Allison Transmission (ALSN) CLO sells 1,313 shares, retains 17,654

Rhea-AI Filing Summary

Allison Transmission Holdings chief legal officer Eric C. Scroggins reported an open-market sale of 1,313 shares of common stock at $114.40 per share on March 9, 2026.

After this transaction, he directly holds 17,654 Allison Transmission common shares, indicating a relatively small portion of his stake was sold.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Scroggins Eric C.

(Last) (First) (Middle)

C/O ALLISON TRANSMISSION HOLDINGS, INC.

ONE ALLISON WAY

(Street)

INDIANAPOLIS IN 46222

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Allison Transmission Holdings Inc [ ALSN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CLO & Asst. Secretary

3. Date of Earliest Transaction (Month/Day/Year)
03/09/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/09/2026		S		1,313	D	$114.4	17,654	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Preston B. Ray, attorney-in-fact	03/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Allison Transmission (ALSN) report for Eric C. Scroggins?

Allison Transmission reported that Eric C. Scroggins executed an open-market sale of 1,313 shares of common stock at $114.40 per share. The transaction was disclosed on Form 4 and reflects a routine disposition by the company’s chief legal officer.

How many Allison Transmission (ALSN) shares does Eric C. Scroggins hold after the Form 4 sale?

Following the sale, Eric C. Scroggins directly holds 17,654 shares of Allison Transmission common stock. This post-transaction balance, reported on Form 4, shows he retained the majority of his position after selling 1,313 shares in the open market.

Was the Allison Transmission (ALSN) Form 4 transaction a purchase or a sale?

The Form 4 transaction was a sale. Eric C. Scroggins, Allison Transmission’s chief legal officer, carried out an open-market sale of 1,313 common shares at a reported price of $114.40 per share, reducing his direct holdings while keeping a substantial remaining stake.

What price did Eric C. Scroggins receive per Allison Transmission (ALSN) share in the Form 4 sale?

He received $114.40 per share in the reported sale. The Form 4 states that 1,313 Allison Transmission common shares were sold in an open-market transaction at that price, with his direct ownership standing at 17,654 shares afterward.

Does the Allison Transmission (ALSN) Form 4 show any option exercises or derivative trades?

No, this Form 4 only reports a sale of common stock. The derivative security section is empty, indicating no option exercises, conversions, or other derivative transactions were included in this particular insider filing for Eric C. Scroggins.