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AlTi Global (ALTI) director receives RSU grant and exercises prior awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AlTi Global, Inc. director Andreas Wimmer reported equity compensation changes. He received a grant of 34,736.476 restricted stock units, each representing one share of Class A Common Stock, and exercised 30,732.266 previously granted restricted stock units into 30,732.266 Class A shares. Following these transactions, he directly holds 53,506.596 Class A Common shares, with new RSUs scheduled to vest in whole around the company’s 2026 and 2027 annual general meetings.

Positive

  • None.

Negative

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Insider Wimmer Andreas
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 34,736.476 $0.00 --
Exercise Restricted Stock Units 30,732.266 $0.00 --
Exercise Class A Common Stock 30,732.266 $0.00 --
Holdings After Transaction: Restricted Stock Units — 34,736.476 shares (Direct, null); Class A Common Stock — 53,506.596 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of AlTi Global, Inc. Class A Common Stock. The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2026 annual general meeting or (ii) June 30, 2026. The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2027 annual general meeting or (ii) June 30, 2027.
New RSU grant 34,736.476 restricted stock units Grant on June 17, 2026 to director Andreas Wimmer
RSUs exercised 30,732.266 restricted stock units Exercised into Class A Common Stock on June 16, 2026
Shares acquired via exercise 30,732.266 Class A Common shares Result of derivative exercise transaction code M
Direct holdings after transactions 53,506.596 Class A Common shares Total shares following exercise on June 16, 2026
2026 RSU vesting trigger Earlier of business day before 2026 AGM or June 30, 2026 Vesting schedule for prior RSU award
2027 RSU vesting trigger Earlier of business day before 2027 AGM or June 30, 2027 Vesting schedule for new RSU grant
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share of AlTi Global, Inc. Class A Common Stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
annual general meeting financial
"vest in whole on the earlier of the business day immediately prior to AlTi Global, Inc.'s 2026 annual general meeting or June 30, 2026."
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wimmer Andreas
(Last)(First)(Middle)
C/O ALTI GLOBAL, INC.
22 VANDERBILT AVE, 27TH FLOOR
(Street)
NEW YORK NEW YORK 10017
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
AlTi Global, Inc. [ ALTI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/16/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/16/2026M30,732.266A(1)53,506.596D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/16/2026M30,732.266 (2) (2)Class A Common Stock30,732.266$00D
Restricted Stock Units(1)06/17/2026A34,736.476 (3) (3)Class A Common Stock34,736.476$034,736.476D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of AlTi Global, Inc. Class A Common Stock.
2. The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2026 annual general meeting or (ii) June 30, 2026.
3. The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2027 annual general meeting or (ii) June 30, 2027.
/s/ Colleen Graham, Attorney-in-fact06/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did AlTi Global (ALTI) director Andreas Wimmer report?

Andreas Wimmer reported receiving 34,736.476 restricted stock units and exercising 30,732.266 restricted stock units into the same number of Class A Common shares. These transactions reflect equity compensation and a derivative exercise, with no open-market buying or selling reported.

How many AlTi Global (ALTI) shares does Andreas Wimmer hold after this Form 4?

After the reported transactions, Andreas Wimmer directly holds 53,506.596 shares of AlTi Global Class A Common Stock. This figure reflects the conversion of 30,732.266 restricted stock units into shares and does not include the new unvested restricted stock unit award.

What restricted stock unit award did Andreas Wimmer receive from AlTi Global (ALTI)?

Andreas Wimmer received a grant of 34,736.476 restricted stock units, each representing a contingent right to one share of AlTi Global Class A Common Stock. This award is part of his director compensation and vests based on future corporate meeting or calendar dates.

When do Andreas Wimmer’s new AlTi Global (ALTI) restricted stock units vest?

The new restricted stock units vest in whole on the earlier of the business day immediately prior to AlTi Global’s 2027 annual general meeting or June 30, 2027. A separate prior award referenced in the footnotes vests on a similar schedule tied to the 2026 meeting or June 30, 2026.

Did the AlTi Global (ALTI) Form 4 show any insider share sales?

The Form 4 does not report any open-market sales. It shows a grant of 34,736.476 restricted stock units and the exercise of 30,732.266 restricted stock units into Class A Common Stock, which are classified as acquisition and derivative exercise transactions rather than discretionary market sales.