STOCK TITAN

AstroNova (ALOT) director receives 2,827-share restricted stock award as compensation

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AstroNova, Inc. director receives stock award. Director Richard S. Warzala acquired 2,827 shares of AstroNova common stock on a grant/award basis at a price of $0.00 per share. The restricted stock award was made under the Amended and Restated Non-Employee Director Annual Compensation Program, bringing his direct holdings to 75,711 shares.

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Insider WARZALA RICHARD S
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 2,827 $0.00 --
Holdings After Transaction: Common Stock — 75,711 shares (Direct)
Footnotes (1)
  1. [object Object]
Restricted stock award 2,827 shares Grant of AstroNova common stock to director on April 9, 2026
Grant price per share $0.00 per share Price reported for the 2,827-share restricted stock award
Shares owned after transaction 75,711 shares Director Richard S. Warzala’s direct AstroNova holdings following the grant
Restricted stock award financial
"Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program."
A restricted stock award is company shares given to an employee or executive that cannot be sold or fully owned until certain conditions—like staying with the company for a set time or hitting performance targets—are met. Think of it as a gift that only becomes yours after you fulfill specific obligations; for investors, these awards matter because they can increase the total shares outstanding when they vest, reveal how management is being paid and motivated, and create potential selling pressure when restrictions lift.
Common Stock financial
"security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Amended and Restated Non-Employee Director Annual Compensation Program financial
"Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program."
Grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WARZALA RICHARD S

(Last)(First)(Middle)
C/O ASTRONOVA, INC.
600 EAST GREENWICH AVENUE

(Street)
WEST WARWICK RHODE ISLAND 02893

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AstroNova, Inc. [ ALOT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/09/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/09/2026A(1)2,827A$075,711D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program.
/s/ Daniel Clevenger, by Power of Attorney04/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did AstroNova (ALOT) report for Richard S. Warzala?

AstroNova reported that director Richard S. Warzala received a restricted stock award of 2,827 shares of common stock. The award was granted at $0.00 per share as part of the company’s non-employee director annual compensation program, increasing his direct holdings to 75,711 shares.

Was the AstroNova (ALOT) insider transaction a stock purchase or a grant?

The transaction was a stock grant, not a market purchase. Richard S. Warzala acquired 2,827 AstroNova common shares at $0.00 per share as a restricted stock award under the Amended and Restated Non-Employee Director Annual Compensation Program, reflecting routine director compensation.

How many AstroNova (ALOT) shares does Richard S. Warzala hold after this Form 4 filing?

After the reported transaction, Richard S. Warzala directly holds 75,711 shares of AstroNova common stock. This total includes the recent restricted stock award of 2,827 shares granted on April 9, 2026, under the company’s non-employee director compensation program.

What is the price per share on Richard S. Warzala’s AstroNova (ALOT) stock grant?

The reported price per share on the stock grant is $0.00. This reflects that the 2,827 AstroNova common shares were issued to director Richard S. Warzala as a restricted stock award for compensation, rather than purchased on the open market for cash consideration.

What program governed the AstroNova (ALOT) restricted stock award to Richard S. Warzala?

The restricted stock award to Richard S. Warzala was made under AstroNova’s Amended and Restated Non-Employee Director Annual Compensation Program. This program provides stock-based compensation to non-employee directors, and the Form 4 identifies the 2,827-share grant as part of that structure.