Allison Transmission (ALSN) CLO earns 5,448 performance stock units on 2023–2025 results

Rhea-AI Filing Summary

Allison Transmission Holdings reported that its Chief Legal Officer and Assistant Secretary, Eric C. Scroggins, acquired 5,448 performance stock units on February 11, 2026 as an equity award. Each unit represents the right to receive one share of common stock, earned based on company performance over 2023–2025.

The filing explains that these units were earned after performance goals for the 2023–2025 period were assessed, and the earned PSUs are scheduled to vest on February 28, 2026, aligning executive compensation with the company’s multi‑year results.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Scroggins Eric C.

(Last) (First) (Middle)

C/O ALLISON TRANSMISSION HOLDINGS, INC.

ONE ALLISON WAY

(Street)

INDIANAPOLIS IN 46222

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Allison Transmission Holdings Inc [ ALSN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CLO & Asst. Secretary

3. Date of Earliest Transaction (Month/Day/Year)
02/11/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Performance Stock Units	(1)	02/11/2026		A		5,448(2)		(3)	(3)	Common Stock	5,448	$0	5,448	D

Explanation of Responses:

1. Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

2. On February 22, 2023, the reporting person was granted PSUs with the number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2023-2025. As determined on February 11, 2026, based on ALSN's actual performance for 2023-2025, the reporting person earned 5,448 PSUs.

3. Earned PSUs will vest on February 28, 2026.

	/s/ Preston B. Ray, attorney-in-fact	02/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What insider transaction did Allison Transmission (ALSN) report on this Form 4?

Allison Transmission reported that officer Eric C. Scroggins acquired 5,448 performance stock units on February 11, 2026. These units are part of his equity compensation and reflect performance achieved over a multi-year period rather than an open-market stock purchase.

How many performance stock units did the Allison (ALSN) officer receive?

The officer received 5,448 performance stock units. Each PSU represents a contingent right to one share of Allison Transmission common stock, earned after evaluating company performance for 2023–2025 as described in the Form 4 footnotes.

What do the performance stock units in the Allison (ALSN) filing represent?

Each performance stock unit represents a contingent right to receive one share of Allison Transmission common stock. The actual award was tied to performance conditions for 2023–2025 and reflects the company’s achievement against those multi-year goals.

When will the earned Allison Transmission (ALSN) PSUs vest?

The earned performance stock units are scheduled to vest on February 28, 2026. Vesting means the officer’s right to receive Allison Transmission common shares under these units becomes non-forfeitable on that date, assuming award terms are satisfied.

What performance period determined the 5,448 PSUs in the Allison (ALSN) Form 4?

The 5,448 performance stock units were earned based on Allison Transmission’s actual performance over the 2023–2025 period. On February 11, 2026, the company determined the number of PSUs earned after reviewing results against the specified performance conditions.

Was the Allison (ALSN) Form 4 transaction a market purchase or sale of stock?

The Form 4 reports an acquisition of derivative securities as part of equity compensation, not a market trade. The officer received 5,448 performance stock units at a per-unit price of $0, reflecting a grant or award rather than buying or selling shares in the open market.