Welcome to our dedicated page for Astronova SEC filings (Ticker: ALOT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The AstroNova, Inc. (NASDAQ: ALOT) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures, along with AI-powered summaries that help explain key points for investors. AstroNova is a Rhode Island corporation listed on the NASDAQ Global Market, and it files annual, quarterly and current reports, proxy statements and other documents with the U.S. Securities and Exchange Commission.
Through this page, users can review annual reports on Form 10-K and quarterly reports on Form 10-Q, which describe AstroNova’s Product Identification and Aerospace segments, risk factors, credit facilities, non-GAAP metrics and overall financial condition. These filings detail how the company’s digital product identification solutions and aerospace printing, avionics and data acquisition products contribute to its results, and they explain management’s use of measures such as Adjusted EBITDA and segment-level non-GAAP operating income.
Investors can also access current reports on Form 8-K that disclose material events, including amendments to the company’s Amended and Restated Credit Agreement with Bank of America, leadership changes, cooperation agreements with shareholders, board appointments and the outcomes of annual shareholder meetings. For example, 8-K filings describe the Sixth Amendment to the credit agreement, the appointment of a new President and Chief Executive Officer, and the Cooperation Agreement with Askeladden Capital Management LLC.
AstroNova’s proxy materials on Schedule 14A provide detail on corporate governance, board composition, executive compensation and shareholder proposals. These documents outline features such as one-share, one-vote, board independence, committee structures and advisory votes on executive pay and auditor ratification.
Stock Titan’s interface surfaces these filings in real time as they are posted to EDGAR and applies AI analysis to highlight important sections, summarize complex credit agreement terms, and clarify the implications of leadership or governance changes. Users can also review ownership and transaction-related filings, such as Forms 3, 4 and 5 when available, to track insider holdings and changes.
By using this page, investors gain a structured view of AstroNova’s regulatory history, from its financial reporting and non-GAAP reconciliations to its capital structure, covenants and board-level decisions, with AI tools that make lengthy documents more accessible.
Askeladden Capital Management LLC and Samir Patel report beneficial ownership of 716,233 shares of AstroNova common stock, representing 9.4% of the outstanding shares based on 7,596,235 shares outstanding as disclosed June 4, 2025. The shares were acquired for Askeladden client accounts at an aggregate cost of approximately $8,598,392 and were purchased in the ordinary course of business for investment purposes.
The filing describes engagement with AstroNova's board and a Cooperation Agreement providing for the board to expand to seven directors and appoint Shawn Kravetz as a new director who will join the Nominating and Governance Committee; the Reporting Persons agreed not to increase their ownership above 9.99% through one day after the 2026 annual meeting.
AstroNova, Inc. insider Padraig Finn reported an initial Form 3 disclosing beneficial ownership via restricted stock units. The filing shows 1,800 RSUs vesting in three equal annual installments beginning September 23, 2025, and 3,256 RSUs vesting in three equal annual installments beginning April 14, 2026. The form was signed by power of attorney and reflects an officer relationship (Senior Vice President) to the issuer.
AstroNova, Inc. entered into a Cooperation Agreement with Askeladden Capital Management LLC and Samir Patel. Under this agreement, the Company will expand its Board of Directors to seven members and has appointed Shawn Kravetz as an independent director effective August 21, 2025. He will serve on the Board’s Nominating and Governance Committee and be included in the Company’s slate of nominees at the 2025 annual meeting, with a commitment to nominate him again at the 2026 annual meeting.
The Askeladden parties agreed not to enter into any agreement with, or compensate, Mr. Kravetz regarding his Board service and confirmed he is not associated with them. If Mr. Kravetz ceases to serve during the cooperation period while the Askeladden parties maintain at least 5% net long beneficial ownership of AstroNova common stock, a new independent nominee jointly selected by both sides will fill the vacancy. The agreement also contains customary voting, standstill, and non-disparagement provisions lasting generally until after the 2026 annual shareholder meeting.
The filing reports that Thomas D. DeByle, Chief Financial Officer of AstroNova, Inc. (ALOT), was granted 87,260 restricted stock units (RSUs) on August 15, 2025. Each RSU represents the right to one share of common stock and the units vest and will settle on August 15, 2028. The reported grant has a reported price of $0 because RSUs are rights to future shares rather than a cash purchase. Following the grant, 87,260 shares are reported as beneficially owned in a direct form. The Form 4 was signed by power of attorney on behalf of the reporting person on August 19, 2025.
AstroNova, Inc. (ALOT) Form 4: Reporting person Jorik Ittmann, who is both a director and the Chief Executive Officer, was granted 130,890 restricted stock units (RSUs) on 08/15/2025. Each RSU represents a contingent right to receive one share of ALOT common stock. The RSUs vest and will settle on August 15, 2028. Following the reported transaction the filing shows 130,890 shares beneficially owned, held directly, with a reported price of $0 for the award. The Form 4 was signed on behalf of the reporting person by power of attorney on 08/19/2025.
Insider award of restricted stock units to a company officer Thomas Carll (reported as a Senior Vice President and officer) was granted 43,630 restricted stock units of AstroNova, Inc. (ALOT). Each restricted stock unit represents a contingent right to receive one share of common stock, with the units set to vest and settle on August 15, 2028. The report shows the transaction as an acquisition with a reported price of $0, and the amount of common stock beneficially owned following the transaction is 43,630 shares held directly. The Form 4 was submitted under Section 16 reporting rules and was signed by power of attorney on behalf of the reporting person.
AstroNova, Inc. (ALOT) reporting person Michael J. Natalizia, Chief Technology Officer, was granted 21,815 restricted stock units (RSUs) on 08/15/2025. Each RSU represents a contingent right to one share of common stock and the award carries a $0 per-share exercise/price indicator because these are restricted stock units rather than purchases. The RSUs vest and settle on August 15, 2028, and following the grant Mr. Natalizia beneficially owns 21,815 shares directly attributable to this award. The Form 4 was filed as an individual report and was signed via power of attorney on 08/19/2025.
AstroNova (ALOT) filed an Item 5.02 Form 8-K announcing a leadership transition. On 31 Jul 2025 the Board promoted Senior VP Product Identification Jorik Ittmann (47) to President & CEO and director, effective 15 Aug 2025. Interim CEO Darius G. Nevin becomes Executive Chairman.
Key employment terms for Mr. Ittmann
- Base salary $360k.
- Target bonus 70 % of FY-26 salary linked to Revenue 25 %, Adj. Operating CF 25 %, Adj. EBITDA 50 %.
- Performance stock award: reference value $115,753.
- Time-based RSU grant worth $1.5 m; cliff vest 15 Aug 2028 with pro-rata or Triggering-Transaction acceleration.
- Up to 52-week salary continuation if terminated without cause before Aug-2028; none on change-in-control with shareholder payout.
Compensation adjustments for other executives (effective 15 Aug 2025)
- CFO Thomas DeByle salary $425k; Tom Carll & Michael Natalizia $280k each.
- Target bonuses: 70 %, 45 %, 45 % of salary, respectively.
- Performance awards of $82,185; $11,112; $12,964 and RSUs of $1.0 m; $0.5 m; $0.25 m, mirroring CEO terms.
No financial results were disclosed.