What type of ownership did the reported AMAL share sales involve?

All reported AMAL share sales involved directly held common stock by the reporting person. The filing designates each transaction as direct ownership with code D, indicating the shares were not held through a separate entity such as a trust, partnership, or other indirect vehicle.

Amalgamated Financial (NASDAQ: AMAL) CFO sells 3,000 common shares

Filing Impact

(Moderate)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Amalgamated Financial Corp. Senior Executive VP and CFO Jason Darby reported selling 3,000 shares of common stock on June 11, 2026. The three open-market sales were executed at prices between $43.25 and $43.75 per share and involved directly held shares. The filing notes that some holdings are in a custodial joint account and that a small portion of beneficial ownership reflects shares acquired through a dividend reinvestment program and assigned to deferred restricted stock units.

Insider Trade Summary

Net Seller: 3,000 shares ($129,895)

Net Sell 3 txns

Insider Darby Jason

Role Senior Executive VP and CFO

Sold 3,000 shs ($130K)

Type	Security	Shares	Price	Value
Sale	Common Stock	250	$43.75	$11K
Sale	Common Stock	250	$43.33	$11K
Sale	Common Stock	2,500	$43.25	$108K

Holdings After Transaction: Common Stock — 82,092.92 shares (Direct, null)

Footnotes (1)

Represents shares held in a custodial joint account. The amount of securities beneficially owned includes 9.82 shares there reporting owner acquired through the Dividend Reinvestment program, assigned to deferred Restricted Stock Units.

Key Figures

Shares sold: 3,000 shares Lowest sale price: $43.25/share Mid sale price: $43.33/share +3 more

6 metrics

Shares sold 3,000 shares Total common stock sold on June 11, 2026

Lowest sale price $43.25/share Open-market sale of 2,500 shares

Mid sale price $43.33/share Open-market sale of 250 shares

Highest sale price $43.75/share Open-market sale of 250 shares

Net share change -3,000 shares Net buy/sell direction reported as net-sell

Dividend reinvestment shares 9.82 shares Acquired via Dividend Reinvestment program, assigned to deferred RSUs

Key Terms

open-market sale, Dividend Reinvestment program, Restricted Stock Units, beneficially owned, +1 more

5 terms

open-market sale financial

"transaction_action: open-market sale"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

Dividend Reinvestment program financial

"shares ... acquired through the Dividend Reinvestment program"

A dividend reinvestment program lets investors automatically use cash dividends to buy more shares of the same company instead of taking the money as cash. Think of it like an automatic savings plan that turns small payouts into additional ownership, often including fractional shares, which can speed up compound growth and reduce the need for manual buying decisions — a convenience that can boost long-term returns for shareholders.

Restricted Stock Units financial

"assigned to deferred Restricted Stock Units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

beneficially owned financial

"The amount of securities beneficially owned includes 9.82 shares"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

custodial joint account financial

"Represents shares held in a custodial joint account"

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Form 4 Insider Transactions: What Each Field Means →

06/15/2026 - 07:32 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Darby Jason

(Last)

(First)

(Middle)

275 7TH AVENUE

(Street)

NEW YORK

10001

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Amalgamated Financial Corp. [ AMAL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Senior Executive VP and CFO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	06/11/2026		S		250⁽¹⁾	D	$43.75	82,092.92⁽²⁾	D
Common Stock	06/11/2026		S		250	D	$43.33	81,842.92	D
Common Stock	06/11/2026		S		2,500	D	$43.25	79,342.92	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents shares held in a custodial joint account.

2. The amount of securities beneficially owned includes 9.82 shares there reporting owner acquired through the Dividend Reinvestment program, assigned to deferred Restricted Stock Units.

Remarks:

	/s/Jason Darby	06/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did AMAL CFO Jason Darby report?

Jason Darby reported selling 3,000 shares of Amalgamated Financial Corp. common stock. The transactions occurred on June 11, 2026, and were classified as open-market sales under transaction code S, indicating routine market disposals rather than option exercises or compensation grants.

At what prices did AMAL’s CFO sell his shares?

The 3,000 AMAL shares were sold at prices between $43.25 and $43.75 per share. Individual trades were reported at $43.25, $43.33, and $43.75, reflecting typical market variation across three separate open-market sale executions on the same day.

How many AMAL shares in total did the CFO sell in this Form 4?

The Form 4 shows that the CFO sold a total of 3,000 AMAL common shares. This total comes from three reported open-market transactions of 2,500 shares, 250 shares, and 250 shares, all dated June 11, 2026, and coded as sales (S).

Do the AMAL insider holdings include dividend reinvestment or RSUs?

Yes. The filing notes the beneficially owned amount includes 9.82 shares acquired through a dividend reinvestment program. These particular shares are assigned to deferred restricted stock units, linking a small portion of the insider’s position to equity-based compensation features.

Are any of the AMAL CFO’s shares held in a joint account?

The footnotes state that some shares are held in a custodial joint account. This indicates at least a portion of the insider’s AMAL holdings is maintained jointly under custodial arrangements, though the reported June 11, 2026 sales are listed as directly held common stock.