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Applied Materials (AMAT) senior vice president, CTO logs equity grants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Applied Materials, Inc. reported stock-based awards for its senior vice president and chief technology officer. On December 11, 2025, the executive acquired 9,734 performance share units, 9,534 performance share units, and 9,534 restricted stock units at a stated price of $0, as part of equity compensation.

After these transactions, the executive beneficially owns 202,175 shares directly. This figure includes 71,626 performance share units and restricted stock units that will convert on a one-for-one basis into common stock upon vesting. Vesting is scheduled across several dates from December 19, 2025 through December 19, 2028, and certain performance awards can vest between 0% and 200% of their target amount depending on achievement of specified performance goals and continued employment.

Positive

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Insider Nalamasu Omkaram
Role Senior Vice President, CTO
Type Security Shares Price Value
Grant/Award Common Stock 9,734 $0.00 --
Grant/Award Common Stock 9,534 $0.00 --
Grant/Award Common Stock 9,534 $0.00 --
Holdings After Transaction: Common Stock — 183,107 shares (Direct)
Footnotes (1)
  1. Represents performance share units acquired based on achievement of specified performance goals related to performance share units previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2025, subject to continued employment through the vesting date. Number of shares includes 71,626 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 16,687 performance share units are scheduled to vest in December 2025, (b) 28,005 restricted stock units are scheduled to vest in installments in December of 2025 through 2027, and (c) 26,934 performance share units are scheduled to vest in installments in December of 2026 and 2027, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Represents performance share units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on December 19, 2028, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2026, subject to continued employment through each applicable vesting date.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Nalamasu Omkaram

(Last) (First) (Middle)
C/O APPLIED MATERIALS, INC.
P.O. BOX 58039 3050 BOWERS AV, M/S 1268

(Street)
SANTA CLARA CA 95054

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
APPLIED MATERIALS INC /DE [ AMAT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President, CTO
3. Date of Earliest Transaction (Month/Day/Year)
12/11/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/11/2025 A 9,734(1) A $0 183,107(2) D
Common Stock 12/11/2025 A 9,534(3) A $0 192,641(2) D
Common Stock 12/11/2025 A 9,534(4) A $0 202,175(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents performance share units acquired based on achievement of specified performance goals related to performance share units previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2025, subject to continued employment through the vesting date.
2. Number of shares includes 71,626 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 16,687 performance share units are scheduled to vest in December 2025, (b) 28,005 restricted stock units are scheduled to vest in installments in December of 2025 through 2027, and (c) 26,934 performance share units are scheduled to vest in installments in December of 2026 and 2027, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).
3. Represents performance share units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on December 19, 2028, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals.
4. Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2026, subject to continued employment through each applicable vesting date.
Remarks:
/s/ To-Anh Nguyen, Attorney-in-Fact 12/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider stock transaction did Applied Materials (AMAT) report for its senior vice president and CTO?

The filing shows that Applied Materials’ senior vice president and chief technology officer acquired 9,734 performance share units, 9,534 performance share units, and 9,534 restricted stock units on December 11, 2025, all at a stated price of $0 as equity compensation.

How many Applied Materials shares does the reporting person beneficially own after this filing for AMAT?

Following the reported transactions, the executive beneficially owns 202,175 shares of Applied Materials common stock directly, including certain unvested performance share units and restricted stock units that will convert into shares upon vesting.

What performance share units and restricted stock units are included in the 202,175 shares for Applied Materials (AMAT)?

The total includes 71,626 performance share units and restricted stock units that will be converted on a one-for-one basis into Applied Materials common stock when they vest, subject to continued employment through each applicable vesting date.

When do the key performance share units and restricted stock units for the Applied Materials executive vest?

Certain awards are scheduled to vest in December 2025, in installments from December 2025 through 2027, and in installments in December 2026 and 2027. Additional performance share units are scheduled to vest on December 19, 2028, and some restricted stock units vest in three equal annual installments beginning December 19, 2026.

How is the number of shares that may vest determined for Applied Materials (AMAT) performance share units?

For certain performance share unit awards, the number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals and continued employment through the vesting date.

Are the equity awards to the Applied Materials executive exempt under any specific rule?

One transaction in the filing, involving performance share units acquired based on achievement of specified performance goals, is described as an acquisition that is exempt under Rule 16b-3.

Applied Matls Inc

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