AstroNova CTO exercises RSUs, boosts share holdings
AstroNova, Inc.’s Chief Technology Officer, Michael J. Natalizia, reported equity compensation activity.
Rhea-AI Filing Summary
AstroNova, Inc.’s Chief Technology Officer, Michael J. Natalizia, reported equity compensation activity. Between March 21 and April 17, 2026, he exercised 2,427 restricted stock units into an equal number of common shares, with 894 shares withheld to satisfy tax obligations at prices from $8.29 to $13.35 per share. After these transactions he directly holds 47,258.3445 AstroNova common shares and 2,745 restricted stock units, which represent contingent rights to common stock and are scheduled to vest fully in 2027 under plan vesting dates.
Positive
- None.
Negative
- None.
Insider Trade Summary
2,427 shares exercised/converted
Exercise
12 txns
Insider
Natalizia Michael J
Role
Chief Technology Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 247 | $0.00 | $0.00 |
| Exercise | Common Stock | 247 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Stock | 91 | $13.35 | $1K |
| Exercise | Restricted Stock Units | 1,344 | $0.00 | $0.00 |
| Exercise | Common Stock | 1,344 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Stock | 494 | $11.78 | $6K |
| Exercise | Restricted Stock Units | 56 | $0.00 | $0.00 |
| Exercise | Common Stock | 56 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Stock | 21 | $10.70 | $224.70 |
| Exercise | Restricted Stock Units | 780 | $0.00 | $0.00 |
| Exercise | Common Stock | 780 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Stock | 288 | $8.29 | $2K |
Holdings After Transaction:
Restricted Stock Units — 2,745 contracts (Direct);
Common Stock — 47,258.3445 shares (Direct)
Footnotes (4)
- F1. Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.
- F2. 100% of the restricted stock units have fully vested and settled.
- F3. The remaining restricted stock units vest on April 7, 2027.
- F4. The remaining restricted stock units vest in two equal annual installments beginning April 14, 2027.
Key Figures
RSUs Exercised: 2,427 units
Shares Withheld for Taxes: 894 shares
Post-transaction Common Shares: 47,258.3445 shares
+5 more
8 metrics
RSUs Exercised
2,427 units
Restricted stock units exercised into common stock between March 21 and April 17, 2026
Shares Withheld for Taxes
894 shares
Common shares withheld as tax-withholding dispositions on RSU vesting
Post-transaction Common Shares
47,258.3445 shares
Direct AstroNova common stock holdings after reported transactions
Post-transaction RSU Holdings
2,745 units
Remaining restricted stock units representing rights to AstroNova common stock
Tax Withholding Price 2026-03-21
$8.29 per share
Per-share price for 288 shares withheld to cover taxes on March 21, 2026
Tax Withholding Price 2026-04-07
$10.70 per share
Per-share price for 21 shares withheld to cover taxes on April 7, 2026
Tax Withholding Price 2026-04-14
$11.78 per share
Per-share price for 494 shares withheld to cover taxes on April 14, 2026
Tax Withholding Price 2026-04-17
$13.35 per share
Per-share price for 91 shares withheld to cover taxes on April 17, 2026
Key Terms
Restricted Stock Units, tax-withholding disposition, derivative security, contingent right
4 terms
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share of ALOT common stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax-withholding disposition financial
"transaction_action: tax-withholding disposition for common stock used to pay taxes."
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
derivative security financial
"transaction_code_description: Exercise or conversion of derivative security."
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
contingent right financial
"represents a contingent right to receive one share of ALOT common stock."
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What did AstroNova (ALOT) disclose about its CTO in this Form 4?
AstroNova reported that CTO Michael J. Natalizia exercised 2,427 restricted stock units into common shares, with 894 shares withheld for taxes, and now directly holds 47,258.3445 common shares and 2,745 remaining restricted stock units.
How many restricted stock units did AstroNova (ALOT) CTO exercise and when?
Michael J. Natalizia exercised a total of 2,427 restricted stock units between March 21 and April 17, 2026, receiving the same number of AstroNova common shares as the units represent a contingent right to one share each.
What are Michael J. Natalizia’s post-transaction holdings in AstroNova (ALOT)?
Following these transactions, Michael J. Natalizia directly holds 47,258.3445 AstroNova common shares and 2,745 restricted stock units, according to the reported canonical holdings, reflecting his ongoing equity stake and remaining unvested RSU awards.
When do the remaining restricted stock units for AstroNova (ALOT) CTO vest?
Footnotes state that remaining restricted stock units vest on April 7, 2027 and in two equal annual installments beginning April 14, 2027, indicating scheduled future vesting dates for Natalizia’s outstanding RSU grants.
AI-generated analysis. How Rhea-AI works. Not financial advice.
