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Autoliv Inc (NYSE: ALV) officer adds performance-based RSUs in Form 4 filing

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Autoliv Inc. officer Colin Naughton, President of Autoliv Asia, reported equity-based compensation activity on a Form 4. On December 10, 2025, he acquired small increments of performance-based restricted stock units from 2023 and 2024 grants, along with additional time-based restricted stock units, each representing the right to receive one share of Autoliv common stock at $0 per unit. These additions reflect dividend equivalent rights that accrue as extra RSUs when cash dividends are paid, following the same vesting schedule as the original awards. The performance-based RSUs are scheduled to vest in single installments after three-year performance periods ending December 31, 2025 and December 31, 2026, subject to committee certification of performance.

Positive

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Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Naughton Colin

(Last) (First) (Middle)
C/O AUTOLIV, INC.
KLARABERGSVIADUKTEN 70, SECTION D5

(Street)
STOCKHOLM V7 SE-111 64

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AUTOLIV INC [ ALV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President, Autoliv Asia
3. Date of Earliest Transaction (Month/Day/Year)
12/10/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Performance-Based Restricted Stock Units (2023 Grant) (1) 12/10/2025 A(2) 13.0699 (3) (3) Common Stock 13.0699 $0 1,813.857 D
Performance-Based Restricted Stock Units (2024 Grant) (1) 12/10/2025 A(2) 4.6523 (4) (4) Common Stock 4.6523 $0 645.6572 D
Restricted Stock Unit (1) 12/10/2025 A(2) 4.3516 02/15/2026 02/15/2026 Common Stock 4.3516 $0 603.9274 D
Restricted Stock Unit (1) 12/10/2025 A(2) 4.2682 02/20/2027 02/20/2027 Common Stock 4.2682 $0 592.3461 D
Restricted Stock Unit (1) 12/10/2025 A(2) 5.1646 02/20/2028 02/20/2028 Common Stock 5.1646 $0 716.7468 D
Explanation of Responses:
1. Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.
2. Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.
3. The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2025 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.
4. The performance-based RSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2026 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.
Brian Kelly by POA from Colin Naughton 12/11/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Autoliv Inc (ALV) report in this Form 4?

The filing shows that Colin Naughton, President of Autoliv Asia, acquired additional restricted stock units and performance-based restricted stock units in Autoliv Inc. common stock as part of his existing equity awards.

How many new performance-based RSUs were credited to the Autoliv (ALV) executive?

On December 10, 2025, small increments of performance-based RSUs were credited, including 13.0699 units tied to a 2023 grant and 4.6523 units tied to a 2024 grant, each representing the right to receive one share of Autoliv common stock.

Why did Autoliv (ALV) grant additional RSUs at no cost in this filing?

The additional RSUs arose from dividend equivalent rights, which accrue as extra RSUs when cash dividends are paid on Autoliv stock. These new units are credited at $0 per unit and follow the same vesting schedule as the underlying restricted stock unit awards.

When do the performance-based RSUs for Autoliv (ALV) vest under this report?

The performance-based RSUs vest and convert to shares in one installment after completion of the third one-year performance period ending December 31, 2025 for the 2023 grant and December 31, 2026 for the 2024 grant, subject to the Leadership Development and Compensation Committee certifying performance.

What is the nature of the restricted stock units reported for Autoliv (ALV)?

Each restricted stock unit (RSU) represents a contingent right to receive one share of Autoliv common stock. The filing lists both performance-based RSUs and time-based RSUs, all held in direct ownership by the reporting person.

Does the Autoliv (ALV) insider Form 4 indicate a sale of shares?

The transactions disclosed are coded as acquisitions (A) of derivative securities—restricted stock units and performance-based RSUs—rather than sales of common stock.

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