AstroNova VP exercises RSUs, shares withheld for tax

AstroNova, Inc. Vice President Thomas Wayne Carll reported routine equity compensation activity involving restricted stock units and common shares.

Accepted by SEC EDGAR 06/12/2026 - 04:09 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

AstroNova, Inc. Vice President Thomas Wayne Carll reported routine equity compensation activity involving restricted stock units and common shares. He exercised 524 restricted stock units, converting them into 524 shares of common stock. Of those shares, 193 were disposed of to cover tax obligations at a price of $15.92 per share, leaving a net increase of 331 shares. Following these transactions, he directly holds 33,952 shares of AstroNova common stock. The remaining restricted stock units are scheduled to vest on June 10, 2027, providing additional future equity to the executive as part of his compensation.

Insider Trade Summary

524 shares exercised/converted

Exercise 3 txns

Insider Carll Thomas Wayne

Role Vice President

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	524	$0.00	$0.00
Exercise	Common Stock	524	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	193	$15.92	$3K

Holdings After Transaction: Restricted Stock Units — 524 contracts (Direct); Common Stock — 33,952 shares (Direct)

Footnotes (2)

1. F1. Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.
2. F2. The remaining restricted stock units vest on June 10, 2027.

Key Figures

RSUs exercised: 524 units Tax-withholding shares: 193 shares Tax-withholding price: $15.92 per share +2 more

5 metrics

RSUs exercised 524 units Restricted stock units converted to common stock on June 10, 2026

Tax-withholding shares 193 shares Common shares delivered for tax liability at $15.92 per share

Tax-withholding price $15.92 per share Value of common stock used for tax-withholding disposition

Post-transaction holdings 33,952 shares Direct AstroNova common shares held after transactions

Remaining RSU vesting date June 10, 2027 Date remaining restricted stock units are scheduled to vest

Key Terms

Restricted Stock Units, tax-withholding disposition, derivative exercise/conversion, derivative security, +1 more

5 terms

Restricted Stock Units financial

"The remaining restricted stock units vest on June 10, 2027."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax-withholding disposition financial

"transaction_action": "tax-withholding disposition""

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

derivative exercise/conversion financial

"transaction_action": "derivative exercise/conversion""

derivative security financial

"transaction_code_description": "Exercise or conversion of derivative security""

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

contingent right financial

"represents a contingent right to receive one share of ALOT common stock."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did AstroNova (ALOT) disclose for Thomas Wayne Carll?

AstroNova reported that Vice President Thomas Wayne Carll exercised 524 restricted stock units into common stock. Of these, 193 shares were disposed of to satisfy tax obligations, and his direct holdings after the transactions totaled 33,952 common shares.

How many AstroNova (ALOT) shares were used for tax withholding in this Form 4?

The filing shows a tax-withholding disposition of 193 AstroNova common shares at $15.92 per share. This reflects shares delivered to cover tax liabilities related to the equity award, rather than an open-market sale initiated for investment reasons.

How many restricted stock units did the AstroNova (ALOT) executive vest and convert?

Thomas Wayne Carll exercised 524 restricted stock units, each representing a right to receive one AstroNova common share. These units converted into 524 common shares as part of his compensation, with a portion then used to cover associated tax obligations.

What is Thomas Wayne Carll’s AstroNova (ALOT) share ownership after the reported transactions?

After the June 10, 2026 transactions, Thomas Wayne Carll directly owns 33,952 AstroNova common shares. This total reflects the net impact of exercising restricted stock units and the related tax-withholding disposition reported in the Form 4 filing.

When do the remaining AstroNova (ALOT) restricted stock units for this executive vest?

The footnotes explain that the remaining restricted stock units for Thomas Wayne Carll vest on June 10, 2027. These units each represent a contingent right to receive one AstroNova common share upon vesting, expanding his future equity-based compensation.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Carll Thomas Wayne

(Last) (First) (Middle)

C/O ASTRONOVA, INC.

600 EAST GREENWICH AVENUE

(Street)

WEST WARWICK RHODE ISLAND 02893

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AstroNova, Inc. [ ALOT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Vice President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/10/2026		M		524	A	$0	34,145	D
Common Stock	06/10/2026		F		193	D	$15.92	33,952	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	06/10/2026		M			524	(2)	(2)	Common Stock	524	$0	524	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

2. The remaining restricted stock units vest on June 10, 2027.

	/s/ Daniel Clevenger, by Power of Attorney	06/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)