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Alps Group (ALPS) CEO discloses 77,144,380 Ordinary Shares holding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Alps Group Inc director and Chief Executive Officer Tham Seng Kong filed an initial ownership report showing a substantial direct stake in the company. The filing reports beneficial ownership of 77,144,380 Ordinary Shares, confirming his status as a major, more than ten percent, shareholder.

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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Tham Seng Kong

(Last)(First)(Middle)
UNIT E18-01&02, LVL 18, ICON TWR E
NO. 1, JALAN 1/68F, JALAN TUN RAZAK

(Street)
KUALA LUMPUR00000

(City)(State)(Zip)

MALAYSIA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Alps Group Inc [ ALPS ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares77,144,380D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Tham Seng Kong03/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the latest Form 3 filing reveal about Alps Group Inc (ALPS)?

The Form 3 shows that CEO and director Tham Seng Kong holds 77,144,380 Ordinary Shares of Alps Group Inc. This filing is an initial ownership report, confirming his role as a major shareholder and more than ten percent owner in the company.

How many Alps Group Inc (ALPS) shares does CEO Tham Seng Kong own?

CEO Tham Seng Kong is reported to own 77,144,380 Ordinary Shares of Alps Group Inc. These shares are listed as directly owned, highlighting a very large equity stake and aligning his financial interests closely with other shareholders.

Is the Alps Group Inc (ALPS) Form 3 a buy or sell transaction?

The Alps Group Inc Form 3 is not a buy or sell report. It is an initial statement of beneficial ownership that simply discloses CEO Tham Seng Kong’s existing holding of 77,144,380 Ordinary Shares, without recording any new transactions in the company’s stock.

What insider role does Tham Seng Kong have at Alps Group Inc (ALPS)?

Tham Seng Kong is disclosed as both a director and the Chief Executive Officer of Alps Group Inc, and also a more than ten percent owner. The Form 3 links these leadership roles with his direct ownership of 77,144,380 Ordinary Shares.

Why is Tham Seng Kong’s 77,144,380-share holding in Alps Group Inc (ALPS) important?

Holding 77,144,380 Ordinary Shares makes Tham Seng Kong a very large shareholder in Alps Group Inc. Such a sizable direct stake indicates that the CEO’s financial outcomes are closely tied to the company’s performance alongside other equity holders.
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