[Form 4] AMBAC FINANCIAL GROUP INC Insider Trading Activity
Ambac Financial Group, Inc. reported a Section 16 Form 4 disclosing equity awards to David Trick, Executive Vice President, Chief Financial Officer and Treasurer. On 10/03/2025 Mr. Trick received a Performance Stock Option covering 350,375 shares with an exercise price of $8.93 that may vest over a five‑year performance period tied to sustained stock price hurdles. He also received 66,519 Restricted Stock Units that vest after one year but will not settle until the earlier of the fifth anniversary or termination after vesting, bringing his total reported beneficial ownership of RSU‑convertible shares to 123,439. The performance option vests in tranches when the sustained stock price exceeds $18.00, $21.50, $25.00, and $30.00 per share.
Ambac Financial Group, Inc. ha riportato una Form 4 della Sezione 16 che rivela assegnazioni azionarie a David Trick, vicepresidente esecutivo, direttore finanziario e tesoriere. Il 03/10/2025 il signor Trick ha ricevuto una Performance Stock Option che copre 350,375 azioni con un prezzo di esercizio di $8.93 che può maturare nell'arco di un periodo di cinque anni legato a soglie di prezzo azionario sostenute. Ha anche ricevuto 66,519 Restricted Stock Units che maturano dopo un anno ma non si liquideranno prima del quinto anniversario o terminazione dopo vesting, portando la proprietà benefica totale riportata delle azioni convertibili RSU a 123,439. L'opzione di rendimento matura in tranche quando il prezzo azionario sostenuto supera $18.00, $21.50, $25.00 e $30.00 per azione.
Ambac Financial Group, Inc. informó una Form 4 de la Sección 16 que revela asignaciones de acciones a David Trick, vicepresidente ejecutivo, director financiero y tesorero. El 03/10/2025 el Sr. Trick recibió una Opción de Acción de Rendimiento que cubre 350,375 acciones con un precio de ejercicio de $8.93 que puede vestirse a lo largo de un periodo de rendimiento de cinco años vinculado a umbrales de precio de las acciones sostenidos. También recibió 66,519 Unidades de Acciones Restringidas (RSU) que venzan después de un año pero no se liquidarán hasta la más temprana de la quinta aniversario o terminación tras vesting, llevando la propiedad beneficiosa total reportada de las acciones convertibles RSU a 123,439. La opción de rendimiento se vesta en tramos cuando el precio sostenido de las acciones supera $18.00, $21.50, $25.00 y $30.00 por acción.
Ambac Financial Group, Inc.은 David Trick에게 보상 주식을 공시한 섹션 16 양식 4를 보고했습니다. Trick 이사는 고위 부사장, 최고 재무 책임자 및 재무 담당 이사입니다. 2025-10-03에 Trick 씨는 350,375주의 주식을 커버하는 성과 주식 옵션을 받았고 행사가격은 $8.93이며, 지속적인 주가 허들을 묶은 5년의 성과 기간에 걸쳐 vest될 수 있습니다. 또한 66,519주의 제한주식유닛이 있어 1년 후 vest되지만 vesting 후 또는 다섯 번째 기념일의 더 이른 시점에만 정산되며, RSU로 전환 가능한 총 보유주식은 123,439주로 증가합니다. 이 성과 옵션은 주가가 $18.00, $21.50, $25.00, $30.00를 초과할 때 구간별로 vest됩니다.
Ambac Financial Group, Inc. a déclaré, dans le cadre d'un formulaire Form 4 de la Section 16, des attributions d'actions à David Trick, vice-président exécutif, directeur financier et trésorier. Le 03/10/2025, M. Trick a reçu une Option d'Achat d'Actions de Performance couvrant 350 375 actions avec un prix d'exercice de $8.93 qui peut vester sur une période de performance de cinq ans liée à des seuils de cours soutenus. Il a également reçu 66 519 Unités d'Actions Restreintes (RSU) qui vencent après un an mais ne seront réglées qu'à la plus ancienne des cinq années ou termination après vesting, portant la propriété bénéficiaire totale déclarée des actions convertibles RSU à 123 439. L'option de performance vest par tranches lorsque le cours soutenu dépasse $18.00, $21.50, $25.00 et $30.00 par action.
