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AstroNova Insider Filing: CFO Receives 87,260 Restricted Stock Units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

The filing reports that Thomas D. DeByle, Chief Financial Officer of AstroNova, Inc. (ALOT), was granted 87,260 restricted stock units (RSUs) on August 15, 2025. Each RSU represents the right to one share of common stock and the units vest and will settle on August 15, 2028. The reported grant has a reported price of $0 because RSUs are rights to future shares rather than a cash purchase. Following the grant, 87,260 shares are reported as beneficially owned in a direct form. The Form 4 was signed by power of attorney on behalf of the reporting person on August 19, 2025.

Positive

  • Long‑term alignment: 87,260 RSUs vesting in three years support retention and alignment of the CFO with shareholder interests
  • Clear disclosure: Vesting/settlement date and conversion rate (one RSU per share) are explicitly stated

Negative

  • Limited material detail: Filing does not disclose grant fair value, performance conditions, or size relative to outstanding shares
  • No performance metrics disclosed: Cannot determine if award is purely time‑based or tied to company performance

Insights

TL;DR: CFO granted 87,260 RSUs vesting in three years, a routine long‑term retention award.

The award appears structured as a time‑based retention grant with a three‑year vesting period ending August 15, 2028. Such grants align senior management incentives with shareholder value over a multi‑year horizon. The report shows direct beneficial ownership of 87,260 shares attributable to the RSUs, and the $0 price is consistent with RSUs rather than an equity purchase. The filing contains no information on performance conditions, tax elections, or the grant’s grant date fair value or proportionate size relative to outstanding shares, so material sizing cannot be assessed from this document alone.

TL;DR: Form 4 discloses a standard insider grant and timely reporting via power of attorney.

The Form 4 properly discloses a non‑derivative award of restricted stock units to an officer and indicates filing by one reporting person. The document specifies the vesting/settlement date and that each RSU converts to one share. The signature by power of attorney and the filing dates are present, satisfying basic Form 4 disclosure requirements. The filing does not include any amendments, derivative instruments, or secondary sales to evaluate other compliance or market impact considerations.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DeByle Thomas D.

(Last) (First) (Middle)
C/O ASTRONOVA, INC.
600 EAST GREENWICH AVENUE

(Street)
WEST WARWICK RI 02893

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AstroNova, Inc. [ ALOT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 08/15/2025 A 87,260 (2) (2) Common Stock 87,260 $0 87,260 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.
2. The restricted stock units vest and settle on August 15, 2028.
/s/ Daniel Clevenger, by Power of Attorney 08/19/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did AstroNova (ALOT) report in this Form 4?

AstroNova reported that CFO Thomas D. DeByle received 87,260 restricted stock units on August 15, 2025, which vest and settle on August 15, 2028.

How many shares will the RSUs convert into for Thomas D. DeByle?

Each RSU represents the right to one share, so the 87,260 RSUs correspond to 87,260 shares upon settlement.

Was there any cash paid for the RSUs reported on Form 4?

No cash price is reported; the Form 4 lists a price of $0, which is standard for RSU grants that are not purchased.

When do the RSUs vest and become payable?

The RSUs vest and settle on August 15, 2028.

Does the Form 4 show any sale or disposal of shares by the reporting person?

No; the filing reports an acquisition of RSUs and shows 87,260 shares beneficially owned following the transaction.
Astronova

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Computer Hardware
Computer Peripheral Equipment, Nec
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United States
WEST WARWICK