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Allison Transmission (ALSN) officer reports zero beneficial ownership in Form 3

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Allison Transmission Holdings Inc. insider ownership update: An officer of the company, serving as President and Business Unit Leader of Allison Off-Highway Drive & Motion Systems, filed an initial beneficial ownership report. The filing indicates that this reporting person does not beneficially own any Allison Transmission Holdings Inc. securities as of the event date of January 1, 2026.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Price Craig C

(Last) (First) (Middle)
C/O ALLISON TRANSMISSION HOLDINGS, INC.
ONE ALLISON WAY

(Street)
INDIANAPOLIS IN 46222

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2026
3. Issuer Name and Ticker or Trading Symbol
Allison Transmission Holdings Inc [ ALSN ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Title: President and Business Unit Leader, Allison Off-Highway Drive & Motion Systems; Exhibit 24 - Power of Attorney
No securities are beneficially owned.
/s/ Preston B. Ray, Attorney-in-Fact 01/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the latest Form 3 filing for ALSN disclose?

The Form 3 for Allison Transmission Holdings Inc. (ALSN) discloses that a company officer currently reports no beneficial ownership of the company’s securities as of January 1, 2026.

Who is the reporting person in the ALSN Form 3 filing?

The reporting person is an officer of Allison Transmission Holdings Inc. with the title President and Business Unit Leader, Allison Off-Highway Drive & Motion Systems.

Does the reporting officer in ALSN’s Form 3 own any company stock or derivatives?

No. The remarks in the filing explicitly state that no securities are beneficially owned by this officer.

What is the event date for the ALSN Form 3 insider ownership report?

The event date requiring the statement is listed as January 1, 2026.

Is the ALSN Form 3 filed by one or multiple reporting persons?

The document indicates that the Form 3 is filed by one reporting person, not a group.

What additional documentation is referenced in the ALSN Form 3?

The filing notes Exhibit 24 - Power of Attorney, authorizing the signatory, and confirms that the signature is provided by an attorney-in-fact.

Allison Transmission Hldgs Inc

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