AstroNova CFO gains shares, covers taxes in stock
AstroNova, Inc. Chief Financial Officer Thomas D. DeByle reported compensation-related equity transactions in common stock and restricted stock units on April 14, 2026.
Rhea-AI Filing Summary
AstroNova, Inc. Chief Financial Officer Thomas D. DeByle reported compensation-related equity transactions in common stock and restricted stock units on April 14, 2026. He acquired 6,838 shares of common stock through derivative exercises and had 2,513 shares withheld to cover tax obligations, a non-market disposition method.
Following these transactions, he directly held 7,418.2084 shares of AstroNova common stock. He also held 6,886 restricted stock units, each representing a contingent right to receive one share of common stock, which are scheduled to vest in two equal annual installments beginning April 14, 2027.
Positive
- None.
Negative
- None.
Insider Trade Summary
6,838 shares exercised/converted
Exercise
6 txns
Insider
DeByle Thomas D.
Role
Chief Financial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 3,443 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units | 3,395 | $0.00 | $0.00 |
| Exercise | Common Stock | 3,443 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Stock | 1,265 | $11.78 | $15K |
| Exercise | Common Stock | 3,395 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Stock | 1,248 | $11.78 | $15K |
Holdings After Transaction:
Restricted Stock Units — 13,676 contracts (Direct);
Common Stock — 6,170.2084 shares (Direct)
Footnotes (2)
- F1. Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.
- F2. The restricted stock units vest in two equal annual installments beginning April 14, 2027.
Key Figures
Shares acquired via derivative exercises: 6,838 shares
Shares withheld for taxes: 2,513 shares
Price used for tax withholding: $11.78 per share
+3 more
6 metrics
Shares acquired via derivative exercises
6,838 shares
Common stock acquired by CFO on April 14, 2026
Shares withheld for taxes
2,513 shares
Tax-withholding dispositions at $11.78 per share
Price used for tax withholding
$11.78 per share
Applied to 1,248 and 1,265 share F-code dispositions
Common shares held after transactions
7,418.2084 shares
Direct ownership by CFO after April 14, 2026
Restricted stock units acquired
6,838 RSUs
Derivative transactions representing contingent rights to common shares
Restricted stock units outstanding
6,886 RSUs
RSU balance following transactions, vesting beginning April 14, 2027
Key Terms
Restricted Stock Units, tax-withholding disposition, derivative exercise/conversion, contingent right, +1 more
5 terms
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share of ALOT common stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax-withholding disposition financial
"Payment of exercise price or tax liability by delivering securities"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
derivative exercise/conversion financial
"Exercise or conversion of derivative security"
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share of ALOT common stock."
vest in two equal annual installments financial
"The restricted stock units vest in two equal annual installments beginning April 14, 2027."
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What did AstroNova (ALOT) CFO Thomas D. DeByle report in this Form 4 filing?
AstroNova CFO Thomas D. DeByle reported compensation-related equity activity, including derivative exercises into common stock and tax-withholding share dispositions. These transactions reflect routine management of stock-based awards rather than open-market buying or selling of AstroNova shares.
What are the CFO’s AstroNova (ALOT) common stock and RSU holdings after these transactions?
After the reported transactions, Thomas D. DeByle directly held 7,418.2084 AstroNova common shares. He also held 6,886 restricted stock units, each representing a contingent right to receive one share of common stock, subject to future vesting conditions.
How do the AstroNova (ALOT) restricted stock units reported by the CFO vest over time?
The restricted stock units reported by Thomas D. DeByle vest in two equal annual installments beginning April 14, 2027. Each restricted stock unit converts into one AstroNova common share as it vests, subject to the award’s standard terms and continued service conditions.
Were the AstroNova (ALOT) CFO’s reported dispositions open-market sales of stock?
No, the reported dispositions were tax-withholding transactions coded “F,” where 2,513 shares were withheld to pay taxes. This method delivers shares to the issuer for tax obligations and does not represent open-market selling of AstroNova stock by the CFO.
AI-generated analysis. How Rhea-AI works. Not financial advice.
