STOCK TITAN

Allison Transmission (ALSN) director granted dividend equivalent rights

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Christman Philip J reported acquisition or exercise transactions in this Form 4 filing.

Allison Transmission Holdings director Philip J. Christman received a grant of 3 dividend equivalent rights linked to previously awarded restricted stock units.

Each right is economically equivalent to one share of Allison Transmission common stock, giving him 3 such derivative rights reported after this transaction.

Positive

  • None.

Negative

  • None.
Insider Christman Philip J
Role null
Type Security Shares Price Value
Grant/Award Dividend Equivalent Rights 3 $0.00 --
Holdings After Transaction: Dividend Equivalent Rights — 3 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Dividend equivalent rights granted 3 rights Grant on 2026-05-29 to director Philip J. Christman
Grant price per right $0.0000 per right Dividend equivalent rights award
Dividend equivalent rights after transaction 3 rights Total derivative holdings reported after grant
Underlying common shares 3 shares Each right equals one share of common stock
Dividend Equivalent Rights financial
"security_title: "Dividend Equivalent Rights""
Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.
restricted stock units financial
"accrued on previously awarded restricted stock units ("RSUs")"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
economic equivalent financial
"Each dividend equivalent right is the economic equivalent of one share"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Christman Philip J

(Last)(First)(Middle)
C/O ALLISON TRANSMISSION HOLDINGS, INC.
ONE ALLISON WAY

(Street)
INDIANAPOLIS INDIANA 46222

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Allison Transmission Holdings Inc [ ALSN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/29/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Dividend Equivalent Rights(1)05/29/2026A3 (1) (1)Common Stock3$03D
Explanation of Responses:
1. The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.
/s/ Preston B. Ray, attorney-in-fact06/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Allison Transmission (ALSN) report for Philip J. Christman?

Allison Transmission reported that director Philip J. Christman received 3 dividend equivalent rights. These rights were granted at no cost and are tied to previously awarded restricted stock units that had accrued dividend equivalents.

How many dividend equivalent rights were granted in this Allison Transmission (ALSN) Form 4?

The Form 4 shows a grant of 3 dividend equivalent rights. Following this award, the total number of these rights reported for Philip J. Christman in this filing is also 3 dividend equivalent rights.

What are dividend equivalent rights in the Allison Transmission (ALSN) Form 4 filing?

Dividend equivalent rights in this filing are rights that accrued on previously awarded restricted stock units. Each right is described as the economic equivalent of one share of Allison Transmission Holdings Inc. common stock, vesting proportionately with the related RSUs.

At what price were the dividend equivalent rights granted in the Allison Transmission (ALSN) filing?

The dividend equivalent rights were granted at a transaction price per right of $0.0000. This indicates they were awarded without cash cost to the director as part of his existing equity-based compensation structure.

How do the dividend equivalent rights in Allison Transmission (ALSN) vest according to the Form 4?

The dividend equivalent rights vest proportionately with the restricted stock units to which they relate. As the underlying RSUs vest over time, the associated dividend equivalent rights vest in the same proportions, maintaining alignment with the original equity awards.