AMAT Form 144 lists 60,000 shares via UBS

Rhea-AI Filing Summary

AMAT submitted a Rule 144 notice listing 60,000 shares of Common Stock associated with UBS Financial Services Inc. The filing lists Nasdaq as the trading market and includes RSU entries with grant dates 08/30/2024, 12/19/2023, and 12/19/2024 and corresponding share counts.

The notice identifies broker information (UBS Financial Services Inc., 1000 Harbor Blvd, Weehawken, NJ) and shows a date field of 06/04/2026 in the securities table.

Insights

Securities Compliance Analyst

Rule 144 notice for Common Stock listing a 60,000-share entry and RSU grant lines.

The excerpted table lists 60,000 shares alongside broker details for UBS Financial Services and the trading venue NASDAQ. Several RSU grant dates and share counts (38; 36,625; 23,337) are present as line items.

Because this is a filing notice under Rule 144, it primarily signals a planned or proposed resale mechanism rather than an immediate completed sale; cash‑flow treatment and seller identity beyond the broker listing are not specified in the excerpt.

Key Figures

Listed shares in table: 60,000 shares Table numeric field: 30,240,000 Table numeric field: 793,960,000 +4 more

7 metrics

Listed shares in table 60,000 shares Appears adjacent to UBS Financial Services entry in the securities table

Table numeric field 30,240,000 Numeric field present in the same securities row (table column entry)

Table numeric field 793,960,000 Numeric field present in the securities table row

RSU shares (12/19/2023) 36,625 shares RSU line with date <date>12/19/2023</date>

RSU shares (12/19/2024) 23,337 shares RSU line with date <date>12/19/2024</date>

RSU shares (08/30/2024) 38 shares RSU line with date <date>08/30/2024</date>

Table date field 06/04/2026 Date shown in the securities table row

Key Terms

RSU, Rule 144, Common Stock

3 terms

RSU financial

"RSU | Issuer | 12/19/2023 | 36,625"

Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.

Rule 144 regulatory

"144: Securities To Be Sold"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Common Stock financial

"Common Stock | UBS Financial Services Inc 1000 Harbor Blvd"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does AMAT's Form 144 list for shares to be sold?

The filing lists 60,000 shares of Common Stock adjacent to UBS Financial Services. The table also shows larger numeric fields but the explicit listed share quantity is 60,000.

Which broker and market are named in the Form 144 for AMAT?

The filing names UBS Financial Services Inc. at 1000 Harbor Blvd, Weehawken, NJ, and shows NASDAQ as the trading market in the securities table.

Does the excerpt show any restricted stock units (RSUs) and their dates?

Yes. The table includes RSU lines with grant or vest dates 08/30/2024, 12/19/2023, and 12/19/2024 and associated share counts shown on those lines.

Is the timing of any sale specified in the provided content?

The table includes a date field of 06/04/2026, but the excerpt does not state an execution date or confirm a completed sale; it lists the notice entries and related dates.

Does the Form 144 excerpt identify who will receive proceeds from any sale?

The excerpt does not state who will receive proceeds. It lists broker and security line items but does not describe cash‑flow treatment or beneficiary details.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/04/2026 - 04:02 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001721738
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Applied Materials Inc
SEC File Number	000-06920
Address of Issuer	3050 BOWERS AVE SANTA CLARA CALIFORNIA 95054-3299
Phone	4085635300
Name of Person for Whose Account the Securities are To Be Sold	The Raja Family 2022 Trust DTD 05/27/2022
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	UBS Financial Services Inc 1000 Harbor Blvd 3rd Floor Weehawken NJ 07086	60000	30240000	793960000	06/04/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	08/30/2024	RSU	Issuer			38	08/30/2024	N/A
Common Stock	12/19/2023	RSU	Issuer			36625	12/19/2023	N/A
Common Stock	12/19/2024	RSU	Issuer			23337	12/19/2024	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	Praburam Raja is the trustee of The Raja Family 2022 Trust DTD 05/27/2022 and president at Applied Materials Inc.
Date of Notice	06/04/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/Mijo Suric, for UBS Financial Services Inc, as attorney-in-fact for The Raja Family 2022 Trust DTD 05/27/2022
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)