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AlTi Global (ALTI) director Keaney granted RSUs and converts 47,495 units to shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AlTi Global, Inc. director Timothy F. Keaney reported compensation-related equity activity. He received a grant of 53,683.645 restricted stock units, each representing one share of AlTi Global Class A Common Stock. These units vest in full on the earlier of the business day immediately prior to the 2027 annual general meeting or June 30, 2027. Keaney also exercised 47,495.320 previously granted restricted stock units into the same number of Class A shares, resulting in 207,679.720 Class A shares held directly after the transactions.

Positive

  • None.

Negative

  • None.
Insider Keaney Timothy F
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 53,683.645 $0.00 --
Exercise Restricted Stock Units 47,495.32 $0.00 --
Exercise Class A Common Stock 47,495.32 $0.00 --
Holdings After Transaction: Restricted Stock Units — 53,683.645 shares (Direct, null); Class A Common Stock — 207,679.72 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of AlTi Global, Inc. Class A Common Stock. The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2026 annual general meeting or (ii) June 30, 2026. The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2027 annual general meeting or (ii) June 30, 2027.
RSU grant 53,683.645 units Restricted stock units granted to director
RSUs exercised 47,495.320 units Restricted stock units converted into Class A shares
Shares held after transactions 207,679.720 shares Class A Common Stock directly owned post-transaction
Derivative exercises 1 exercise, 47,495.32 shares Summary of derivative exercise activity in period
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share of AlTi Global, Inc. Class A Common Stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class A Common Stock financial
"Each restricted stock unit represents a contingent right to receive one share of AlTi Global, Inc. Class A Common Stock."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
Exercise or conversion of derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"
annual general meeting financial
"The restricted stock units vest in whole on the earlier of the business day immediately prior to AlTi Global, Inc.'s 2027 annual general meeting or June 30, 2027."
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Keaney Timothy F
(Last)(First)(Middle)
C/O ALTI GLOBAL, INC.
22 VANDERBILT AVE, 27TH FLOOR
(Street)
NEW YORK NEW YORK 10017
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
AlTi Global, Inc. [ ALTI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/16/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/16/2026M47,495.32A(1)207,679.72D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/16/2026M47,495.32 (2) (2)Class A Common Stock47,495.32$00D
Restricted Stock Units(1)06/17/2026A53,683.645 (3) (3)Class A Common Stock53,683.645$053,683.645D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of AlTi Global, Inc. Class A Common Stock.
2. The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2026 annual general meeting or (ii) June 30, 2026.
3. The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2027 annual general meeting or (ii) June 30, 2027.
/s/ Colleen Graham, Attorney-in-fact06/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did AlTi (ALTI) director Timothy F. Keaney report in this Form 4?

Director Timothy F. Keaney reported equity compensation activity, including a grant of restricted stock units and the conversion of previously granted units into Class A Common Stock, increasing his directly held share position in AlTi Global, Inc.

How many restricted stock units did Keaney receive from AlTi (ALTI)?

Keaney received 53,683.645 restricted stock units. Each unit represents a contingent right to receive one share of AlTi Global, Inc. Class A Common Stock, subject to vesting conditions tied to future company annual general meetings and specified calendar dates.

When do Timothy Keaney’s new AlTi (ALTI) restricted stock units vest?

The reported restricted stock units vest in whole on the earlier of the business day immediately prior to AlTi Global, Inc.’s 2027 annual general meeting or June 30, 2027, meaning the award is fully time-based and linked to future corporate governance dates.

What derivative exercise did Keaney report for AlTi (ALTI) shares?

Keaney reported exercising 47,495.320 restricted stock units, converting them into 47,495.320 shares of AlTi Global, Inc. Class A Common Stock. This transaction is classified as an exercise or conversion of a derivative security, not an open-market purchase or sale.

How many AlTi (ALTI) Class A shares does Keaney hold after these transactions?

Following the reported transactions, Keaney holds 207,679.720 shares of AlTi Global, Inc. Class A Common Stock directly. This reflects his position after converting previously granted restricted stock units into common shares during the reported period.

Were there any AlTi (ALTI) share sales or tax withholdings in this Form 4?

The Form 4 shows only acquisition-side activity: a grant of restricted stock units and the exercise of units into Class A Common Stock. There are no reported open-market sales, gifts, or tax-withholding share dispositions in this filing.