AMAT (NASDAQ) files Form 144 with Raymond James & Associates

Rhea-AI Filing Summary

AMAT submitted a Form 144 notice regarding proposed sales of Common Stock through Raymond James & Associates. The excerpt lists broker details, an exchange (NASDAQ), a filing date 06/16/2026, and several dated equity‑compensation lot entries with share counts.

Insights

Securities Compliance Analyst

Form 144 notice of proposed resale by an affiliate, administrative disclosure only.

The excerpt shows a broker (Raymond James & Associates) and an exchange listing (NASDAQ) with a filing date of 06/16/2026. It records multiple equity‑compensation lot dates and share counts, consistent with a typical resale notice under Rule 144.

Timing, exact proceeds treatment, and whether sales will occur are not specified in the excerpt; subsequent filings or broker reports would disclose consummated transactions.

Key Figures

Broker identifier: Raymond James & Associates Filing date: 06/16/2026 Numeric entry: 9,250 +3 more

6 metrics

Broker identifier Raymond James & Associates broker listed on Form 144

Filing date 06/16/2026 date shown next to exchange/broker

Numeric entry 9,250 numeric field present in excerpt

Numeric entry 5,547,852.15 numeric field present in excerpt

Numeric entry 793,959,430 numeric field present in excerpt

Equity‑comp lot counts 1,128; 2,050; 3,994; 2,078 dated equity compensation lots (03/03/2025; 03/04/2024; 03/01/2016; 03/01/2014)

Key Terms

Form 144, equity comp, Issuer, NASDAQ

4 terms

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

equity comp financial

"Common | 03/03/2025 | equity comp | Issuer"

Issuer regulatory

"equity comp | Issuer | | | 1128"

NASDAQ market

"06/16/2026 | NASDAQ"

The Nasdaq is a stock exchange where many companies' shares are bought and sold, functioning much like a marketplace for investments. It matters to investors because it provides a platform to buy and sell ownership stakes in companies, helping them track the value of those companies and make informed decisions. As one of the largest and most technology-focused markets, it also reflects trends and developments in the business world.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Raymond James & Associates 880 Carillon Parkway St. Petersburg FL 33716	9250	5547852.15	793959430	06/16/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/03/2025	equity comp	Issuer			1128	03/03/2025	NA
Common	03/04/2024	equity comp	Issuer			2050	03/04/2024	NA
Common	03/01/2016	equity comp	Issuer			3994	03/01/2016	NA
Common	03/01/2014	equity comp	Issuer			2078	03/01/2014	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does AMAT's Form 144 filing mean?

It notifies the SEC of a proposed resale of restricted or control shares. The excerpt shows broker details and dated equity‑compensation lots; it does not confirm any completed sale or price. Actual transactions would be reported separately when executed.

Who is the broker listed on the AMAT Form 144?

Raymond James & Associates is listed as the broker. The excerpt gives an address and associates the resale notice with that broker; it does not state execution details or settlement amounts.

Does the filing state how many shares are being sold for AMAT?

The excerpt lists several numeric entries (e.g., 1128, 2050, 3994, 2078) tied to dated equity‑compensation lots. These appear as lot counts but the excerpt does not aggregate them or label a single total "to be sold."

When was AMAT's Form 144 dated in the excerpt?

The filing date shown is 06/16/2026. That date appears next to exchange and broker information; the excerpt does not provide subsequent execution dates or settlement details.