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Amalgamated Financial (AMAL) officer awarded 3,313 RSUs, 183 shares withheld for taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Amalgamated Financial Corp. Chief Strategy & Admin Officer Romney Edgar Jr reported two equity-related transactions in company common stock. On March 1, 2026, 183 shares were disposed of at $38.49 per share to cover taxes on a vesting restricted stock unit installment, and 3,313 restricted stock units were granted at no cost, vesting in three annual installments. After these transactions, he directly owned a total of 28,666.37 shares, including small amounts acquired through a dividend reinvestment program.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Romney Edgar Jr

(Last) (First) (Middle)
275 7TH AVENUE

(Street)
NEW YORK NY 10001

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Amalgamated Financial Corp. [ AMAL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Strategy & Admin Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/01/2026 F 183(1) D $38.49 25,353.37 D
Common Stock 03/01/2026 A 3,313(2) A $0 28,666.37(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the shares withheld related to the vesting of a restricted stock unit installment, awarded to the reporting person on March 1, 2024.
2. Represents restricted stock units awarded to the reported person on March 1, 2026. The restricted stock units vest in three annual installments beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of AMAL stock.
3. The total reported in Column 5 includes 35.06 shares acquired through a dividend reinvestment program, assigned to Common Stock, and 2.90 shares acquired through a dividend reinvestment program, assigned to retirement plan stock.
Remarks:
/s/ Edgar Romney Jr. 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did AMAL officer Romney Edgar Jr report?

Romney Edgar Jr reported a tax-related share disposition and a new equity grant. He had 183 shares withheld at $38.49 for taxes and received 3,313 restricted stock units that vest over three years, all in Amalgamated Financial Corp. common stock.

Was the AMAL Form 4 transaction a sale or tax withholding event?

The disposition was a tax withholding event, not an open-market sale. 183 shares of Amalgamated Financial Corp. common stock were withheld to satisfy taxes related to a restricted stock unit vesting, as described in the filing’s transaction code F and related footnote.

How many Amalgamated Financial Corp. shares were granted to Romney Edgar Jr?

Romney Edgar Jr received 3,313 restricted stock units in Amalgamated Financial Corp. These units were granted at no cost on March 1, 2026 and will vest in three equal annual installments, each unit representing a contingent right to one share of AMAL stock.

What is Romney Edgar Jr’s AMAL share ownership after these transactions?

After the reported transactions, Romney Edgar Jr directly owned 28,666.37 shares of Amalgamated Financial Corp. common stock. This total includes 35.06 shares acquired through a dividend reinvestment program and 2.90 shares held via a retirement plan stock dividend reinvestment.

How do the new AMAL restricted stock units vest for Romney Edgar Jr?

The 3,313 restricted stock units vest in three annual installments. Vesting begins on the first anniversary of the March 1, 2026 grant date, with each restricted stock unit delivering one share of Amalgamated Financial Corp. common stock when the applicable installment vests.

What role does Romney Edgar Jr hold at Amalgamated Financial Corp.?

Romney Edgar Jr serves as Chief Strategy & Admin Officer at Amalgamated Financial Corp. His Form 4 filing reflects equity compensation and related tax withholding events tied to this executive position, including restricted stock unit awards and small dividend reinvestment share accumulations.
Amalgamated Bank.

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