STOCK TITAN

Altimmune grants director Howarth 160,000 stock options

The director's options carry an exercise price of $2.02 per share and expire November 2, 2036.

Available on EDGAR Accepted by SEC EDGAR Learn about SEC filing dates
(Neutral)

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

Form Type
4

Rhea-AI Filing Summary

Altimmune, Inc. director Alex G. Howarth received a grant of 160,000 stock options on November 2, 2026, covering 160,000 shares of common stock. The options vest in substantially equal monthly installments over the 36 months following November 2, 2026, subject to continued service through the applicable vesting date.

Insider Howarth Alex G.
Role Director
Type Security Shares Price Value
Grant/Award Stock Options (option to buy) F1 160,000 $0.00 $0.00
Holdings After Transaction: Stock Options (option to buy) — 160,000 contracts (Direct)
Holdings Before and After: Stock Options (option to buy), 0 to 160,000 contracts (Direct)
Footnotes (1)
  1. F1. The shares underlying the option become vested and exercisable in substantially equal monthly installments over the 36 months following November 2, 2026, subject to the reporting person's continued service through the applicable vesting date.
Stock options granted 160,000 options Granted November 2, 2026
Shares underlying options 160,000 shares Common stock
Exercise price $2.02 per share Options to acquire common stock
Option expiration date November 2, 2036 Options granted November 2, 2026
vested and exercisable technical
"become vested and exercisable"
substantially equal monthly installments technical
"in substantially equal monthly installments"
continued service technical
"subject to the reporting person's continued service"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What is the exercise price and expiration date of Alex G. Howarth's ALT options?

The options have an exercise price of $2.02 per share and expire on November 2, 2036.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Howarth Alex G.

(Last)(First)(Middle)
350 MOUNT KEMBLE AVENUE
SUITE 1001

(Street)
MORRISTOWN NEW JERSEY 07960

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Altimmune, Inc. [ ALT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
11/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Options (option to buy)$2.0211/02/2026A160,000 (1)11/02/2036Common Stock, par value $0.0001160,000$0160,000D
Explanation of Responses:
1. The shares underlying the option become vested and exercisable in substantially equal monthly installments over the 36 months following November 2, 2026, subject to the reporting person's continued service through the applicable vesting date.
/s/ Gregory Weaver, as Attorney-in-Fact11/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Keep reading