Allison Transmission (ALSN) CLO awarded 13 dividend equivalent rights

Rhea-AI Filing Summary

Scroggins Eric C. reported acquisition or exercise transactions in this Form 4 filing.

Allison Transmission Holdings Inc reported that executive Eric C. Scroggins, the company’s CLO and Assistant Secretary, received a grant of 13 dividend equivalent rights on Common Stock on 2026-03-20. These rights accrued on previously awarded restricted stock units and each right is economically equivalent to one share of common stock.

Following this award, Scroggins holds 37 dividend equivalent rights in total. The rights will vest in step with the related restricted stock units, aligning part of his compensation with shareholder returns through dividend-linked value.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Scroggins Eric C.

Role CLO & Asst. Secretary

Type	Security	Shares	Price	Value
Grant/Award	Dividend Equivalent Rights	13	$0.00	--

Holdings After Transaction: Dividend Equivalent Rights — 37 shares (Direct)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Scroggins Eric C.

(Last) (First) (Middle)

C/O ALLISON TRANSMISSION HOLDINGS, INC.

ONE ALLISON WAY

(Street)

INDIANAPOLIS INDIANA 46222

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Allison Transmission Holdings Inc [ ALSN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CLO & Asst. Secretary

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Dividend Equivalent Rights	(1)	03/20/2026		A		13		(1)	(1)	Common Stock	13	$0	37	D

Explanation of Responses:

1. The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

	/s/ Preston B. Ray, attorney-in-fact	03/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Allison Transmission (ALSN) disclose for Eric C. Scroggins?

Allison Transmission reported that Eric C. Scroggins received a grant of 13 dividend equivalent rights tied to restricted stock units. Each right is economically equivalent to one share of common stock, modestly increasing his equity-linked compensation position.

How many dividend equivalent rights does Eric C. Scroggins hold after this ALSN Form 4?

After the reported transaction, Eric C. Scroggins holds a total of 37 dividend equivalent rights. These rights track dividends on underlying restricted stock units and vest proportionately with those units over time, aligning his compensation with shareholder dividend performance.

What are dividend equivalent rights in the Allison Transmission (ALSN) filing?

Dividend equivalent rights give the holder an economic benefit equal to dividends on underlying shares. In this case, each right is the economic equivalent of one share of Allison Transmission common stock and accrues on previously granted restricted stock units held by Eric C. Scroggins.

Do the ALSN dividend equivalent rights granted to Eric Scroggins vest immediately?

The dividend equivalent rights do not vest immediately; they vest proportionately with the related restricted stock units. As the underlying RSUs vest over time, the corresponding dividend equivalent rights also vest, maintaining alignment between long-term incentive compensation and share-based performance.

Is the Eric C. Scroggins Form 4 for ALSN a market purchase or sale of shares?

No, the Form 4 reflects a compensation-related grant, not a market trade. Eric C. Scroggins acquired 13 dividend equivalent rights at no cash price, tied to existing restricted stock units, so it does not represent an open-market purchase or sale of Allison Transmission stock.