Welcome to our dedicated page for Astronova SEC filings (Ticker: ALOT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The AstroNova, Inc. (NASDAQ: ALOT) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures, along with AI-powered summaries that help explain key points for investors. AstroNova is a Rhode Island corporation listed on the NASDAQ Global Market, and it files annual, quarterly and current reports, proxy statements and other documents with the U.S. Securities and Exchange Commission.
Through this page, users can review annual reports on Form 10-K and quarterly reports on Form 10-Q, which describe AstroNova’s Product Identification and Aerospace segments, risk factors, credit facilities, non-GAAP metrics and overall financial condition. These filings detail how the company’s digital product identification solutions and aerospace printing, avionics and data acquisition products contribute to its results, and they explain management’s use of measures such as Adjusted EBITDA and segment-level non-GAAP operating income.
Investors can also access current reports on Form 8-K that disclose material events, including amendments to the company’s Amended and Restated Credit Agreement with Bank of America, leadership changes, cooperation agreements with shareholders, board appointments and the outcomes of annual shareholder meetings. For example, 8-K filings describe the Sixth Amendment to the credit agreement, the appointment of a new President and Chief Executive Officer, and the Cooperation Agreement with Askeladden Capital Management LLC.
AstroNova’s proxy materials on Schedule 14A provide detail on corporate governance, board composition, executive compensation and shareholder proposals. These documents outline features such as one-share, one-vote, board independence, committee structures and advisory votes on executive pay and auditor ratification.
Stock Titan’s interface surfaces these filings in real time as they are posted to EDGAR and applies AI analysis to highlight important sections, summarize complex credit agreement terms, and clarify the implications of leadership or governance changes. Users can also review ownership and transaction-related filings, such as Forms 3, 4 and 5 when available, to track insider holdings and changes.
By using this page, investors gain a structured view of AstroNova’s regulatory history, from its financial reporting and non-GAAP reconciliations to its capital structure, covenants and board-level decisions, with AI tools that make lengthy documents more accessible.
Insider award of restricted stock units to a company officer Thomas Carll (reported as a Senior Vice President and officer) was granted 43,630 restricted stock units of AstroNova, Inc. (ALOT). Each restricted stock unit represents a contingent right to receive one share of common stock, with the units set to vest and settle on August 15, 2028. The report shows the transaction as an acquisition with a reported price of $0, and the amount of common stock beneficially owned following the transaction is 43,630 shares held directly. The Form 4 was submitted under Section 16 reporting rules and was signed by power of attorney on behalf of the reporting person.
AstroNova, Inc. (ALOT) reporting person Michael J. Natalizia, Chief Technology Officer, was granted 21,815 restricted stock units (RSUs) on 08/15/2025. Each RSU represents a contingent right to one share of common stock and the award carries a $0 per-share exercise/price indicator because these are restricted stock units rather than purchases. The RSUs vest and settle on August 15, 2028, and following the grant Mr. Natalizia beneficially owns 21,815 shares directly attributable to this award. The Form 4 was filed as an individual report and was signed via power of attorney on 08/19/2025.
AstroNova (ALOT) filed an Item 5.02 Form 8-K announcing a leadership transition. On 31 Jul 2025 the Board promoted Senior VP Product Identification Jorik Ittmann (47) to President & CEO and director, effective 15 Aug 2025. Interim CEO Darius G. Nevin becomes Executive Chairman.
Key employment terms for Mr. Ittmann
- Base salary $360k.
- Target bonus 70 % of FY-26 salary linked to Revenue 25 %, Adj. Operating CF 25 %, Adj. EBITDA 50 %.
- Performance stock award: reference value $115,753.
- Time-based RSU grant worth $1.5 m; cliff vest 15 Aug 2028 with pro-rata or Triggering-Transaction acceleration.
- Up to 52-week salary continuation if terminated without cause before Aug-2028; none on change-in-control with shareholder payout.
Compensation adjustments for other executives (effective 15 Aug 2025)
- CFO Thomas DeByle salary $425k; Tom Carll & Michael Natalizia $280k each.
- Target bonuses: 70 %, 45 %, 45 % of salary, respectively.
- Performance awards of $82,185; $11,112; $12,964 and RSUs of $1.0 m; $0.5 m; $0.25 m, mirroring CEO terms.
No financial results were disclosed.
AstroNova (ALOT) Form 8-K – CEO Separation Agreement
AstroNova filed a Current Report to document the final terms governing the departure of former President & Chief Executive Officer Gregory A. Woods, whose resignation was previously announced on 29 Jun 2025. Mr. Woods’ employment and board service ended on 16 Jul 2025 under a Separation Agreement (Ex. 10.1).
- Severance: 50 % of current base salary and vehicle allowance for 52 weeks, paid bi-weekly.
- Equity: All unvested RSUs continue to vest for 12 months; listed stock options remain exercisable until the earlier of their 10-year grant anniversary or 16 Jul 2026.
- Benefits: Company subsidises 100 % of COBRA premiums for up to 12 months and reimburses Medicare premiums within a combined cap of $2,021.89 per month.
- Additional payments: Accrued PTO and pre-29 Jun 2025 business expenses paid on the next regular pay date.
- Obligations: Up to 20 hours per week transition assistance for one year and continued cooperation in MTEX New Solution S.A. acquisition proceedings.
No successor appointment, financial metrics or revised guidance were disclosed in this filing.
AstroNova, Inc. (NASDAQ: ALOT) faces significant governance change pressure following a dissident Schedule 14A filing from Samir Patel’s Askeladden Capital. Independent proxy adviser Glass Lewis recommends shareholders vote for all five Askeladden director nominees, citing poor oversight of the 2023 MTEX acquisition and resulting value destruction. Glass Lewis views Askeladden’s turnaround plan as “detailed, coherent, and realistic.”
The filing also highlights the abrupt resignation of long-time CEO Greg Woods; shares rallied roughly 25 % intraday after the news, suggesting market approval of leadership change. Director Darius Nevin becomes interim CEO while a formal search commences.
Askeladden signals willingness to end the proxy contest through a negotiated settlement and plans to deliver a proposal to the Board by 1 July 2025. The group argues fresh independent directors are now endorsed by both ISS and Glass Lewis and are essential to guide the CEO search and improve operations.
- Glass Lewis: replace all directors involved in MTEX purchase.
- Dissident slate offers M&A, integration and turnaround expertise.
- Shareholder meeting postponed again, increasing contest costs.
The filing encourages investors to review materials at Askeladden’s website and EDGAR, and reiterates that proxy cards should be cast on the GOLD ballot in favor of the dissident nominees.
AstroNova, Inc. (NASDAQ: ALOT) filed a Form 8-K disclosing an immediate leadership change. On 29 June 2025, Gregory A. Woods resigned as President, Chief Executive Officer and director. The Board appointed director Darius G. Nevin, 67, as Interim President and CEO effective the same day. Nevin, who joined the Board in March 2025, brings over 30 years of public-company finance experience, including nine years as CFO of Protection One, where he executed a successful turnaround and sale. He also serves on the boards of Alarm.com and Psychemedics and previously sat on WCI Communities’ board.
Upon assuming the interim role, Nevin stepped down from the Audit and Human Capital & Compensation Committees. The company issued a press release (Exhibit 99.1) announcing the transition. In addition, the Board postponed the 2025 Annual Meeting of Shareholders, previously set for 9 July 2025; a new date and record date will be announced later. No other financial data or transactions were reported.
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