Amalgamated EVP has 1,532 shares withheld

EVP and Chief Information & Operations Officer Sean Searby had 1,532 AMAL shares withheld for RSU-related obligations, leaving 20,779.96 shares owned directly.

Rhea-AI Filing Summary

Amalgamated Financial Corp. (AMAL) reported that executive vice president and Chief Information & Operations Officer Sean Searby had 1,532 shares of common stock withheld on September 1, 2026 as payment of exercise price or tax liability in connection with the vesting of a restricted stock unit installment awarded on September 1, 2025. After this withholding, Searby beneficially owned 20,779.96 shares of Amalgamated Financial Corp. common stock, held directly; this figure includes shares acquired through the Dividend Reinvestment Program and a small sale of fractional shares.

Insider Trade Summary

Exercise Price or Tax Liability: 1,532 shares

Exercise Price or Tax Liability 1 txn

Insider Searby Sean

Role EVP Chief Info. & Ops. Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock F1, F2	1,532	$47.34	$73K

Holdings After Transaction: Common Stock — 20,779.96 shares (Direct)

Footnotes (2)

1. F1. Represents the shares withheld related to the vesting of a restricted stock unit installment, awarded to the reporting person on September 1, 2025.
2. F2. The amount of securities beneficially owned includes 5.2086 shares the reporting owner acquired through the Dividend Reinvestment Program, less 0.5086 fractional shares sold at $48.14 per share.

Key Figures

Shares withheld for exercise price or tax liability: 1,532 shares Withholding reference price: $47.34 per share Shares owned after transaction: 20,779.96 shares +2 more

5 metrics

Shares withheld for exercise price or tax liability 1,532 shares Common stock withheld on September 1, 2026 for RSU-related obligations

Withholding reference price $47.34 per share Value per share applied to the 1,532 withheld shares on September 1, 2026

Shares owned after transaction 20,779.96 shares Direct beneficial ownership of AMAL common stock following the September 1, 2026 withholding

Dividend Reinvestment Program shares acquired 5.2086 shares Included within the beneficial ownership amount through the Dividend Reinvestment Program

Fractional shares sold under Dividend Reinvestment Program 0.5086 shares at $48.14 per share Fractional shares sold, with proceeds reflected in beneficial ownership footnote

Key Terms

restricted stock unit, Dividend Reinvestment Program, beneficially owned, withheld

4 terms

restricted stock unit financial

"Represents the shares withheld related to the vesting of a restricted stock unit installment"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

Dividend Reinvestment Program financial

"shares the reporting owner acquired through the Dividend Reinvestment Program, less 0.5086 fractional"

A dividend reinvestment program lets investors automatically use cash dividends to buy more shares of the same company instead of taking the money as cash. Think of it like an automatic savings plan that turns small payouts into additional ownership, often including fractional shares, which can speed up compound growth and reduce the need for manual buying decisions — a convenience that can boost long-term returns for shareholders.

beneficially owned financial

"The amount of securities beneficially owned includes 5.2086 shares the reporting owner acquired"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

withheld financial

"Represents the shares withheld related to the vesting of a restricted stock unit installment"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did AMAL executive Sean Searby report on this Form 4?

Sean Searby reported that 1,532 shares of Amalgamated Financial Corp. common stock were withheld on September 1, 2026 as payment of exercise price or tax liability related to a vesting restricted stock unit installment awarded on September 1, 2025.

How many AMAL shares does Sean Searby own after the reported transaction?

Following the September 1, 2026 withholding, Sean Searby beneficially owned 20,779.96 shares of Amalgamated Financial Corp. common stock, held directly. This amount includes a small number of shares acquired through the Dividend Reinvestment Program and an associated fractional share sale.

Was the AMAL Form 4 transaction by Sean Searby an open-market sale or a tax/exercise withholding?

The Form 4 reports a code F transaction, described as payment of exercise price or tax liability by delivering or withholding securities. Footnotes state the 1,532 shares were withheld in connection with the vesting of a restricted stock unit installment, not an open-market trade.

At what price per share were Sean Searby’s withheld AMAL shares valued?

The 1,532 withheld shares were valued at $47.34 per share for the September 1, 2026 transaction. Separately, the beneficial ownership total reflects a small sale of 0.5086 fractional shares at $48.14 per share connected to the Dividend Reinvestment Program.

Was Sean Searby’s AMAL Form 4 transaction made under a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox is not affirmed, and no footnote states that the September 1, 2026 withholding transaction was made pursuant to a Rule 10b5-1 or other pre-arranged trading plan.

What role does Sean Searby hold at Amalgamated Financial Corp. (AMAL)?

Sean Searby is reported as an officer of Amalgamated Financial Corp., serving as Executive Vice President, Chief Information & Operations Officer at the time of the reported transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/03/2026 - 05:47 PM EDT Accepted by SEC EDGAR 09/03/2026 - 05:44 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Searby Sean

(Last) (First) (Middle)

275 7TH AVENUE

(Street)

NEW YORK NEW YORK 10001

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Amalgamated Financial Corp. [ AMAL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP Chief Info. & Ops. Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/01/2026		F		1,532(1)	D	$47.34	20,779.96(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the shares withheld related to the vesting of a restricted stock unit installment, awarded to the reporting person on September 1, 2025.

2. The amount of securities beneficially owned includes 5.2086 shares the reporting owner acquired through the Dividend Reinvestment Program, less 0.5086 fractional shares sold at $48.14 per share.

Remarks:

	/s/ Sean Searby	09/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)