Welcome to our dedicated page for AlTi Global SEC filings (Ticker: ALTI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AlTi Global, Inc. filings document the public-company reporting of an independent global wealth manager, including Regulation FD investor presentations, results-related Form 8-K disclosures and notices tied to periodic-report timing. The filings also record governance matters such as annual meeting proposals, director elections, auditor ratification and executive leadership changes.
AlTi’s regulatory record includes disclosures about its capital-market status as a Nasdaq-listed issuer, proxy voting mechanics, board actions and material-event reports. Form 8-K filings also document the approved wind-down of the company’s non-core International Real Estate business, including exit or disposal activity and material-impairment disclosure categories.
AlTi Global, Inc. (ALTI), as a ten percent owner of Fortress Net Lease REIT, reported its indirect ownership of two classes of Fortress Net Lease REIT shares. As of September 1, 2026, it reported 465,142.2405 Class F-I shares and 6,498,032 Class D shares held indirectly through TTC Multi-Strategy Fund QP, LP. No net share purchases or sales are reflected, and no Rule 10b5-1 trading plan is reported. The filing states that AlTi and related entities may be deemed beneficial owners but each disclaims beneficial ownership except to the extent of pecuniary interest.
AlTi Global, Inc. reported higher revenue but continued losses for the six months ended June 30, 2026. Total revenue from continuing operations rose to $131.1 million from $109.5 million a year earlier, driven mainly by management and advisory fees of $106.3 million. Operating expenses increased to $152.6 million, yet the operating loss narrowed to $21.5 million from $34.0 million.
Results were significantly affected by investment performance, with a $21.4 million unrealized loss on investments in the quarter contributing to a six‑month loss before taxes from continuing operations of $22.3 million and a net loss attributable to AlTi of $15.8 million. Cash flow from operating activities of continuing operations improved to a $2.9 million inflow versus a $50.6 million outflow in the prior‑year period. At June 30, 2026, AlTi reported $1.11 billion in total assets, $238.3 million in liabilities, mezzanine preferred equity of $358.6 million, and total shareholders’ equity of $868.2 million. The company remains a single reportable segment after disposing of its International Real Estate businesses, and it maintains a full valuation allowance against deferred tax assets due to a three‑year cumulative loss position.
AlTi Global, Inc. furnished an updated investor presentation outlining its business profile and financial results for the quarter ended June 30, 2026. The firm positions itself as a global wealth and investment manager focused on ultra-high-net-worth clients, managing or advising on approximately $96 billion in AUA and $51 billion in AUM, with a reported client retention rate of 96% since 2021 and recurring revenues of 99.7% for the quarter.
For Q2 2026, AlTi reported consolidated revenue of $58.0 million, up 11% year-over-year, driven mainly by management/advisory fees of $54.4 million. Total operating expenses were $68.9 million, down 12% year-over-year, leading to a GAAP operating loss of $10.9 million, a 58% improvement from the prior-year quarter. Adjusted EBITDA was $5.4 million, up 9% year-over-year.
Other expense was $19.8 million, largely from an unrealized loss on the Asian Credit and Special Situations stake following the investment manager’s decision to unwind the fund within 12 months. Net loss from continuing operations was $30.8 million. The balance sheet showed total assets of $1.11 billion, cash of $31.2 million, total liabilities of $238.3 million, mezzanine preferred equity of $358.6 million, and total shareholders’ equity of $868.2 million.
AlTi Global, Inc. filed a Form 13F as an institutional investment manager, reporting a combination report where some holdings are reported by other managers. The filing covers 811 reportable positions with an aggregate reported value of $4,838,371,126 (rounded).
The report identifies 1 other included manager, Tiedemann Advisors, LLC, and lists numerous additional managers that separately report portions of the same client assets. AlTi may be deemed to share investment discretion with TIG Advisors, LLC and certain TIG funds, which file their own Form 13Fs.
AlTi Global, Inc. insider Allianz SE, through its subsidiary Allianz Strategic Investments S.a.r.l. (ASI), reported additional non-cash changes in its indirect stake. ASI received 1,272,328.52 shares of Class A Common Stock on July 2, 2026 as payment-in-kind dividends on its Series A preferred position, bringing its indirect Class A holdings to 22,979,542.48 shares.
ASI also received 4,117.76 shares of Series A Preferred Stock as payment-in-kind dividends, increasing its Series A balance to 173,051.67 shares9.75% annual cumulative dividend and is convertible into Class A Common Stock at $8.70 per share, subject to a 24.9% ownership cap, with any excess issued as Class C Non-Voting Common Stock. ASI additionally holds a warrant immediately exercisable for up to 5,000,000 Class A shares at $7.40 per share, expiring on July 31, 2029.
AlTi Global, Inc. reported updates to executive employment agreements. The company amended the contract with President and Chief Operating Officer Kevin Moran, raising his annual base salary to $600,000, setting his 2026 target bonus at $1,600,000, and adjusting terms for certain outstanding equity awards. The amendment also shortens a notice period from 180 days to 30 days. AlTi entered into a separate Executive Employment and Restrictive Covenant Agreement with Nancy Curtin for her role as Interim Chief Executive Officer, with full terms contained in the filed exhibits.
AlTi Global, Inc. filed a preliminary Form S-3 shelf prospectus dated June 30, 2026 registering the resale by existing holders of up to 3,053,263 shares of Class A common stock. The company will receive no proceeds from these resales. The prospectus lists 110,744,073.25 shares outstanding as of June 18, 2026 and states the Nasdaq symbol ALTI with a last reported sale price of $3.61 per share on June 29, 2026. The registration covers shares issued as stock consideration in connection with the April 6, 2023 acquisition of Alvarium Wealth Management Non-UK Limited and permits resale by the named selling securityholders and their permitted transferees.
AlTi Global, Inc. announced a planned chief financial officer transition. Michael Harrington will retire as CFO and principal financial officer effective July 1, 2026, resigning from all officer roles at the company and its subsidiaries.
The Board has appointed Patrick Keenan, currently Chief Accounting Officer and principal accounting officer, as CFO effective the same date under a letter agreement outlining his compensation. Keenan will earn an annual salary of $375,000 and be eligible for a target annual bonus of $450,000, payable in cash and/or equity.
The company’s press release highlights this as a long-planned internal succession to support AlTi’s next phase of growth. AlTi describes itself as a global wealth and investment partner managing or advising on approximately $90 billion in combined assets with about 490 professionals worldwide.
AlTi Global, Inc. director Timothy F. Keaney reported compensation-related equity activity. He received a grant of 53,683.645 restricted stock units, each representing one share of AlTi Global Class A Common Stock. These units vest in full on the earlier of the business day immediately prior to the 2027 annual general meeting or June 30, 2027. Keaney also exercised 47,495.320 previously granted restricted stock units into the same number of Class A shares, resulting in 207,679.720 Class A shares held directly after the transactions.