AstroNova (ALOT) CFO gets 6,838 shares, 2,513 withheld for taxes

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

AstroNova, Inc. Chief Financial Officer Thomas D. DeByle reported compensation-related equity transactions in common stock and restricted stock units on April 14, 2026. He acquired 6,838 shares of common stock through derivative exercises and had 2,513 shares withheld to cover tax obligations, a non-market disposition method.

Following these transactions, he directly held 7,418.2084 shares of AstroNova common stock. He also held 6,886 restricted stock units, each representing a contingent right to receive one share of common stock, which are scheduled to vest in two equal annual installments beginning April 14, 2027.

Insider Trade Summary

6,838 shares exercised/converted

Mixed 6 txns

Insider DeByle Thomas D.

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	3,443	$0.00	--
Exercise	Restricted Stock Units	3,395	$0.00	--
Exercise	Common Stock	3,443	$0.00	--
Tax Withholding	Common Stock	1,265	$11.78	$15K
Exercise	Common Stock	3,395	$0.00	--
Tax Withholding	Common Stock	1,248	$11.78	$15K

Holdings After Transaction: Restricted Stock Units — 6,886 shares (Direct, null); Common Stock — 5,288.208 shares (Direct, null)

Footnotes (1)

Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. The restricted stock units vest in two equal annual installments beginning April 14, 2027.

Key Figures

Shares acquired via derivative exercises: 6,838 shares Shares withheld for taxes: 2,513 shares Price used for tax withholding: $11.78 per share +3 more

6 metrics

Shares acquired via derivative exercises 6,838 shares Common stock acquired by CFO on April 14, 2026

Shares withheld for taxes 2,513 shares Tax-withholding dispositions at $11.78 per share

Price used for tax withholding $11.78 per share Applied to 1,248 and 1,265 share F-code dispositions

Common shares held after transactions 7,418.2084 shares Direct ownership by CFO after April 14, 2026

Restricted stock units acquired 6,838 RSUs Derivative transactions representing contingent rights to common shares

Restricted stock units outstanding 6,886 RSUs RSU balance following transactions, vesting beginning April 14, 2027

Key Terms

Restricted Stock Units, tax-withholding disposition, derivative exercise/conversion, contingent right, +1 more

5 terms

Restricted Stock Units financial

"Each restricted stock unit represents a contingent right to receive one share of ALOT common stock."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax-withholding disposition financial

"Payment of exercise price or tax liability by delivering securities"

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

derivative exercise/conversion financial

"Exercise or conversion of derivative security"

contingent right financial

"Each restricted stock unit represents a contingent right to receive one share of ALOT common stock."

vest in two equal annual installments financial

"The restricted stock units vest in two equal annual installments beginning April 14, 2027."

Form 4 Insider Transactions: What Each Field Means →

04/21/2026 - 07:45 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

DeByle Thomas D.

(Last)

(First)

(Middle)

C/O ASTRONOVA, INC.

600 EAST GREENWICH AVENUE

(Street)

WEST WARWICK

RHODE ISLAND

02893

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AstroNova, Inc. [ ALOT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	04/14/2026		M		3,443	A	$0	5,288.2084	D
Common Stock	04/14/2026		F		1,265	D	$11.78	4,023.2084	D
Common Stock	04/14/2026		M		3,395	A	$0	7,418.2084	D
Common Stock	04/14/2026		F		1,248	D	$11.78	6,170.2084	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	04/14/2026		M			3,443	⁽²⁾	⁽²⁾	Common Stock	3,443	$0	6,886	D
Restricted Stock Units	⁽¹⁾	04/14/2026		M			3,395	⁽²⁾	⁽²⁾	Common Stock	3,395	$0	6,790	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

2. The restricted stock units vest in two equal annual installments beginning April 14, 2027.

	/s/ Daniel Clevenger, by Power of Attorney	04/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did AstroNova (ALOT) CFO Thomas D. DeByle report in this Form 4 filing?

AstroNova CFO Thomas D. DeByle reported compensation-related equity activity, including derivative exercises into common stock and tax-withholding share dispositions. These transactions reflect routine management of stock-based awards rather than open-market buying or selling of AstroNova shares.

How many AstroNova (ALOT) shares did the CFO acquire and how many were withheld for taxes?

Thomas D. DeByle acquired 6,838 AstroNova common shares through derivative exercises. Of those, 2,513 shares were disposed of via tax withholding, meaning the company retained them to satisfy tax liabilities instead of an open-market sale.

What are the CFO’s AstroNova (ALOT) common stock and RSU holdings after these transactions?

After the reported transactions, Thomas D. DeByle directly held 7,418.2084 AstroNova common shares. He also held 6,886 restricted stock units, each representing a contingent right to receive one share of common stock, subject to future vesting conditions.

How do the AstroNova (ALOT) restricted stock units reported by the CFO vest over time?

The restricted stock units reported by Thomas D. DeByle vest in two equal annual installments beginning April 14, 2027. Each restricted stock unit converts into one AstroNova common share as it vests, subject to the award’s standard terms and continued service conditions.

Were the AstroNova (ALOT) CFO’s reported dispositions open-market sales of stock?

No, the reported dispositions were tax-withholding transactions coded “F,” where 2,513 shares were withheld to pay taxes. This method delivers shares to the issuer for tax obligations and does not represent open-market selling of AstroNova stock by the CFO.