STOCK TITAN

Applied Materials (AMAT) officer reports trust stock transfer

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Applied Materials officer Raja Prabu G., President of the Semiconductor Products Group, reported a small change in his indirect holdings of common stock. On 11/21/2025, a transaction coded "G" involving 45 shares of Applied Materials common stock occurred through a living trust associated with him at a reported price of $0 per share, leaving 337,924 shares beneficially owned indirectly through that trust as of January 8, 2026.

Separately, he beneficially owned 169,333 shares directly as of January 8, 2026. This direct amount includes 100,517 performance share units and restricted stock units that may convert into common stock on a one-for-one basis upon vesting. The filing notes that 39,181 restricted stock units and 61,336 performance share units are scheduled to vest in installments in December of 2026 through 2028, with the performance units potentially delivering from 0% to 200% of the target number based on specified performance goals and continued employment.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Raja Prabu G.

(Last) (First) (Middle)
C/O APPLIED MATERIALS, INC.
3050 BOWERS AVE., M/S 1268, PO BOX 58039

(Street)
SANTA CLARA CA 95054

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
APPLIED MATERIALS INC /DE [ AMAT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President, Semi. Products Grp.
3. Date of Earliest Transaction (Month/Day/Year)
11/21/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/21/2025 G 45 D $0 337,924(1) I Through Living Trust
Common Stock 169,333(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Amount of Securities Beneficially Owned is as of January 8, 2026.
2. Amount of Securities Beneficially Owned is as of January 8, 2026. Number of shares includes 100,517 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 39,181 restricted stock units are scheduled to vest in installments in December of 2026 through 2028, and (b) 61,336 performance share units are scheduled to vest in installments in December of 2026 through 2028, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).
Remarks:
/s/ To-Anh Nguyen, Attorney-in-Fact 01/08/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider activity did AMAT officer Raja Prabu G. report?

The report shows a transaction coded "G" on 11/21/2025 involving 45 shares of Applied Materials common stock at a reported price of $0 per share, carried out through a living trust associated with him.

How many Applied Materials (AMAT) shares are indirectly held through the living trust?

Following the reported transaction, 337,924 shares of Applied Materials common stock were beneficially owned indirectly through a living trust associated with Raja Prabu G. as of January 8, 2026.

How many Applied Materials (AMAT) shares does Raja Prabu G. hold directly?

He beneficially owned 169,333 shares of Applied Materials common stock directly as of January 8, 2026, according to the filing.

What equity awards are included in Raja Prabu G.’s direct AMAT holdings?

The 169,333 direct shares include 100,517 performance share units and restricted stock units that may convert on a one-for-one basis into Applied Materials common stock upon vesting.

When are Raja Prabu G.’s AMAT restricted and performance share units scheduled to vest?

The filing states that 39,181 restricted stock units and 61,336 performance share units are scheduled to vest in installments in December of 2026 through 2028, subject to continued employment and, for performance units, achievement of specified goals.

How can the number of AMAT performance share units that vest change?

The number of performance share units that ultimately vest can range from 0% to 200% of the 61,336 target units, depending on achievement of specified performance goals and continued employment through each vesting date.

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Semiconductor Equipment & Materials
Semiconductors & Related Devices
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United States
SANTA CLARA