AstroNova (NASDAQ: ALOT) CEO nets shares from RSU vesting, tax cover

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

AstroNova, Inc. Chief Executive Officer Jorik Ittmann exercised restricted stock units and settled related taxes in shares. On April 14, 2026, he exercised 1,509 restricted stock units, receiving the same number of common shares at a stated price of $0.00 per share.

To cover tax obligations, 519 common shares were disposed of at $11.78 per share as a tax-withholding disposition, not an open-market sale. After these transactions, he directly held 2,581.1021 common shares and 3,018 restricted stock units that are scheduled to vest in two equal annual installments beginning April 14, 2027.

Insider Trade Summary

1,509 shares exercised/converted

Mixed 3 txns

Insider Ittmann Jorik

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	1,509	$0.00	--
Exercise	Common Stock	1,509	$0.00	--
Tax Withholding	Common Stock	519	$11.78	$6K

Holdings After Transaction: Restricted Stock Units — 3,018 shares (Direct, null); Common Stock — 3,100.102 shares (Direct, null)

Footnotes (1)

Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. The remaining restricted stock units vest in two equal annual installments beginning April 14, 2027.

Key Figures

RSUs exercised: 1,509 shares Tax-withheld shares: 519 shares Tax-withholding price: $11.78 per share +2 more

5 metrics

RSUs exercised 1,509 shares Restricted stock units converted to common stock on April 14, 2026

Tax-withheld shares 519 shares Shares disposed of to cover tax liability at $11.78 per share

Tax-withholding price $11.78 per share Price used for 519-share tax-withholding disposition

Common shares held after 2,581.1021 shares Direct AstroNova common stock holding after transactions

RSUs remaining 3,018 units Restricted stock units scheduled to vest starting April 14, 2027

Key Terms

Restricted Stock Units, tax-withholding disposition, derivative exercise/conversion, vesting

4 terms

Restricted Stock Units financial

"Each restricted stock unit represents a contingent right to receive one share of ALOT common stock."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax-withholding disposition financial

"Payment of exercise price or tax liability by delivering securities"

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

derivative exercise/conversion financial

"Exercise or conversion of derivative security"

vesting financial

"The remaining restricted stock units vest in two equal annual installments beginning April 14, 2027."

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

Form 4 Insider Transactions: What Each Field Means →

04/21/2026 - 07:46 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ittmann Jorik

(Last)

(First)

(Middle)

C/O ASTRONOVA, INC.

600 EAST GREENWICH AVENUE

(Street)

WEST WARWICK

RHODE ISLAND

02893

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AstroNova, Inc. [ ALOT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	04/14/2026		M		1,509	A	$0	3,100.1021	D
Common Stock	04/14/2026		F		519	D	$11.78	2,581.1021	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	04/14/2026		M			1,509	⁽²⁾	⁽²⁾	Common Stock	1,509	$0	3,018	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

2. The remaining restricted stock units vest in two equal annual installments beginning April 14, 2027.

	/s/ Daniel Clevenger, by Power of Attorney	04/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did AstroNova (ALOT) CEO Jorik Ittmann report in this Form 4?

Jorik Ittmann reported an exercise of 1,509 restricted stock units into common stock and a related tax-withholding disposition of 519 shares. These actions reflect routine equity compensation activity rather than an open-market purchase or sale of AstroNova shares.

How many AstroNova (ALOT) shares did the CEO acquire and dispose of?

The CEO acquired 1,509 AstroNova common shares through restricted stock unit vesting and disposed of 519 shares to satisfy tax obligations. The net result is an increase in directly held common shares, with the disposition classified as tax withholding instead of a market sale.

What are restricted stock units (RSUs) in the AstroNova (ALOT) filing?

The filing states each restricted stock unit represents a contingent right to receive one AstroNova common share. Upon vesting, RSUs convert into common stock, as shown by 1,509 RSUs converting into 1,509 common shares in this transaction for CEO Jorik Ittmann.

How many AstroNova (ALOT) shares and RSUs does the CEO hold after these transactions?

Following the reported transactions, Jorik Ittmann directly holds 2,581.1021 AstroNova common shares and 3,018 restricted stock units. The remaining RSUs are scheduled to vest in two equal annual installments beginning April 14, 2027, subject to their usual vesting conditions.

When will the remaining AstroNova (ALOT) RSUs held by the CEO vest?

According to the footnotes, the remaining restricted stock units vest in two equal annual installments beginning April 14, 2027. This means the CEO is expected to receive half of the remaining RSUs in 2027 and the other half in 2028, assuming vesting conditions are met.

Does this AstroNova (ALOT) Form 4 indicate an open-market sale by the CEO?

The Form 4 does not show an open-market sale. Instead, it reports a tax-withholding disposition of 519 shares at $11.78 per share, classified as payment of tax liability. This is a standard mechanism tied to equity compensation rather than a discretionary sale in the market.