STOCK TITAN

[Form 4] AMBARELLA INC Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Chan W. Lee, Chief Operating Officer of Ambarella, reported a sale of 1,947 ordinary shares on 09/17/2025 at a price of $79.43 per share to cover tax obligations arising from the vesting of restricted stock units. After the sale, Mr. Lee beneficially owns 126,972 shares, which includes 223 shares acquired under the company's employee stock purchase plan on 09/15/2025. The Form 4 was filed as a single reporting person filing and bears a signature by an attorney-in-fact on 09/19/2025.

Chan W. Lee, Chief Operating Officer di Ambarella, ha comunicato la vendita di 1.947 azioni ordinarie il 17/09/2025 al prezzo di $79,43 per azione per coprire gli obblighi fiscali derivanti dal vesting delle unità azionarie vincolate (RSU). Dopo la vendita, il signor Lee detiene beneficiariamente 126.972 azioni, che includono 223 azioni acquisite nell'ambito del piano di acquisto di azioni per i dipendenti della società il 15/09/2025. Il Modulo 4 è stato presentato come candidato singolo e porta la firma di un procuratore-in-fatto il 19/09/2025.

Chan W. Lee, Director de Operaciones de Ambarella, reportó la venta de 1.947 acciones ordinarias el 17/09/2025 a un precio de $79,43 por acción para cubrir las obligaciones fiscales derivadas del vesting de unidades de acciones restringidas. Después de la venta, el Sr. Lee posee beneficiariamente 126.972 acciones, que incluyen 223 acciones adquiridas bajo el plan de compra de acciones para empleados de la empresa el 15/09/2025. El Formulario 4 se presentó como una única persona reportante y lleva la firma de un apoderado-in-fact (procurador) el 19/09/2025.

Chan W. Lee, Ambarella의 최고 operating 책임자(COO)는 2025년 9월 17일 주당 79.43달러에 1,947주 보통주를 매도했다고 보고했습니다. 이는 Restricted Stock Units(RSU) 의 vesting으로 인한 세금 의무를 충당하기 위한 것입니다. 매도 후 이씨는 126,972주를 실질적으로 보유하며, 그 중 223주는 2025년 9월 15일에 회사의 직원 주식매입계획을 통해 취득된 것입니다. Form 4는 단일 보고자 제출로 접수되었으며 2025년 9월 19일에 대리인(법정 대리인)의 서명을 포함합니다.

Chan W. Lee, directeur des opérations d’Ambarella, a signalé la vente de 1 947 actions ordinaires le 17/09/2025 à un prix de 79,43 $ par action pour couvrir les obligations fiscales résultant de l’acquisition des unités d’actions restreintes (RSU). Après la vente, M. Lee détient bénéficiairement 126 972 actions, dont 223 action acquises dans le cadre du plan d’achat d’actions pour les employés de l’entreprise le 15/09/2025. Le formulaire 4 a été déposé comme dépôt par une seule personne et porte la signature d’un mandataire le 19/09/2025.

Chan W. Lee, Chief Operating Officer von Ambarella, meldete den Verkauf von 1.947 Stammaktien am 17.09.2025 zu einem Preis von 79,43 USD pro Aktie, um steuerliche Verpflichtungen aus dem Vesting von Restricted Stock Units abzudecken. Nach dem Verkauf besitzt Herr Lee wirtschaftlich 126.972 Aktien, wobei 223 Aktien im Rahmen des Mitarbeiteraktienkaufplans des Unternehmens am 15.09.2025 erworben wurden. Das Formular 4 wurde als Einzelbericht eingereicht und trägt die Unterschrift eines Bevollmächtigten am 19.09.2025.

أبلغ تشان و. لي، الرئيس التنفيذي للعمليات في أمبالارا، عن بيع 1,947 سهماً عادياً في 17/09/2025 بسعر 79.43 دولاراً للسهم لتغطية الالتزامات الضريبية الناشئة عن تحقق vesting للوحدات الأسهم المقيدة. بعد البيع، يمتلك السيد لي بشكل فاعل 126,972 سهماً، منها 223 سهماً تم الحصول عليها بموجب خطة شراء أسهم الموظفين للشركة في 15/09/2025. تم تقديم النموذج 4 كمُقدّم تقريري واحد ويحمل توقيع محامٍ وكيل بالنيابة في 19/09/2025.

Chan W. Lee,Ambarella 的首席运营官,报告于 2025 年 9 月 17 日以每股 79.43 美元的价格出售 1,947 股普通股,以覆盖因限制性股票单位(RSU)归属而产生的税务义务。 出售后,李先生实际拥有 126,972 股,其中包括于 2025 年 9 月 15 日通过公司的员工股票购买计划取得的 223 股,此部分在股权计划中的取得属于公司员工股票购买计划。Form 4 以单独申报人的身份提交,并于 2025 年 9 月 19 日由代理人签字。

Positive
  • Continued significant ownership: Reporting person retains 126,972 shares following the transaction
  • Employee share plan participation: 223 shares were acquired under the company's ESPP on 09/15/2025
Negative
  • Disposition of shares: 1,947 ordinary shares were sold on 09/17/2025
  • Sale price recorded: Shares sold at $79.43 each to cover tax obligations

Insights

TL;DR: Routine tax-related sale after RSU vesting; maintains significant ownership.

