Alto Ingredients (ALTO) issues Q3 and nine-month 2025 results release

Rhea-AI Filing Summary

Alto Ingredients, Inc. filed a current report to share that it has released its financial results for the three and nine months ended September 30, 2025. On November 5, 2025, the company issued a press release detailing its results of operations and financial condition for this period. The press release is furnished as Exhibit 99.1 and incorporated by reference, but is not considered filed for liability purposes under the Exchange Act.

8-K Event Classification

2 items: 2.02, 9.01

2 items

Item 2.02 Results of Operations and Financial Condition Financial

Disclosure of earnings results, typically an earnings press release or preliminary financials.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, and exhibit attachments filed with this report.

Understanding 8-K Material Events →

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 5, 2025

ALTO INGREDIENTS, INC.

(Exact Name of Registrant as Specified in Charter)

Delaware		000-21467		41-2170618
(State or Other Jurisdiction of Incorporation)		(Commission File Number)		(IRS Employer Identification No.)

1300 South Second Street Pekin, Illinois		61554
(Address of Principal Executive Offices)		(Zip Code)

Registrant’s Telephone Number, Including Area Code: (833) 710-2586

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
Common Stock, $0.001 par value		ALTO		The Nasdaq Stock Market LLC (Nasdaq Capital Market)

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 2.02. Results of Operations and Financial Condition.

On November 5, 2025, Alto Ingredients, Inc. issued a press release announcing certain results of operations for the three and nine months ended September 30, 2025. A copy of the press release is furnished (not filed) as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.

The information furnished in this Item 2.02 of this Current Report on Form 8-K and Exhibit 99.1 attached hereto shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section. The information in this Item 2.02 of this Current Report on Form 8-K is not incorporated by reference into any filings of Alto Ingredients, Inc. made under the Securities Act of 1933, as amended, or the Exchange Act, whether made before or after the date of this Current Report on Form 8-K, regardless of any general incorporation language in the filing unless specifically stated so therein.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

Number		Description
99.1		Press Release dated November 5, 2025
104		Cover Page Interactive Data File (formatted as Inline XBRL)

1

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date:  November 5, 2025	ALTO INGREDIENTS, INC.
	By:	/s/ AUSTE M. GRAHAM
		Auste M. Graham,
		Chief Legal Officer and Secretary

2

FAQ

What did Alto Ingredients (ALTO) announce in this 8-K filing?

Alto Ingredients, Inc. disclosed that on November 5, 2025 it issued a press release announcing its results of operations for the three and nine months ended September 30, 2025, which is furnished as Exhibit 99.1.

Does this Alto Ingredients (ALTO) 8-K include detailed financial results?

The 8-K states that Alto Ingredients issued a press release with results of operations for the three and nine months ended September 30, 2025, but the detailed financial figures are contained in the press release filed as Exhibit 99.1, not in the body of the 8-K.

How is the Alto Ingredients (ALTO) press release treated under securities laws?

The press release attached as Exhibit 99.1 is described as furnished, not filed, so it is not deemed filed for purposes of Section 18 of the Exchange Act and is not automatically incorporated into other filings unless specifically stated.

What exhibit numbers are included in Alto Ingredients (ALTO) November 5, 2025 8-K?

The filing lists Exhibit 99.1 as the press release dated November 5, 2025 and Exhibit 104 as the cover page interactive data file formatted as Inline XBRL.

Who signed the November 5, 2025 Alto Ingredients (ALTO) 8-K?

The report was signed on behalf of Alto Ingredients, Inc. by Auste M. Graham, who is identified as Chief Legal Officer and Secretary.