AstroNova (ALOT) director awarded 2,873 restricted shares

Q: Was the AstroNova (ALOT) stock grant to Yvonne Schlaeppi an open-market purchase?

No, the transaction was a grant of restricted stock , not an open-market purchase. The shares were awarded at a reported price of zero under the company’s Amended and Restated Non-Employee Director Annual Compensation Program.

Q: What transaction code was used in the AstroNova (ALOT) Form 4 for this grant?

The Form 4 lists the transaction with code “A” , described as a grant, award, or other acquisition. This code confirms the shares were received as compensation, not bought or sold in the open market.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Schlaeppi Yvonne reported acquisition or exercise transactions in this Form 4 filing.

AstroNova director Yvonne Schlaeppi received a restricted stock award of 2,873 shares of Common Stock on April 9, 2026. The award was granted pursuant to the company’s Amended and Restated Non-Employee Director Annual Compensation Program and increased her direct holdings to 51,920.954 shares.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Schlaeppi Yvonne

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	2,873	$0.00	--

Holdings After Transaction: Common Stock — 51,920.954 shares (Direct)

Footnotes (1)

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Key Figures

Restricted stock award: 2,873 shares Post-transaction holdings: 51,920.954 shares Grant price per share: $0.0000 per share

3 metrics

Restricted stock award 2,873 shares Common Stock grant on April 9, 2026

Post-transaction holdings 51,920.954 shares Director Yvonne Schlaeppi direct ownership after grant

Grant price per share $0.0000 per share Awarded as compensation, not open-market purchase

Key Terms

Restricted stock award, Amended and Restated Non-Employee Director Annual Compensation Program, Common Stock

3 terms

Restricted stock award financial

"Restricted stock award made to the reporting person pursuant to the Amended and Restated"

A restricted stock award is company shares given to an employee or executive that cannot be sold or fully owned until certain conditions—like staying with the company for a set time or hitting performance targets—are met. Think of it as a gift that only becomes yours after you fulfill specific obligations; for investors, these awards matter because they can increase the total shares outstanding when they vest, reveal how management is being paid and motivated, and create potential selling pressure when restrictions lift.

Amended and Restated Non-Employee Director Annual Compensation Program financial

"pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program."

Common Stock financial

"security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Form 4 Insider Transactions: What Each Field Means →

04/13/2026 - 04:35 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Schlaeppi Yvonne

(Last)

(First)

(Middle)

C/O ASTRONOVA, INC.

600 EAST GREENWICH AVENUE

(Street)

WEST WARWICK

RHODE ISLAND

02893

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AstroNova, Inc. [ ALOT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	04/09/2026		A⁽¹⁾		2,873	A	$0	51,920.954	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program.

	/s/ Daniel Clevenger, by Power of Attorney	04/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did AstroNova (ALOT) disclose for Yvonne Schlaeppi?

AstroNova disclosed that director Yvonne Schlaeppi received a restricted stock award of 2,873 Common Stock shares on April 9, 2026, which is classified as a grant or award rather than an open-market purchase or sale.

How many AstroNova (ALOT) shares does Yvonne Schlaeppi hold after this grant?

After the restricted stock award, Yvonne Schlaeppi directly holds 51,920.954 shares of AstroNova Common Stock. This total reflects her updated ownership position following the 2,873-share grant reported in the Form 4 filing.

Was the AstroNova (ALOT) stock grant to Yvonne Schlaeppi an open-market purchase?

No, the transaction was a grant of restricted stock, not an open-market purchase. The shares were awarded at a reported price of zero under the company’s Amended and Restated Non-Employee Director Annual Compensation Program.

What compensation program governed the AstroNova (ALOT) stock award to Yvonne Schlaeppi?

The restricted stock award to Yvonne Schlaeppi was made under AstroNova’s Amended and Restated Non-Employee Director Annual Compensation Program. This program provides equity awards as part of compensation for non-employee members of the board of directors.

What transaction code was used in the AstroNova (ALOT) Form 4 for this grant?

The Form 4 lists the transaction with code “A”, described as a grant, award, or other acquisition. This code confirms the shares were received as compensation, not bought or sold in the open market.