AstroNova SVP exercises 1,085 RSUs into shares

AstroNova, Inc. Senior Vice President Finn Padraig exercised restricted stock units into common shares.

Accepted by SEC EDGAR 04/21/2026 - 07:47 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

AstroNova, Inc. Senior Vice President Finn Padraig exercised restricted stock units into common shares. On April 14, 2026, he converted 1,085 restricted stock units into 1,085 shares of AstroNova common stock, bringing his direct common stock holdings to 1,685 shares.

After this transaction, 2,171 restricted stock units remain outstanding. According to the disclosure, these remaining units vest in two equal annual installments beginning April 14, 2027. This activity reflects compensation-related equity vesting rather than any open-market purchase or sale.

Insider Trade Summary

1,085 shares exercised/converted

Exercise 2 txns

Insider Finn Padraig

Role Senior Vice President

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	1,085	$0.00	$0.00
Exercise	Common Stock	1,085	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 2,171 contracts (Direct); Common Stock — 1,685 shares (Direct)

Footnotes (2)

1. F1. Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.
2. F2. The remaining restricted stock units vest in two equal annual installments beginning April 14, 2027.

Key Figures

RSUs exercised: 1,085 units Common shares held after: 1,685 shares RSUs remaining: 2,171 units +1 more

4 metrics

RSUs exercised 1,085 units Converted into common stock on April 14, 2026

Common shares held after 1,685 shares Direct AstroNova common stock holdings after exercise

RSUs remaining 2,171 units Outstanding restricted stock units after the transaction

Vesting schedule Two equal annual installments Remaining RSUs vest beginning April 14, 2027

Key Terms

Restricted Stock Units, derivative security, contingent right

3 terms

Restricted Stock Units financial

"The remaining restricted stock units vest in two equal annual installments beginning April 14, 2027."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

derivative security financial

"transaction_code_description: Exercise or conversion of derivative security"

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

contingent right financial

"Each restricted stock unit represents a contingent right to receive one share of ALOT common stock."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did AstroNova (ALOT) Senior Vice President Finn Padraig report?

Finn Padraig reported exercising 1,085 restricted stock units into 1,085 AstroNova common shares. This was recorded as a derivative exercise, not an open-market buy or sell, and reflects equity compensation vesting rather than a discretionary stock trade.

How many AstroNova (ALOT) common shares does Finn Padraig hold after this Form 4 filing?

Following the April 14, 2026 transaction, Finn Padraig directly holds 1,685 AstroNova common shares. This figure comes from the reported total shares following the derivative exercise that converted 1,085 restricted stock units into common stock.

What happens to Finn Padraig’s remaining restricted stock units in AstroNova (ALOT)?

After the exercise, 2,171 restricted stock units remain outstanding for Finn Padraig. The disclosure states these units will vest in two equal annual installments beginning April 14, 2027, providing a scheduled path for future share deliveries.

Was Finn Padraig’s AstroNova (ALOT) transaction a stock purchase or sale on the open market?

The transaction was not an open-market trade. It was coded as an “M” transaction, meaning a derivative exercise or conversion of 1,085 restricted stock units into common stock, with no reported open-market buying or selling activity.

What does the Form 4 say about the nature of AstroNova (ALOT) restricted stock units?

Each restricted stock unit represents a contingent right to receive one share of AstroNova common stock. This means units convert into shares upon vesting or exercise, as shown by the 1,085 units converted into 1,085 common shares on April 14, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Finn Padraig

(Last) (First) (Middle)

C/O ASTRONOVA, INC.

600 EAST GREENWICH AVENUE

(Street)

WEST WARWICK RHODE ISLAND 02893

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AstroNova, Inc. [ ALOT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior Vice President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/14/2026		M		1,085	A	$0	1,685	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	04/14/2026		M			1,085	(2)	(2)	Common Stock	1,085	$0	2,171	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

2. The remaining restricted stock units vest in two equal annual installments beginning April 14, 2027.

	/s/ Daniel Clevenger, by Power of Attorney	04/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)