Welcome to our dedicated page for AstroNova SEC filings (Ticker: ALOT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AstroNova, Inc. filings document an operating company with common stock listed on the Nasdaq Global Market under ALOT. Recent reports include 8-K disclosures for quarterly and annual operating results, amendments to its credit agreement, compensation award terms and other material events tied to its Product Identification and Aerospace businesses.
Proxy and shareholder-meeting filings describe board elections, director nominations, executive compensation votes, auditor ratification and governance matters. The filing record also covers capital structure details such as common stock par value, financial obligations under lending arrangements, exhibit disclosures attached to earnings releases and credit agreement amendments, and formal records related to shareholder proposals and annual meeting procedures.
AstroNova, Inc. (ALOT) reported that Senior VP and GM – Aerospace Thomas Wayne Carll disposed of his equity interests in connection with an Agreement and Plan of Merger dated June 16, 2026 among the company and Orion merger entities.
The filing shows a stock option for 17,500 shares at a per share exercise price of $18.25 was cancelled and exchanged for an aggregate cash payment of $188,125, based on $29.00 per share Merger Consideration. Several Restricted Stock Unit awards were also fully vested and cancelled on the transaction date in exchange for cash: 524 RSUs for $15,196, 2,799 RSUs for $81,171, 43,591 RSUs for $1,264,139, and 4,590 RSUs for $133,110, all using the same $29.00 Merger Consideration per share. In addition, 47 earned Performance-Based RSUs were cancelled for $1,363. The form also reports a disposition to the issuer of 33,952 shares of common stock at $29.00 per share under the Merger Agreement.
AstroNova, Inc. (ALOT) disclosed that Chief Executive Officer Jorik Ittmann disposed of his equity interests in connection with a transaction under an Agreement and Plan of Merger dated June 16, 2026 among AstroNova, Orion Merger Parent, Inc. and Orion MergerCo X, Inc.
On August 26, 2026, Ittmann returned 2,581.1021 shares of Common Stock to the issuer and had four grants of Restricted Stock Units covering 2,334, 3,018, 130,775 and 13,115 underlying shares become fully vested and cancelled in exchange for aggregate cash payments of $67,686, $87,522, $3,792,475 and $380,335, respectively, each based on the Merger Consideration of $29.00 per share.
AstroNova, Inc. (ALOT) director Shawn W. Kravetz reported a disposition of common stock in connection with a merger. On 2026-08-26, he disposed of 9,464 shares of AstroNova common stock at $29.00 per share in a disposition to the issuer, executed pursuant to an Agreement and Plan of Merger among AstroNova, Orion Merger Parent, Inc., and Orion MergerCo X, Inc. Following this transaction, Kravetz reported 0 shares of AstroNova common stock held directly.
AstroNova, Inc. (ALOT) completed its previously announced merger with Orion Merger Parent, Inc., an affiliate of Arcline Investment Management, on August 26, 2026. Orion MergerCo X, Inc. merged with and into AstroNova, with AstroNova surviving as a wholly owned subsidiary of the Arcline-controlled parent.
At the Effective Time, each share of AstroNova common stock outstanding (other than certain cancelled affiliate and treasury shares) was converted into the right to receive $29.00 in cash per share, without interest and less applicable withholding taxes. The total consideration for the change in control was approximately $241.9 million, based on about 8,406,925 shares outstanding, including shares underlying equity awards converted to cash. AstroNova repaid in full and terminated its Amended and Restated Credit Agreement with Bank of America, N.A., and all related liens and guarantees were released.
Trading in AstroNova’s common stock on the Nasdaq Global Market will be suspended after the close of trading on August 26, 2026, and the company has requested delisting via Form 25 and plans to file Form 15 to terminate registration and suspend reporting obligations. All public stockholder rights ceased other than the right to receive the cash merger consideration. The board of directors was reconstituted, selected officers were appointed for the surviving corporation, the 2018 Equity Incentive Plan was terminated (with awards now representing only cash rights), and AstroNova is obligated to maintain indemnification and a six-year D&O insurance tail for former directors and officers.
AstroNova, Inc. (ALOT) shareholders approved the company’s acquisition by affiliates of Arcline Investment Management at a virtual special meeting held on August 25, 2026. Under the Agreement and Plan of Merger, each share of common stock will be converted into the right to receive $29.00 in cash, without interest and subject to applicable withholding taxes.
Shareholders cast 5,027,868 votes for, 4,693 against and 5,467 abstaining on the merger proposal, representing more than 99% of votes cast and approximately 64% of all 7,841,201 shares outstanding as of the July 29, 2026 record date. A separate, non-binding advisory vote approved the merger-related executive compensation arrangements. The transaction is expected to close on August 26, 2026, after which AstroNova will become a privately held company and its common stock will cease trading on Nasdaq.
