ALOY (NASDAQ) resale notice lists 550,000 shares; Gust Kepler sold 100,000

Rhea-AI Filing Summary

Alexander Capital LP submitted a Form 144/A notice relating to proposed sales of 550,000 shares of Common Stock. The filing also lists a separate 12,507-share issuance under a Stock Purchase Agreement dated 07/01/2024. The excerpt shows multiple reported sales by Gust Kepler during the past three months, including a 100,000-share sale on 05/21/2026 and a 53,956-share sale on 06/03/2026.

The document records conversions and past transactions (a Series A Convertible Preferred Stock conversion noted as occurring in 2026). The filing is a notice of proposed resale activity; it lists individual sale dates, share counts, and gross proceeds for the trades shown.

Insights

Capital markets attorney

Procedural resale notice listing specific proposed and completed share transactions.

The filing is a Form 144/A disclosure that identifies 550,000 shares of Common Stock as securities to be sold and records earlier conversions and sale transactions. It lists sale method context such as a Stock Purchase Agreement dated 07/01/2024.

Regulatory effect is procedural: the notice indicates intended resale activity and documents recent trades by a separate holder (Gust Kepler). Subsequent filings or broker confirmations would specify execution details and any changes to quantities or timing.

Key Figures

Proposed resale: 550,000 shares Stock Purchase Agreement issuance: 12,507 shares Gust Kepler sale: 100,000 shares +2 more

5 metrics

Proposed resale 550,000 shares Securities To Be Sold section dated <date>06/04/2026</date>

Stock Purchase Agreement issuance 12,507 shares Stock Purchase Agreement dated <date>07/01/2024</date>

Gust Kepler sale 100,000 shares Sale dated <date>05/21/2026</date>, proceeds <b>$964,771.85</b>

Gust Kepler sale 53,956 shares Sale dated <date>06/03/2026</date>, proceeds <b>$658,001.19</b>

Gust Kepler sale example 50,000 shares Sale dated <date>06/01/2026</date>, proceeds <b>$557,771.67</b>

Key Terms

Form 144/A, Series A Convertible Preferred Stock, Stock Purchase Agreement

3 terms

Form 144/A regulatory

"144/A: Securities To Be Sold"

Series A Convertible Preferred Stock financial

"Series A Convertible Preferred Stock acquired in 2015 converted into Common Stock in 2026"

Series A convertible preferred stock is a class of shares sold in an early funding round that gives investors a mix of protection and upside: it pays a priority claim over common shares if the company is sold or closes, but can be converted into ordinary shares to share in future growth. Think of it like a hybrid between a safer stake and a ticket to ownership; it matters to investors because it affects who controls the company, how future gains are split, and how much their investment is protected from downside.

Stock Purchase Agreement legal

"Stock Purchase Agreement | Issuer | | | 12507 | 07/01/2024"

A stock purchase agreement is a legal contract that sets the terms for buying or selling shares, specifying the price, number of shares, how payment is made, and any conditions or promises each side must meet. It matters to investors because it defines who owns what, when ownership changes, and what protections or obligations attach to the deal—think of it as a detailed receipt plus the house rules that determine the financial risks and benefits of the transaction.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144/A

144/A: Filer Information

Filer CIK
Filer CCC
Previous Accession Number Of The Filing
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144/A: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144/A: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock, par value $0.001 per share	Alexander Capital LP 10 Drs. James Parker Blvd. 202 Red Bank NJ 07701	562507	5152564.12	61213498	06/04/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock, par value $0.001 per share	12/01/2015	Series A Convertible Preferred Stock acquired in 2015 converted into Common Stock in 2026	Issuer			550000	12/01/2015	Cash
Common Stock, par value $0.001 per share	07/01/2024	Stock Purchase Agreement	Issuer			12507	07/01/2024	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Gust Kepler 5430 LBJ FREEWAY SUITE 1485 DALLAS TX 75240	Common Stock, par value $0.001 per share	03/13/2026	49000	602974.53
Gust Kepler 5430 LBJ FREEWAY SUITE 1485 DALLAS TX 75240	Common Stock, par value $0.001 per share	03/16/2026	71000	781507.68
Gust Kepler 5430 LBJ FREEWAY SUITE 1485 DALLAS TX 75240	Common Stock, par value $0.001 per share	03/17/2025	62000	799418.44
Gust Kepler 5430 LBJ FREEWAY SUITE 1485 DALLAS TX 75240	Common Stock, par value $0.001 per share	05/11/2026	15156	114177.05
Gust Kepler 5430 LBJ FREEWAY SUITE 1485 DALLAS TX 75240	Common Stock, par value $0.001 per share	05/12/2026	5422	49787.56
Gust Kepler 5430 LBJ FREEWAY SUITE 1485 DALLAS TX 75240	Common Stock, par value $0.001 per share	05/13/2026	93102	837852.86
Gust Kepler 5430 LBJ FREEWAY SUITE 1485 DALLAS TX 75240	Common Stock, par value $0.001 per share	05/14/2026	6898	61503.00
Gust Kepler 5430 LBJ FREEWAY SUITE 1485 DALLAS TX 75240	Common Stock, par value $0.001 per share	05/21/2026	100000	964771.85
Gust Kepler 5430 LBJ FREEWAY SUITE 1485 DALLAS TX 75240	Common Stock, par value $0.001 per share	06/01/2026	50000	557771.67
Gust Kepler 5430 LBJ FREEWAY SUITE 1485 DALLAS TX 75240	Common Stock, par value $0.001 per share	06/03/2026	53956	658001.19

144/A: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does ALOY's Form 144/A disclose about shares to be sold?

It discloses a proposed sale of 550,000 shares of Common Stock. The filing lists that amount under "Securities To Be Sold," dated 06/04/2026.

Who reported recent sales in the filing for ALOY?

The filing shows multiple past sales reported by Gust Kepler. Examples include 100,000 shares on 05/21/2026 and 53,956 shares on 06/03/2026, with gross proceeds listed.

Does the filing show any conversions or agreements tied to the shares?

Yes. It records a Series A Convertible Preferred Stock conversion into Common Stock in 2026 and references a Stock Purchase Agreement dated 07/01/2024 for 12,507 shares.

Are proceeds from the disclosed past sales shown in the Form 144/A?

Yes. Each reported past sale includes gross proceeds; for example, the 100,000-share sale on 05/21/2026 shows $964,771.85 in proceeds in the excerpt.