AstroNova (ALOT) officer receives 43,630 RSUs with 2028 vesting

Rhea-AI Filing Summary

Insider award of restricted stock units to a company officer Thomas Carll (reported as a Senior Vice President and officer) was granted 43,630 restricted stock units of AstroNova, Inc. (ALOT). Each restricted stock unit represents a contingent right to receive one share of common stock, with the units set to vest and settle on August 15, 2028. The report shows the transaction as an acquisition with a reported price of $0, and the amount of common stock beneficially owned following the transaction is 43,630 shares held directly. The Form 4 was submitted under Section 16 reporting rules and was signed by power of attorney on behalf of the reporting person.

Positive

• Grant increases officer equity ownership, aligning management incentives with shareholders
• Clear vesting schedule: the RSUs vest and settle on August 15, 2028
• Non-cash award shown with a reported price of $0, indicating a compensation grant rather than a purchase

Negative

• None.

Insights

Executive Compensation Analyst

TL;DR: A routine equity award to align an officer with shareholder interests; not an immediate cash transaction.

The filing documents a grant of 43,630 restricted stock units to Thomas Carll, identified as a Senior Vice President and officer. The RSUs are structured to convert one-for-one into common shares upon vesting and settlement on August 15, 2028, indicating a multi-year retention incentive. The reported price of $0 confirms these are non-cash equity awards rather than open-market purchases. For compensation assessment, the key elements present are grant size and vesting schedule; absence of additional terms (performance conditions, accelerated vesting events, or payment method) limits further evaluation.

Corporate Governance Expert

TL;DR: Standard Form 4 disclosure of an officer's RSU award; materiality appears low and routine.

The Form 4 shows direct beneficial ownership of 43,630 RSUs awarded to an officer, vesting three years after the transaction date. This is a standard disclosure under Section 16 for officer compensation-related equity grants. The report includes the nature of the instruments (restricted stock units converted to common stock) and the settlement date. No additional governance issues, related-party transactions, or exceptional provisions are disclosed in the filing text provided.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Carll Thomas Wayne

(Last) (First) (Middle)

C/O ASTRONOVA, INC.

600 EAST GREENWICH AVENUE

(Street)

WEST WARWICK RI 02893

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AstroNova, Inc. [ ALOT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior Vice President

3. Date of Earliest Transaction (Month/Day/Year)
08/15/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	08/15/2025		A		43,630		(2)	(2)	Common Stock	43,630	$0	43,630	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

2. The restricted stock units vest and settle on August 15, 2028.

	/s/ Daniel Clevenger, by Power of Attorney	08/19/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 4 for AstroNova (ALOT) disclose about the officer's transaction?

The Form 4 disclosed a grant of 43,630 restricted stock units to Thomas Carll, a Senior Vice President, which vest and settle into common stock on August 15, 2028.

How many shares will the restricted stock units convert into for ALOT?

Each restricted stock unit represents one share, so 43,630 RSUs correspond to 43,630 shares of common stock upon settlement.

Was this transaction a purchase or a grant according to the filing?

The filing reports a price of $0, indicating these RSUs were granted rather than purchased.

Does the Form 4 indicate indirect ownership or special conditions for the RSUs?

The filing reports direct ownership (D) of the 43,630 restricted stock units and states the units vest and settle on August 15, 2028; no indirect ownership or additional conditions are disclosed.

Who signed the Form 4 filing for this transaction?

The signature on the filing was provided by Daniel Clevenger by power of attorney, as shown on the submitted Form 4.