AlTi Global (ALTI) director granted RSUs and exercises 30,732 shares

Rhea-AI Filing Summary

AlTi Global director Tracey Brophy Warson reported equity compensation activity. She received a grant of 34,736.476 restricted stock units, each representing one share of Class A Common Stock. On a separate date, she exercised 30,732.266 restricted stock units into Class A shares and now directly holds 84,519.576 common shares. Footnotes explain that these restricted stock units vest in whole on dates linked to AlTi Global’s 2026 and 2027 annual general meetings or specified June 30 dates.

Insights

Equity compensation and governance analyst

Routine director equity grants and RSU exercise with no open-market trades.

The filing shows Tracey Brophy Warson, a director of AlTi Global, Inc., receiving 34,736.476 restricted stock units and exercising 30,732.266 units into Class A Common Stock. These are compensation-related equity events rather than open-market buying or selling.

The absence of sales and the zero exercise price indicate non-cash, stock-based awards and conversions. Footnotes state that each unit equals one share and that vesting occurs in whole based on the 2026 and 2027 annual general meetings or June 30 dates, suggesting standard director vesting schedules.

With 84,519.576 Class A shares held directly after these transactions and no remaining derivative positions reported, the filing mainly updates the director’s equity stake. It represents typical board compensation mechanics rather than a directional market signal.

Insider Trade Summary

30,732.266 shares exercised/converted

Mixed 3 txns

Insider Brophy Warson Tracey

Role null

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	34,736.476	$0.00	--
Exercise	Restricted Stock Units	30,732.266	$0.00	--
Exercise	Class A Common Stock	30,732.266	$0.00	--

Holdings After Transaction: Restricted Stock Units — 34,736.476 shares (Direct, null); Class A Common Stock — 84,519.576 shares (Direct, null)

Footnotes (1)

1. Each restricted stock unit represents a contingent right to receive one share of AlTi Global, Inc. Class A Common Stock. The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2026 annual general meeting or (ii) June 30, 2026. The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2027 annual general meeting or (ii) June 30, 2027.

Key Figures

RSU grant: 34,736.476 units RSUs exercised: 30,732.266 units Shares held after transactions: 84,519.576 shares +1 more

4 metrics

RSU grant 34,736.476 units Restricted Stock Units awarded to director Tracey Brophy Warson

RSUs exercised 30,732.266 units Restricted Stock Units converted into Class A Common Stock

Shares held after transactions 84,519.576 shares Director’s direct Class A Common Stock holdings following reported activity

Exercise price $0.0000 per unit Reported price for RSU-related transactions

Key Terms

Restricted Stock Units, Class A Common Stock, annual general meeting, Grant, award, or other acquisition, +1 more

5 terms

Restricted Stock Units financial

"Each restricted stock unit represents a contingent right to receive one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Class A Common Stock financial

"receive one share of AlTi Global, Inc. Class A Common Stock"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

annual general meeting financial

"vest in whole on the earlier of the business day immediately prior to AlTi Global, Inc.'s 2026 annual general meeting"

Grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition""

Exercise or conversion of derivative security financial

"transaction_code_description": "Exercise or conversion of derivative security""

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brophy Warson Tracey

(Last) (First) (Middle)

C/O ALTI GLOBAL, INC

22 VANDERBILT AVE, 27TH FLOOR

(Street)

NEW YORK NEW YORK 10017

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AlTi Global, Inc. [ ALTI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	06/16/2026		M		30,732.266	A	(1)	84,519.576	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	06/16/2026		M			30,732.266	(2)	(2)	Class A Common Stock	30,732.266	$0	0	D
Restricted Stock Units	(1)	06/17/2026		A		34,736.476		(3)	(3)	Class A Common Stock	34,736.476	$0	34,736.476	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of AlTi Global, Inc. Class A Common Stock.

2. The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2026 annual general meeting or (ii) June 30, 2026.

3. The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global, Inc.'s 2027 annual general meeting or (ii) June 30, 2027.

	/s/ Colleen Graham, Attorney-in-fact	06/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did AlTi Global (ALTI) director Tracey Brophy Warson report?

She reported a grant of 34,736.476 restricted stock units and the exercise of 30,732.266 restricted stock units into Class A Common Stock. These transactions are equity compensation events, not open-market purchases or sales, and update her direct share ownership position.

How many AlTi Global (ALTI) shares does Tracey Brophy Warson hold after the Form 4?

After the reported transactions, Tracey Brophy Warson directly holds 84,519.576 shares of AlTi Global Class A Common Stock. This figure reflects the exercise of 30,732.266 restricted stock units into common shares and provides updated visibility into her direct equity stake.

What restricted stock unit grant did the AlTi Global (ALTI) director receive?

She received 34,736.476 restricted stock units, each representing a contingent right to receive one share of AlTi Global Class A Common Stock. The units vest in whole on dates tied to the company’s 2026 and 2027 annual general meetings or specified June 30 dates, per the footnotes.

Were there any open-market stock sales or purchases in this AlTi Global (ALTI) Form 4?

The filing does not report any open-market stock purchases or sales. It shows a grant of restricted stock units and an exercise of 30,732.266 restricted stock units into Class A Common Stock, which are compensation-related equity transactions rather than discretionary market trades.

How do the restricted stock units in the AlTi Global (ALTI) filing vest?

Footnotes state that each restricted stock unit represents one share of Class A Common Stock and that the units vest in whole on the earlier of the business day before AlTi Global’s 2026 or 2027 annual general meetings, or on June 30 of those respective years.