Allison Transmission (ALSN) director awarded new dividend equivalent rights

Rhea-AI Filing Summary

Shivram Krishna reported acquisition or exercise transactions in this Form 4 filing.

Allison Transmission Holdings Inc director Shivram Krishna reported an award of 4 dividend equivalent rights tied to previously granted restricted stock units. These rights have an economic value equal to 4 shares of common stock and increase his holdings of this derivative instrument to 16 dividend equivalent rights.

The dividend equivalent rights accrue on earlier RSU awards and will vest in step with those RSUs, aligning payouts with the company’s dividend payments rather than reflecting an open-market trade.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Shivram Krishna

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Dividend Equivalent Rights	4	$0.00	--

Holdings After Transaction: Dividend Equivalent Rights — 16 shares (Direct)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Shivram Krishna

(Last) (First) (Middle)

C/O ALLISON TRANSMISSION HOLDINGS, INC.

ONE ALLISON WAY

(Street)

INDIANAPOLIS INDIANA 46222

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Allison Transmission Holdings Inc [ ALSN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Dividend Equivalent Rights	(1)	03/20/2026		A		4		(1)	(1)	Common Stock	4	$0	16	D

Explanation of Responses:

1. The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

	/s/ Preston B. Ray, attorney-in-fact	03/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Allison Transmission (ALSN) disclose for Shivram Krishna?

Allison Transmission director Shivram Krishna received 4 dividend equivalent rights. These are tied to earlier restricted stock units and mirror the value of 4 common shares, bringing his total dividend equivalent rights position to 16 according to the filing.

Are the Allison Transmission (ALSN) dividend equivalent rights a market purchase or sale?

The 4 dividend equivalent rights reported are a grant, not a market trade. They were awarded in connection with previously granted restricted stock units and carry no purchase price, reflecting compensation rather than open-market buying or selling activity.

How do the dividend equivalent rights reported for ALSN relate to common stock?

Each dividend equivalent right is economically equal to one share of Allison Transmission common stock. They accrue on restricted stock units and vest proportionately with those RSUs, providing cash or share value similar to dividends paid on actual shares.

What is Shivram Krishna’s total reported dividend equivalent rights position in ALSN after this filing?

After this award, Shivram Krishna holds 16 dividend equivalent rights. The filing shows 4 new rights granted, increasing his total derivative position linked to Allison Transmission common stock, all held directly as part of his director-related compensation.

Do the ALSN dividend equivalent rights vest immediately for Shivram Krishna?

The dividend equivalent rights vest proportionately with the related restricted stock units. According to the disclosure, they follow the same vesting schedule as the underlying RSUs, rather than vesting on the grant date of the rights themselves.