AstroNova, Inc. reported that the waiting period under the Hart-Scott-Rodino Antitrust Improvements Act of 1976 for its pending merger with Orion Merger Parent, Inc. and Orion MergerCo X, Inc., affiliates of investment funds managed by Arcline Investment Management LP, expired at 11:59 p.m. Eastern Time on July 31, 2026. This expiration satisfies the Merger Agreement condition related to HSR Act review.
The transaction, entered into on June 16, 2026, would merge Orion MergerCo X, Inc. with and into AstroNova, with AstroNova continuing as the surviving corporation and becoming a wholly owned subsidiary of Orion Merger Parent. Completion of the merger remains subject to other conditions in the Merger Agreement, including approval of the Merger Agreement by AstroNova shareholders at a special meeting described in a definitive proxy statement filed on July 31, 2026.
The company notes that statements about the proposed merger, including expected timing and satisfaction of closing conditions, are forward-looking and subject to risks such as failure to obtain shareholder approval, potential governmental challenges or conditions, disruption to business operations, possible termination of the Merger Agreement, and potential merger-related litigation.
AstroNova, Inc. has agreed to be acquired by affiliates of Arcline Investment Management in an all‑cash merger in which Orion MergerCo X, Inc. will merge into AstroNova, which will survive as a wholly owned private subsidiary of Orion Merger Parent, Inc.
Each outstanding share of AstroNova common stock will be converted into the right to receive $29.00 in cash per share, without interest and subject to withholding taxes. The Board unanimously determined the merger agreement and consideration are fair and in the best interests of shareholders, citing the cash price and its premium to recent trading prices, Rockefeller Financial LLC’s fairness opinion, and the certainty of fully committed financing. The merger requires approval by holders of a majority of the 7,841,201 shares outstanding as of July 29, 2026, plus regulatory clearances and other customary conditions. If completed, AstroNova’s stock will be delisted from Nasdaq and deregistered, and the transaction will be taxable for U.S. shareholders.
Askeladden Capital Management LLC and its principal Samir Patel report that client accounts managed by Askeladden now beneficially own 32,354 shares of AstroNova, Inc. common stock, representing 0.4% of the outstanding class, based on 7,747,772 shares outstanding as of June 4, 2026.
The position, acquired for an aggregate cost of approximately $326,260, is held in Askeladden client accounts, with Askeladden and Mr. Patel reporting shared voting and dispositive power. This Amendment No. 3 is an exit Schedule 13D filing after their ownership fell below the 5% threshold, following a decision to reduce the stake in light of AstroNova’s announced planned acquisition by Arcline, which they state they support and view as maximizing shareholder value. They indicate no current plans to seek changes to the company’s strategy or board composition.
AstroNova, Inc. has agreed to be acquired by affiliates of investment funds managed by Arcline Investment Management through a reverse triangular merger in which Orion MergerCo X, Inc. will merge into AstroNova, which will survive as a wholly owned subsidiary of Orion Merger Parent, Inc. Each share of common stock will, if the merger closes, be converted into the right to receive $29.00 in cash per share, without interest and subject to withholding taxes. The Board unanimously approved the merger, received a fairness opinion from Rockefeller Financial LLC, and recommends that shareholders vote in favor.
The special meeting will be held virtually, with holders of common stock as of the record date entitled to one vote per share. Adopting the Merger Agreement requires approval by the holders of a majority of all outstanding shares; failure to vote, abstentions, and broker non-votes count as votes against the merger. There are no appraisal or dissenters’ rights. The last Nasdaq closing price before announcement on June 16, 2026 was $16.69 per share. If completed, AstroNova’s shares will be delisted from Nasdaq and deregistered, and the company will become private.
Closing is conditioned on shareholder approval, expiration or termination of Hart-Scott-Rodino waiting periods and other required approvals, absence of blocking legal orders, and no Company Material Adverse Effect. Equity awards will vest (where applicable) and be cashed out at the merger price, subject to exercise price. The Merger Agreement includes a no‑shop with a fiduciary out for Superior Proposals, a $9,648,000 termination fee payable by AstroNova in specified circumstances, and a $9,648,000 reverse termination fee payable by Parent if antitrust approvals are not obtained. Arcline-affiliated funds have provided a limited guarantee of certain Parent payment obligations up to $280,000,000, and the merger is not subject to a financing condition.
AstroNova, Inc. reporting persons Glazer Capital, LLC and Paul J. Glazer disclosed beneficial ownership of 449,920 shares of Common Stock, representing 5.81% of the class as reported in this Schedule 13G. The filing states Glazer Capital serves as investment manager for the Glazer Funds and that Glazer Capital Enhanced Master Fund, Ltd. has the right to receive proceeds from the sale of more than 5% of the outstanding shares. The business address for the reporting persons is listed as 250 West 55th Street, New York. The signature date is 06/25/2026.