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Allison director granted 64 dividend rights

A director of Allison Transmission received a small grant of dividend equivalent rights tied to existing deferred stock units.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Allison Transmission Holdings Inc (symbol: ALSN) is the issuer of record for a Form 4 filing submitted to the SEC. EVERITT DAVID C reported acquisition or exercise transactions in this Form 4 filing.

Allison Transmission Holdings Inc (ALSN) reported that director David C. Everitt received an award of 64 Dividend Equivalent Rights on August 31, 2026. These rights accrued on previously awarded deferred stock units and are economically equivalent to common shares, vesting proportionately with the related DSUs. Following this award, Everitt directly holds 3,826 Dividend Equivalent Rights. No Rule 10b5-1 trading plan is reported for this transaction.

Positive

  • None.

Negative

  • None.
Insider EVERITT DAVID C
Role Director
Type Security Shares Price Value
Grant/Award Dividend Equivalent Rights F1 64 $0.00 $0.00
Holdings After Transaction: Dividend Equivalent Rights — 3,826 contracts (Direct)
Footnotes (1)
  1. F1. The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.
Dividend Equivalent Rights awarded 64 rights Grant to director David C. Everitt on August 31, 2026
Dividend Equivalent Rights held after transaction 3,826 rights Director David C. Everitt’s direct holdings after the award
Transaction price per right $0.00 per right Reported for the August 31, 2026 grant of 64 Dividend Equivalent Rights
Underlying common stock equivalent 64 shares Each Dividend Equivalent Right is economically equivalent to one common share
Dividend Equivalent Rights financial
"The dividend equivalent rights accrued on previously awarded deferred stock units"
Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.
deferred stock units ("DSUs") financial
"accrued on previously awarded deferred stock units ("DSUs") and vest proportionately"
economic equivalent financial
"Each dividend equivalent right is the economic equivalent of one share"

FAQ

What insider transaction did ALSN disclose for David C. Everitt?

Allison Transmission disclosed that director David C. Everitt received an award of 64 Dividend Equivalent Rights on August 31, 2026, tied to previously granted deferred stock units and economically equivalent to common stock.

How many Dividend Equivalent Rights does the ALSN director hold after this Form 4?

After the reported award, director David C. Everitt directly holds 3,826 Dividend Equivalent Rights, each economically equivalent to one share of Allison Transmission common stock and vesting proportionately with the underlying deferred stock units.

What are Dividend Equivalent Rights in the ALSN Form 4 filing?

The filing states that Dividend Equivalent Rights accrue on previously awarded deferred stock units and vest proportionately with those units. Each right is described as the economic equivalent of one share of Allison Transmission common stock.

Was the ALSN insider transaction made under a Rule 10b5-1 plan?

No. The Form 4 indicates that the Rule 10b5-1 checkbox is not checked, so the reported acquisition of 64 Dividend Equivalent Rights was not affirmed as being made under a Rule 10b5-1 trading plan.

What price is reported for the ALSN Dividend Equivalent Rights awarded?

The award to David C. Everitt of 64 Dividend Equivalent Rights shows a reported transaction price per right of $0.00, consistent with a grant or award of compensation-type derivative rights rather than a market purchase.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
EVERITT DAVID C

(Last)(First)(Middle)
C/O ALLISON TRANSMISSION HOLDINGS, INC.
ONE ALLISON WAY

(Street)
INDIANAPOLIS INDIANA 46222

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Allison Transmission Holdings Inc [ ALSN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Dividend Equivalent Rights(1)08/31/2026A64 (1) (1)Common Stock64$03,826D
Explanation of Responses:
1. The dividend equivalent rights accrued on previously awarded deferred stock units ("DSUs") and vest proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.
/s/ Preston B. Ray, attorney-in-fact09/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)