AstroNova VP exercises RSUs, covers tax with shares
AstroNova, Inc. Vice President Thomas Wayne Carll reported routine equity compensation activity.
Rhea-AI Filing Summary
AstroNova, Inc. Vice President Thomas Wayne Carll reported routine equity compensation activity. On several dates between March 21 and April 17, 2026, he exercised restricted stock units (RSUs) into a total of 2,321 shares of common stock, at a stated exercise price of $0.00 per share.
To cover related tax obligations, 855 common shares were disposed of through tax-withholding transactions rather than open-market sales. After these exercises and withholdings, he directly owned 33,621 shares of AstroNova common stock. Footnotes state that some RSUs have fully vested and settled, while remaining RSUs are scheduled to vest in 2027.
Positive
- None.
Negative
- None.
Insider Trade Summary
2,321 shares exercised/converted
Exercise
12 txns
Insider
Carll Thomas Wayne
Role
Vice President
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 210 | $0.00 | $0.00 |
| Exercise | Common Stock | 210 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Stock | 78 | $13.35 | $1K |
| Exercise | Restricted Stock Units | 1,399 | $0.00 | $0.00 |
| Exercise | Common Stock | 1,399 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Stock | 514 | $11.78 | $6K |
| Exercise | Restricted Stock Units | 48 | $0.00 | $0.00 |
| Exercise | Common Stock | 48 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Stock | 18 | $10.70 | $192.60 |
| Exercise | Restricted Stock Units | 664 | $0.00 | $0.00 |
| Exercise | Common Stock | 664 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Stock | 245 | $8.29 | $2K |
Holdings After Transaction:
Restricted Stock Units — 2,846 contracts (Direct);
Common Stock — 33,621 shares (Direct)
Footnotes (4)
- F1. Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.
- F2. 100% of the restricted stock units have fully vested and settled.
- F3. The remaining restricted stock units vest on April 7, 2027.
- F4. The restricted stock units vest in two equal annual installments beginning April 14, 2027.
Key Figures
RSUs exercised: 2,321 shares
Shares withheld for taxes: 855 shares
Shares owned after transactions: 33,621 shares
+2 more
5 metrics
RSUs exercised
2,321 shares
Total restricted stock units converted to common stock across March–April 2026
Shares withheld for taxes
855 shares
Common shares delivered via tax-withholding dispositions using code F
Shares owned after transactions
33,621 shares
Direct AstroNova common stock holdings following April 17, 2026 activity
Tax-withholding prices
$13.35, $11.78, $10.70, $8.29
Per-share prices on F-code tax-withholding dispositions on reported dates
Single largest RSU exercise
1,399 shares
Common stock acquired on April 14, 2026 via RSU exercise
Key Terms
Restricted Stock Units, tax-withholding disposition, derivative security, vest, +1 more
5 terms
Restricted Stock Units financial
""Restricted Stock Units" listed as derivative security with underlying common stock"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax-withholding disposition financial
"transaction_action is "tax-withholding disposition" for F-code entries"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
derivative security financial
"transaction_code_description notes "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
vest financial
"Footnotes state RSUs "have fully vested" and others "vest" in 2027"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
contingent right financial
"Footnote explains each RSU "represents a contingent right to receive" one share"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transactions did AstroNova (ALOT) report for Thomas Wayne Carll?
AstroNova reported that Vice President Thomas Wayne Carll exercised restricted stock units into 2,321 shares of common stock. To satisfy tax obligations, 855 shares were withheld and disposed of via tax-withholding transactions, leaving him with 33,621 directly owned AstroNova common shares after these activities.
Did the AstroNova (ALOT) insider Form 4 show any open-market buying or selling?
The Form 4 shows no open-market purchases or sales. All dispositions used transaction code F, indicating shares were withheld to pay taxes on equity awards, and acquisitions used code M, reflecting exercises or conversions of restricted stock units into AstroNova common stock as part of compensation.
What restricted stock unit activity did the AstroNova (ALOT) filing disclose?
The filing shows multiple RSU exercises totaling 2,321 units, each representing a right to receive one AstroNova common share. Footnotes state that 100% of certain RSUs have fully vested and settled, while other RSUs will vest in 2027 under specified installment schedules.
When do the remaining AstroNova (ALOT) restricted stock units vest for Thomas Wayne Carll?
Footnotes indicate that some of Thomas Wayne Carll’s remaining restricted stock units vest on April 7, 2027. Additional RSUs vest in two equal annual installments beginning April 14, 2027, providing a scheduled timeline for future share delivery if vesting conditions are met.
AI-generated analysis. How Rhea-AI works. Not financial advice.
