ALOT Form 3: Senior VP Padraig Finn Reports RSU Grants and Vesting Dates

Rhea-AI Filing Summary

AstroNova, Inc. insider Padraig Finn reported an initial Form 3 disclosing beneficial ownership via restricted stock units. The filing shows 1,800 RSUs vesting in three equal annual installments beginning September 23, 2025, and 3,256 RSUs vesting in three equal annual installments beginning April 14, 2026. The form was signed by power of attorney and reflects an officer relationship (Senior Vice President) to the issuer.

Insights

Corporate Governance Expert

TL;DR: Routine initial beneficial-ownership disclosure for a company officer; no unusual terms disclosed.

The Form 3 documents standard equity compensation in the form of restricted stock units with multi-year vesting schedules. This is a routine disclosure required under Section 16 and simply notifies shareholders of the officer's potential future ownership as units vest. There are no options, derivatives, or special conversion terms noted.

Securities Analyst

TL;DR: Administrative filing showing future equity compensation; immaterial to current capital structure.

The reported amounts (1,800 and 3,256 RSUs) are modest absolute figures and are documented with clear vesting commencement dates. The disclosure does not include current share ownership beyond the RSUs nor indicate transfers or sales. Impact on outstanding shares or immediate market dilution is not present in this filing.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Finn Padraig

(Last) (First) (Middle)

C/O ASTRONOVA, INC.

600 EAST GREENWICH AVENUE

(Street)

WEST WARWICK RI 02893

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
08/15/2025

3. Issuer Name and Ticker or Trading Symbol
AstroNova, Inc. [ ALOT ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior Vice President

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	(1)	Common Stock	1,800	$0	D
Restricted Stock Units	(2)	(2)	Common Stock	3,256	$0	D

Explanation of Responses:

1. The restricted stock units vest in three equal annual installments beginning September 23, 2025.

2. The restricted stock units vest in three equal annual installments beginning April 14, 2026.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Daniel Clevenger, by Power of Attorney	08/29/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 3 filed for AstroNova (ALOT) disclose?

The Form 3 discloses that Padraig Finn, a Senior Vice President, beneficially owns 1,800 and 3,256 restricted stock units with specified vesting start dates.

When do the RSUs reported on the Form 3 vest?

1,800 RSUs vest in three equal annual installments beginning September 23, 2025; 3,256 RSUs vest in three equal annual installments beginning April 14, 2026.

Does the Form 3 report any exercised options or sales by the reporting person?

No. The filing lists only restricted stock units and does not show exercised options, sales, or transfers.

What is the reporting person's role at AstroNova (ALOT)?

The reporting person is identified as a Senior Vice President and an officer of AstroNova, Inc.

Who signed the Form 3 for the reporting person?

The form was signed by Daniel Clevenger by power of attorney on behalf of the reporting person.