The reported transaction is a common post-vesting sell-to-cover of tax liabilities and does not indicate a change in executive role or company control. Retaining 126,972 shares suggests continued alignment with shareholder interests. The filing was executed by an attorney-in-fact, which is standard practice for timely submission. No material governance concerns are evident from this single Form 4.

TL;DR: Small disposition relative to total holdings; transaction is administrative, not strategic.

The sale of 1,947 shares at $79.43 to satisfy tax obligations following RSU vesting is a routine liquidity event. The remaining beneficial ownership of 126,972 shares provides the executive with meaningful equity exposure to company performance. The inclusion of 223 ESPP shares on 09/15/2025 is a minor additive to holdings. This Form 4 contains no earnings or operational metrics.

Chan W. Lee, Chief Operating Officer di Ambarella, ha comunicato la vendita di 1.947 azioni ordinarie il 17/09/2025 al prezzo di $79,43 per azione per coprire gli obblighi fiscali derivanti dal vesting delle unità azionarie vincolate (RSU). Dopo la vendita, il signor Lee detiene beneficiariamente 126.972 azioni, che includono 223 azioni acquisite nell'ambito del piano di acquisto di azioni per i dipendenti della società il 15/09/2025. Il Modulo 4 è stato presentato come candidato singolo e porta la firma di un procuratore-in-fatto il 19/09/2025.

Chan W. Lee, Director de Operaciones de Ambarella, reportó la venta de 1.947 acciones ordinarias el 17/09/2025 a un precio de $79,43 por acción para cubrir las obligaciones fiscales derivadas del vesting de unidades de acciones restringidas. Después de la venta, el Sr. Lee posee beneficiariamente 126.972 acciones, que incluyen 223 acciones adquiridas bajo el plan de compra de acciones para empleados de la empresa el 15/09/2025. El Formulario 4 se presentó como una única persona reportante y lleva la firma de un apoderado-in-fact (procurador) el 19/09/2025.

Chan W. Lee, Ambarella의 최고 operating 책임자(COO)는 2025년 9월 17일 주당 79.43달러에 1,947주 보통주를 매도했다고 보고했습니다. 이는 Restricted Stock Units(RSU) 의 vesting으로 인한 세금 의무를 충당하기 위한 것입니다. 매도 후 이씨는 126,972주를 실질적으로 보유하며, 그 중 223주는 2025년 9월 15일에 회사의 직원 주식매입계획을 통해 취득된 것입니다. Form 4는 단일 보고자 제출로 접수되었으며 2025년 9월 19일에 대리인(법정 대리인)의 서명을 포함합니다.

Chan W. Lee, directeur des opérations d’Ambarella, a signalé la vente de 1 947 actions ordinaires le 17/09/2025 à un prix de 79,43 $ par action pour couvrir les obligations fiscales résultant de l’acquisition des unités d’actions restreintes (RSU). Après la vente, M. Lee détient bénéficiairement 126 972 actions, dont 223 action acquises dans le cadre du plan d’achat d’actions pour les employés de l’entreprise le 15/09/2025. Le formulaire 4 a été déposé comme dépôt par une seule personne et porte la signature d’un mandataire le 19/09/2025.

Chan W. Lee, Chief Operating Officer von Ambarella, meldete den Verkauf von 1.947 Stammaktien am 17.09.2025 zu einem Preis von 79,43 USD pro Aktie, um steuerliche Verpflichtungen aus dem Vesting von Restricted Stock Units abzudecken. Nach dem Verkauf besitzt Herr Lee wirtschaftlich 126.972 Aktien, wobei 223 Aktien im Rahmen des Mitarbeiteraktienkaufplans des Unternehmens am 15.09.2025 erworben wurden. Das Formular 4 wurde als Einzelbericht eingereicht und trägt die Unterschrift eines Bevollmächtigten am 19.09.2025.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lee Chan W

(Last) (First) (Middle)
3001 TASMAN DRIVE

(Street)
SANTA CLARA CA 95054

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AMBARELLA INC [ AMBA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operating Officer
3. Date of Earliest Transaction (Month/Day/Year)
09/17/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 09/17/2025 S 1,947(1) D $79.43 126,972(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares sold to pay tax obligations resulting from the vesting of restricted stock units.
2. Includes 223 shares acquired under the Company's employee stock purchase plan on September 15, 2025.
By: /s/ Michael Morehead, Attorney-in-Fact For: Chan W. Lee 09/19/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Ambarella (AMBA) executive Chan W. Lee do on 09/17/2025?

He sold 1,947 ordinary shares on 09/17/2025 at $79.43 per share to pay tax obligations from RSU vesting.

How many Ambarella shares does Chan W. Lee beneficially own after the reported transaction?

He beneficially owns 126,972 shares following the reported transaction.

Were any shares acquired by Chan W. Lee shortly before the sale?

Yes. The filing notes 223 shares were acquired under the company's employee stock purchase plan on 09/15/2025.

Why were shares sold according to the Form 4?

The filing explains the 1,947 shares were sold to pay tax obligations resulting from the vesting of restricted stock units.

Who filed and signed the Form 4 for Chan W. Lee?

The Form 4 was filed by one reporting person and executed by an attorney-in-fact, Michael Morehead, with a signature date of 09/19/2025.
Ambarella Inc

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Semiconductor Equipment & Materials
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SANTA CLARA