AstroNova VP exercises RSUs, shares withheld for tax
AstroNova, Inc. Vice President Thomas Wayne Carll reported routine equity compensation activity involving restricted stock units and common shares.
Rhea-AI Filing Summary
AstroNova, Inc. Vice President Thomas Wayne Carll reported routine equity compensation activity involving restricted stock units and common shares. He exercised 524 restricted stock units, converting them into 524 shares of common stock. Of those shares, 193 were disposed of to cover tax obligations at a price of $15.92 per share, leaving a net increase of 331 shares. Following these transactions, he directly holds 33,952 shares of AstroNova common stock. The remaining restricted stock units are scheduled to vest on June 10, 2027, providing additional future equity to the executive as part of his compensation.
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Insider Trade Summary
524 shares exercised/converted
Exercise
3 txns
Insider
Carll Thomas Wayne
Role
Vice President
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 524 | $0.00 | $0.00 |
| Exercise | Common Stock | 524 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Stock | 193 | $15.92 | $3K |
Holdings After Transaction:
Restricted Stock Units — 524 contracts (Direct);
Common Stock — 33,952 shares (Direct)
Footnotes (2)
- F1. Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.
- F2. The remaining restricted stock units vest on June 10, 2027.
Key Figures
RSUs exercised: 524 units
Tax-withholding shares: 193 shares
Tax-withholding price: $15.92 per share
+2 more
5 metrics
RSUs exercised
524 units
Restricted stock units converted to common stock on June 10, 2026
Tax-withholding shares
193 shares
Common shares delivered for tax liability at $15.92 per share
Tax-withholding price
$15.92 per share
Value of common stock used for tax-withholding disposition
Post-transaction holdings
33,952 shares
Direct AstroNova common shares held after transactions
Remaining RSU vesting date
June 10, 2027
Date remaining restricted stock units are scheduled to vest
Key Terms
Restricted Stock Units, tax-withholding disposition, derivative exercise/conversion, derivative security, +1 more
5 terms
Restricted Stock Units financial
"The remaining restricted stock units vest on June 10, 2027."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax-withholding disposition financial
"transaction_action": "tax-withholding disposition""
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
derivative exercise/conversion financial
"transaction_action": "derivative exercise/conversion""
derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
contingent right financial
"represents a contingent right to receive one share of ALOT common stock."
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did AstroNova (ALOT) disclose for Thomas Wayne Carll?
AstroNova reported that Vice President Thomas Wayne Carll exercised 524 restricted stock units into common stock. Of these, 193 shares were disposed of to satisfy tax obligations, and his direct holdings after the transactions totaled 33,952 common shares.
How many restricted stock units did the AstroNova (ALOT) executive vest and convert?
Thomas Wayne Carll exercised 524 restricted stock units, each representing a right to receive one AstroNova common share. These units converted into 524 common shares as part of his compensation, with a portion then used to cover associated tax obligations.
When do the remaining AstroNova (ALOT) restricted stock units for this executive vest?
The footnotes explain that the remaining restricted stock units for Thomas Wayne Carll vest on June 10, 2027. These units each represent a contingent right to receive one AstroNova common share upon vesting, expanding his future equity-based compensation.
AI-generated analysis. How Rhea-AI works. Not financial advice.
