STOCK TITAN

Allison Transmission (ALSN) CLO Eric Scroggins sells 1,050 shares at $125

(Moderate)
(Negative)
Form Type
4

Rhea-AI Filing Summary

Allison Transmission Holdings Inc executive Eric C. Scroggins, CLO & Assistant Secretary, reported a sale of 1,050 shares of common stock on 2026-08-11. The transaction was coded as a sale in an open market or private transaction at $125.00 per share, and Scroggins now directly holds 16,604 shares of Allison Transmission common stock following this trade.

Positive

  • None.

Negative

  • None.
Insider Scroggins Eric C.
Role CLO & Asst. Secretary
Sold 1,050 shs ($131K)
Type Security Shares Price Value
Sale Common Stock 1,050 $125.00 $131K
Holdings After Transaction: Common Stock — 16,604 shares (Direct)
Shares sold 1,050 shares Common Stock sold by Eric C. Scroggins on 2026-08-11
Sale price per share $125.00 Price per share for the 1,050 shares of Common Stock sold
Shares owned after transaction 16,604 shares Directly owned Common Stock following the reported sale
open market or private transaction financial
"Transaction code description: Sale in open market or private transaction"
Common Stock financial
"Security title listed as Common Stock for the reported sale"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
direct ownership financial
"Ownership type indicated as direct for post-transaction holdings"

FAQ

What insider transaction did Allison Transmission (ALSN) report for Eric C. Scroggins?

Allison Transmission reported that Eric C. Scroggins sold 1,050 shares of common stock on 2026-08-11. The sale was recorded as an open market or private transaction at a price of $125.00 per share.

At what price were the ALSN shares sold by Eric C. Scroggins?

Eric C. Scroggins sold the ALSN shares at $125.00 per share. The Form 4 describes the transaction as a sale in an open market or private transaction involving 1,050 shares of common stock.

How many ALSN shares does Eric C. Scroggins own after the reported sale?

After the reported sale, Eric C. Scroggins directly owns 16,604 shares of Allison Transmission common stock. This post-transaction holding reflects the reduction from selling 1,050 shares in the disclosed transaction.

Was the ALSN insider sale by Eric C. Scroggins made under a Rule 10b5-1 plan?

The sale was not indicated as being under a Rule 10b5-1 trading plan. The Form 4’s Rule 10b5-1 checkbox is shown as unchecked, and no footnotes reference a pre-arranged trading plan.

What role does Eric C. Scroggins hold at Allison Transmission (ALSN)?

Eric C. Scroggins is reported as CLO & Assistant Secretary of Allison Transmission Holdings Inc. His status as an officer requires public reporting of his equity transactions in the company’s common stock.

How many ALSN shares were sold in the latest insider transaction?

The latest insider transaction reported the sale of 1,050 shares of Allison Transmission common stock. The shares were sold on 2026-08-11 at a reported price of $125.00 per share in an open market or private transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Scroggins Eric C.

(Last)(First)(Middle)
C/O ALLISON TRANSMISSION HOLDINGS, INC.
ONE ALLISON WAY

(Street)
INDIANAPOLIS INDIANA 46222

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Allison Transmission Holdings Inc [ ALSN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CLO & Asst. Secretary
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/11/2026S1,050D$12516,604D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Preston B. Ray, attorney-in-fact08/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)