Amalgamated officer plans 19,995-share stock sale

An Amalgamated Financial Corp. officer filed a Rule 144 notice to sell 19,995 common shares through Raymond James on Nasdaq.

Available on EDGAR 09/10/2026 - 03:51 PM EDT Accepted by SEC EDGAR 09/10/2026 - 03:50 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Amalgamated Financial Corp. (AMAL) is the issuer for a Rule 144 notice covering planned sales of its common stock for the account of officer Jason M. Darby. The sales are to be executed through Raymond James & Associates, Inc. on Nasdaq.

The notice lists an intended sale of 19,995 shares of common stock with an aggregate market value of $953,361.60, with an approximate sale date of September 10, 2026. The securities relate to multiple RSU-based issuances from the issuer, settled in cash common shares on various vesting dates.

Key Figures

Shares to be sold: 19,995 shares Aggregate market value: $953,361.60 Approximate sale date: September 10, 2026 +1 more

4 metrics

Shares to be sold 19,995 shares Common stock covered by the Rule 144 notice

Aggregate market value $953,361.60 Market value of the 19,995 AMAL common shares listed in the notice

Approximate sale date September 10, 2026 Date associated with the planned sale of the common shares

Issuer phone number (212) 255-6200 Contact phone number for Amalgamated Financial Corp.

Key Terms

Rule 144, RSU, attorney-in-fact, Nasdaq

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

RSU financial

"COMMON | 01/01/2024 | RSU | ISSUER | | | 1601"

Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.

attorney-in-fact regulatory

"as attorney-in-fact for Jason M. Darby"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

Nasdaq market

"09/10/2026 | Nasdaq"

The Nasdaq is a stock exchange where many companies' shares are bought and sold, functioning much like a marketplace for investments. It matters to investors because it provides a platform to buy and sell ownership stakes in companies, helping them track the value of those companies and make informed decisions. As one of the largest and most technology-focused markets, it also reflects trends and developments in the business world.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing for AMAL disclose?

It discloses that an officer of Amalgamated Financial Corp. (AMAL), Jason M. Darby, has filed a Rule 144 notice for the planned sale of 19,995 shares of AMAL common stock through Raymond James & Associates, Inc. on Nasdaq.

How many Amalgamated Financial Corp. (AMAL) shares are covered by this Rule 144 notice?

The notice covers an intended sale of 19,995 shares of AMAL common stock, with a stated aggregate market value of $953,361.60 as reflected in the securities information section.

What is the approximate sale date for the AMAL shares in this Form 144?

The filing lists an approximate sale date of September 10, 2026 for the 19,995 shares of Amalgamated Financial Corp. common stock covered by this Rule 144 notice.

Who is the person for whose account AMAL shares will be sold under this Form 144?

The shares are to be sold for the account of Jason M. Darby, identified as an officer of Amalgamated Financial Corp., with the form signed by Melissa Fisher as attorney-in-fact through Raymond James & Associates, Inc.

What type of securities are involved in the AMAL Form 144 filing?

The filing involves common stock of Amalgamated Financial Corp. and references multiple RSU (restricted stock unit) issuances by the issuer that result in cash-settled common shares on various dates.

Which broker is handling the planned sale of AMAL shares in this Rule 144 notice?

The planned sale of 19,995 AMAL common shares is to be handled by Raymond James & Associates, Inc., located in St. Petersburg, Florida, with the shares listed for trading on Nasdaq.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001847205
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Amalgamated Financial Corp.
SEC File Number	001-40136
Address of Issuer	275 SEVENTH AVE. NEW YORK NEW YORK 10001
Phone	(212) 255-6200
Name of Person for Whose Account the Securities are To Be Sold	Darby Jason
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Raymond James & Associates, Inc. 880 Carillon Parkway St. Petersburg FL 33716	19995	953361.60	29900000	09/10/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/01/2024	RSU	ISSUER			1601	01/01/2024	CASH
COMMON	08/24/2024	RSU	ISSUER			4013	08/24/2024	CASH
COMMON	11/21/2024	RSU	ISSUER			48	11/21/2024	CASH
COMMON	02/15/2025	RSU	ISSUER			2437	02/15/2025	CASH
COMMON	02/15/2025	RSU	ISSUER			1441	02/15/2025	CASH
COMMON	02/15/2025	RSU	ISSUER			1156	02/15/2025	CASH
COMMON	02/15/2025	RSU	ISSUER			2516	02/15/2025	CASH
COMMON	02/27/2025	RSU	ISSUER			45	02/27/2025	CASH
COMMON	03/01/2025	RSU	ISSUER			1742	03/01/2025	CASH
COMMON	04/01/2025	RSU	ISSUER			1228	04/01/2025	CASH
COMMON	08/24/2025	RSU	ISSUER			4308	08/24/2025	CASH

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	09/10/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	06/11/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Melissa Fisher, as duly authorized representative of Raymond James & Associates, Inc., as attorney-in-fact for Jason M. Darby
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)