2,760 shares of Common Stock on April 9, 2026. The filing describes this as a restricted stock award under the company’s Amended and Restated Non-Employee Director Annual Compensation Program. Following this award, he directly holds 9,464 shares.
AstroNova Inc ownership disclosure: Dimensional Fund Advisors filed an Amendment No. 12 to Schedule 13G/A reporting beneficial ownership of 435,238 shares of AstroNova Inc common stock, representing 5.7% of the class. The filing shows sole voting power over 430,968 shares and sole dispositive power over 435,238 shares, and states these shares are owned by affiliated Funds for which Dimensional serves as adviser; Dimensional disclaims beneficial ownership. The filing is signed by the Global Chief Compliance Officer on 04/09/2026.
AstroNova, Inc. reported that Senior Vice President Padraig Finn received a grant of 4,590 restricted stock units of AstroNova common stock. This grant was reported as a grant, award, or other acquisition, with no cash price per unit shown in the filing.
Each restricted stock unit represents a contingent right to receive one share of AstroNova common stock. The units are scheduled to vest in three equal annual installments beginning on February 26, 2027, meaning the award will vest over a three-year period as continued service conditions are met.
Carll Thomas Wayne reported acquisition or exercise transactions in this Form 4 filing.
AstroNova, Inc. Senior Vice President Thomas Wayne Carll received a grant of 4,590 restricted stock units on February 26, 2026. Each unit represents the right to receive one share of AstroNova common stock at no purchase price. These units vest in three equal annual installments beginning on February 26, 2027, giving him a time-based incentive to remain with the company and align his compensation with future share performance.
DeByle Thomas D. reported acquisition or exercise transactions in this Form 4 filing.
AstroNova, Inc. reported that Chief Financial Officer Thomas D. DeByle received a grant of 15,483 restricted stock units. Each unit represents the right to receive one share of ALOT common stock. The units vest in three equal annual installments beginning on February 26, 2027.
AstroNova, Inc. reported that Chief Executive Officer Jorik Ittmann acquired 13,115 restricted stock units as an equity award. Each unit represents a contingent right to receive one share of AstroNova common stock. The units vest in three equal annual installments beginning on February 26, 2027, aligning the CEO’s compensation with future company performance.
Natalizia Michael J reported acquisition or exercise transactions in this Form 4 filing.
AstroNova, Inc. reported that Chief Technology Officer Michael J. Natalizia received a grant of 4,590 restricted stock units on February 26, 2026. Each unit represents a right to one share of AstroNova common stock and vests in three equal annual installments starting February 26, 2027.
AstroNova, Inc. reported the results of its annual shareholder meeting held on December 2, 2025. A total of 7,638,423 shares of common stock were outstanding as of October 13, 2025, the record date for the meeting.
Shareholders elected seven directors to serve until the next annual meeting and until their successors are elected and qualified. They also approved an advisory, non-binding proposal on the compensation paid to the company's executive officers, with 4,485,855 votes for, 34,705 against, 3,905 abstentions and 2,549,495 broker non-votes. In a separate advisory vote on how often to hold future say-on-pay votes, 4,089,313 votes favored a 1-year frequency, 3,518 favored 2 years, 431,387 favored 3 years, and 248 abstained, with 2,549,494 broker non-votes. Shareholders further ratified the appointment of Wolf & Company, P.C. as independent registered public accounting firm for the fiscal year ending January 31, 2026, by a vote of 7,064,130 for, 6,440 against and 3,390 abstaining.