STOCK TITAN

Applied Materials (AMAT) executive trust sells 50,000 shares

(Very High)
(Very Negative)
Form Type
4

Rhea-AI Filing Summary

Applied Materials officer Raja Prabu G., President, Semi. Products Grp., reported that a living trust associated with him sold 50,000 shares of common stock on June 4, 2026, in open-market trades at weighted-average prices around $504–$507 per share. After these transactions, the reported position is 356,642 shares held indirectly through the trust, and the disclosure notes 100,517 performance and restricted stock units scheduled to vest between December 2026 and 2028, subject to performance goals and continued employment.

Positive

  • None.

Negative

  • None.
Insider Raja Prabu G.
Role President, Semi. Products Grp.
Sold 50,000 shs ($25.26M)
Type Security Shares Price Value
Sale Common Stock 25,309 $504.66 $12.77M
Sale Common Stock 15,083 $505.51 $7.62M
Sale Common Stock 7,805 $506.46 $3.95M
Sale Common Stock 1,803 $507.06 $914K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 356,642 shares (Indirect, Through Living Trust); Common Stock — 100,663 shares (Direct)
Footnotes (5)
  1. F1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $503.99 to $504.98, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 2, 3, and 4 to this Form 4.
  2. F2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $504.99 to $505.98, inclusive.
  3. F3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $505.99 to $506.98, inclusive.
  4. F4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $506.99 to $507.23, inclusive.
  5. F5. Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 100,517 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 39,181 restricted stock units are scheduled to vest in installments in December of 2026 through 2028, and (b) 61,336 performance share units are scheduled to vest in installments in December of 2026 through 2028, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).
Shares sold tranche 1 25,309 shares at $504.66 Open-market sale of common stock on June 4, 2026 (indirect, living trust)
Shares sold tranche 2 15,083 shares at $505.51 Open-market sale of common stock on June 4, 2026 (indirect, living trust)
Shares sold tranche 3 7,805 shares at $506.46 Open-market sale of common stock on June 4, 2026 (indirect, living trust)
Shares sold tranche 4 1,803 shares at $507.06 Open-market sale of common stock on June 4, 2026 (indirect, living trust)
Total shares sold 50,000 shares Aggregate net shares sold on June 4, 2026, per transaction summary
Post-transaction holding 356,642 shares Common stock held indirectly through a living trust after reported sales
Equity awards total units 100,517 units Performance share units and restricted stock units included in reported position
RSUs and PSUs detail 39,181 RSUs; 61,336 PSUs Equity awards scheduled to vest in installments in December 2026–2028
weighted average price financial
"The price reported in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
performance share units financial
"Number of shares includes 100,517 performance share units and restricted stock units previously reported"
Performance share units are a type of company stock award given to employees that depend on the company meeting specific goals or targets. If these goals are achieved, the employee receives shares or the value of shares; if not, they may receive little or no compensation. This aligns employees’ interests with the company's success and encourages performance that benefits investors.
restricted stock units financial
"39,181 restricted stock units are scheduled to vest in installments in December of 2026 through 2028"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Employees' Stock Purchase Plan financial
"reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt"
Rule 16a-3 regulatory
"acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3"
Rule 16b-3 regulatory
"acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3"
Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did AMAT report for Raja Prabu G.?

Applied Materials reported that a living trust associated with Raja Prabu G., President, Semi. Products Grp., sold 50,000 shares of common stock on June 4, 2026 in open-market transactions at weighted-average prices around $504–$507 per share.

How many AMAT shares did the insider still hold after the sale?

Following the reported transactions, the filing shows an indirect holding of 356,642 Applied Materials common shares through a living trust. This post-transaction balance is reported as the canonical position for that trust-based holding in the same disclosure.

At what prices were the 50,000 AMAT shares sold by the trust?

The 50,000 shares were sold in multiple trades at weighted-average prices, with reported averages of $504.66, $505.51, $506.46, and $507.06 per share, across price ranges from about $503.99 up to $507.23 during June 4, 2026 trading.

Were the AMAT insider sales made through a living trust or directly?

All reported sales were made indirectly through a living trust associated with Raja Prabu G., as indicated by the ownership type and nature-of-ownership description, rather than as directly held personal shares in his own name.

Are the AMAT insider trades identified as under a Rule 10b5-1 plan?

The Form 4 data do not affirm that these trades were executed under a Rule 10b5-1 trading plan. The document-level checkbox flag for such plans is recorded as false, so no plan-based status is indicated for these particular transactions.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Raja Prabu G.

(Last)(First)(Middle)
C/O APPLIED MATERIALS, INC.
3050 BOWERS AVE., M/S 1268, PO BOX 58039

(Street)
SANTA CLARA CALIFORNIA 95054

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
APPLIED MATERIALS INC /DE [ AMAT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President, Semi. Products Grp.
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/04/2026S25,309D$504.66(1)381,333IThrough Living Trust
Common Stock06/04/2026S15,083D$505.51(2)366,250IThrough Living Trust
Common Stock06/04/2026S7,805D$506.46(3)358,445IThrough Living Trust
Common Stock06/04/2026S1,803D$507.06(4)356,642IThrough Living Trust
Common Stock100,663(5)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $503.99 to $504.98, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 2, 3, and 4 to this Form 4.
2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $504.99 to $505.98, inclusive.
3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $505.99 to $506.98, inclusive.
4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $506.99 to $507.23, inclusive.
5. Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 100,517 performance share units and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur as follows: (a) 39,181 restricted stock units are scheduled to vest in installments in December of 2026 through 2028, and (b) 61,336 performance share units are scheduled to vest in installments in December of 2026 through 2028, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).
Remarks:
/s/ To-Anh Nguyen, Attorney-in-Fact06/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)