Form 4: ALOT SVP Granted 600 Shares and 600 RSUs, Vesting Over Two Years

Rhea-AI Filing Summary

Padraig Finn, Senior Vice President of AstroNova, Inc. (ALOT), received equity awards on 09/23/2025. The filing shows an acquisition of 600 shares of common stock at a $0 price and 600 restricted stock units (RSUs) that represent the right to 600 additional shares, bringing his total reported beneficial ownership to 1,200 shares. The RSUs vest in two equal annual installments beginning on 09/23/2026.

This Form 4 documents a routine, non-cash equity grant to an officer; it does not report any cash purchase or sale proceeds and was signed by a power of attorney on 09/25/2025.

Positive

• Officer alignment through equity compensation: Padraig Finn received 600 shares plus 600 RSUs, increasing his reported ownership to 1,200 shares.
• Retention-focused vesting: The RSUs vest in two equal annual installments, which encourages multi-year retention.

Negative

• No cash purchase: The common stock was acquired at a $0 price, indicating compensation rather than an invested purchase.
• Delayed ownership of half the award: 600 RSUs remain subject to future vesting beginning 09/23/2026, so only half the award vests immediately.

Insights

Corporate Governance Expert

TL;DR: Officer received non-cash equity grant (600 shares + 600 RSUs); vesting spreads remaining units over two years.

The award appears to be a standard incentive grant to align management interests with shareholders. The zero-dollar price indicates these are compensation awards rather than open-market purchases. The staggered vesting schedule—two equal annual installments starting 09/23/2026—retains retention incentives. No dilutive details or total share pool impacts are disclosed in this filing, so materiality to shareholders is limited based solely on the information provided.

Securities Analyst

TL;DR: Reported change increases the reporting person’s beneficial ownership to 1,200 shares via grant and RSUs; transaction appears routine.

From a reporting and market-impact perspective, this Form 4 reflects an internal compensation event with no cash proceeds and no open-market trading. The filing specifies 600 immediately reportable shares and 600 RSUs that convert to shares under a two-year vesting cadence. Absent disclosure of overall share count or other officer transactions, this item is unlikely to be material to ALOT’s capital structure on its own.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Finn Padraig

(Last) (First) (Middle)

C/O ASTRONOVA, INC.

600 EAST GREENWICH AVENUE

(Street)

WEST WARWICK RI 02893

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AstroNova, Inc. [ ALOT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior Vice President

3. Date of Earliest Transaction (Month/Day/Year)
09/23/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/23/2025		M		600	A	$0	600	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	09/23/2025		M			600	(2)	(2)	Common Stock	600	$0	1,200	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

2. The remaining restricted stock units vest in two equal annual installments beginning September 23, 2026.

	/s/ Daniel Clevenger, by Power of Attorney	09/25/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What change in ownership did Padraig Finn report on the Form 4 for ALOT?

The filing reports acquisition of 600 shares and 600 RSUs, resulting in 1,200 shares beneficially owned following the transaction.

Were any shares purchased for cash in this Form 4 for ALOT?

No. The common stock and RSUs were reported at a $0 price, indicating they were granted as compensation.

When do the restricted stock units reported by ALOT vest?

The RSUs vest in two equal annual installments beginning on 09/23/2026.

Who filed the Form 4 on behalf of the reporting person?

The form was signed by Daniel Clevenger by power of attorney on 09/25/2025.

What is the reporting person’s role at AstroNova (ALOT)?

The reporting person, Padraig Finn, is listed as Senior Vice President and an officer of the company.