Ambac Financial Group, Inc. berichtete über eine Section 16 Form 4, die Aktienzuteilungen an David Trick, Vizepräsident, Chief Financial Officer und Treasurer, offenlegt. Am 03.10.2025 erhielt Herr Trick eine Performance-Stock-Option, die 350.375 Aktien zu einem Ausübungspreis von $8.93 umfasst und über einen fünfjährigen Leistungszeitraum vesten kann, der an gehaltene Kurs-Hürden gekoppelt ist. Er erhielt außerdem 66.519 Restricted Stock Units (RSU), die nach einem Jahr vesten, aber erst bis zum frühesten der fünften Jubiläumsfeier oder Beendigung nach Vesting abgerechnet werden, wodurch sich das insgesamt gemeldete beherrschende Eigentum an RSU-umwandelbaren Aktien auf 123.439 erhöht. Die Performance-Option vestet in Tranchen, wenn der Aktienkurs 18,00 USD, 21,50 USD, 25,00 USD und 30,00 USD pro Aktie übersteigt.
Ambac Financial Group, Inc. أبلغت عن نموذج Form 4 من القسم 16 يكشف عن منح أسهم لـ David Trick، نائب الرئيس التنفيذي، المدير المالي والأمين الخزينة. بتاريخ 03/10/2025 تلقّى السيد Trick خيار أسهم أداء يغطي 350,375 سهماً بسعر ممارسة $8.93 يمكن أن يكتسب vest خلال فترة أداء مدتها خمس سنوات مرتبطة بعقبات سعر السهم المستمرة. كما تلقّى 66,519 وحدة أسهم مقيدة (RSU) التي تتفاوت vest بعد سنة واحدة لكنها لن تُسوى حتى أقدم تاريخ الخامس من السنة أو الإنهاء بعد vesting، مما رفع إجمالي الملكية المستفاد بها من RSU القابلة للتحويل إلى 123,439 سهماً. الخيار الأداء vest على أقسام حين يتجاوز سعر السهم المستمر $18.00، $21.50، $25.00 و $30.00 للسهم.
Ambac Financial Group, Inc. 报告了第16条 Form 4，披露给予 David Trick 的股票奖励，Trick 先生为执行副总裁、首席财务官及出纳。2025-10-03，Trick 先生获得覆盖 350,375 股、行权价为 $8.93 的 绩效股票期权，该期权可能在为期五年的绩效期内根据持续的股价门槛 Vest。另获得 66,519 股 限制性股票单位(RSU)，这些 RSU 在一年后 vest，但在五周年或 vest 之后终止时较早之一结算，使可转股的 RSU 总持有量达到 123,439 股。该绩效期权在股价每股超过 $18.00、$21.50、$25.00、$30.00 时分阶段 vest。
- Performance option of 350,375 shares ties a large portion of pay to stock price hurdles
- RSUs (66,519) include one‑year vesting, strengthening retention through deferred settlement
- Multi‑tiered vesting thresholds ($18.00, $21.50, $25.00, $30.00) align executive incentives with sustained share‑price gains
- Significant award size could contribute to future dilution if fully exercised or settled
- Performance hurdles depend solely on sustained share price, which may not align with other operational metrics investors track
Insights
Equity package mixes time-based RSUs with price‑tied performance options to align pay with share performance.
The grant awards 350,375 performance options at an $8.93 strike and 66,519 RSUs. The RSUs vest after one year but defer settlement up to five years, retaining retention value. The option vests only on sustained stock price thresholds between $18.00 and $30.00 over five years, linking upside pay to sustained share‑price gains.
This structure is typical for senior finance officers: it offers retention via deferred RSU settlement and strong pay‑for‑performance via multi‑tiered price hurdles.
Large, disclosed insider grant to the CFO is material for governance and dilution monitoring.
The filing shows a significant award to an officer, which shareholders may view when assessing executive incentives and potential dilution. The total underlying common shares tied to the awards are 350,375 (options) plus 66,519 RSUs (convertible to common stock), with 123,439 RSU‑related shares reported as beneficially owned following the transaction.
The performance metrics are explicit and time‑bound, enabling straightforward monitoring of vesting triggers tied to sustained share prices.
Ambac Financial Group, Inc. ha riportato una Form 4 della Sezione 16 che rivela assegnazioni azionarie a David Trick, vicepresidente esecutivo, direttore finanziario e tesoriere. Il 03/10/2025 il signor Trick ha ricevuto una Performance Stock Option che copre 350,375 azioni con un prezzo di esercizio di $8.93 che può maturare nell'arco di un periodo di cinque anni legato a soglie di prezzo azionario sostenute. Ha anche ricevuto 66,519 Restricted Stock Units che maturano dopo un anno ma non si liquideranno prima del quinto anniversario o terminazione dopo vesting, portando la proprietà benefica totale riportata delle azioni convertibili RSU a 123,439. L'opzione di rendimento matura in tranche quando il prezzo azionario sostenuto supera $18.00, $21.50, $25.00 e $30.00 per azione.
Ambac Financial Group, Inc. informó una Form 4 de la Sección 16 que revela asignaciones de acciones a David Trick, vicepresidente ejecutivo, director financiero y tesorero. El 03/10/2025 el Sr. Trick recibió una Opción de Acción de Rendimiento que cubre 350,375 acciones con un precio de ejercicio de $8.93 que puede vestirse a lo largo de un periodo de rendimiento de cinco años vinculado a umbrales de precio de las acciones sostenidos. También recibió 66,519 Unidades de Acciones Restringidas (RSU) que venzan después de un año pero no se liquidarán hasta la más temprana de la quinta aniversario o terminación tras vesting, llevando la propiedad beneficiosa total reportada de las acciones convertibles RSU a 123,439. La opción de rendimiento se vesta en tramos cuando el precio sostenido de las acciones supera $18.00, $21.50, $25.00 y $30.00 por acción.
Ambac Financial Group, Inc.은 David Trick에게 보상 주식을 공시한 섹션 16 양식 4를 보고했습니다. Trick 이사는 고위 부사장, 최고 재무 책임자 및 재무 담당 이사입니다. 2025-10-03에 Trick 씨는 350,375주의 주식을 커버하는 성과 주식 옵션을 받았고 행사가격은 $8.93이며, 지속적인 주가 허들을 묶은 5년의 성과 기간에 걸쳐 vest될 수 있습니다. 또한 66,519주의 제한주식유닛이 있어 1년 후 vest되지만 vesting 후 또는 다섯 번째 기념일의 더 이른 시점에만 정산되며, RSU로 전환 가능한 총 보유주식은 123,439주로 증가합니다. 이 성과 옵션은 주가가 $18.00, $21.50, $25.00, $30.00를 초과할 때 구간별로 vest됩니다.
Ambac Financial Group, Inc. a déclaré, dans le cadre d'un formulaire Form 4 de la Section 16, des attributions d'actions à David Trick, vice-président exécutif, directeur financier et trésorier. Le 03/10/2025, M. Trick a reçu une Option d'Achat d'Actions de Performance couvrant 350 375 actions avec un prix d'exercice de $8.93 qui peut vester sur une période de performance de cinq ans liée à des seuils de cours soutenus. Il a également reçu 66 519 Unités d'Actions Restreintes (RSU) qui vencent après un an mais ne seront réglées qu'à la plus ancienne des cinq années ou termination après vesting, portant la propriété bénéficiaire totale déclarée des actions convertibles RSU à 123 439. L'option de performance vest par tranches lorsque le cours soutenu dépasse $18.00, $21.50, $25.00 et $30.00 par action.
Ambac Financial Group, Inc. berichtete über eine Section 16 Form 4, die Aktienzuteilungen an David Trick, Vizepräsident, Chief Financial Officer und Treasurer, offenlegt. Am 03.10.2025 erhielt Herr Trick eine Performance-Stock-Option, die 350.375 Aktien zu einem Ausübungspreis von $8.93 umfasst und über einen fünfjährigen Leistungszeitraum vesten kann, der an gehaltene Kurs-Hürden gekoppelt ist. Er erhielt außerdem 66.519 Restricted Stock Units (RSU), die nach einem Jahr vesten, aber erst bis zum frühesten der fünften Jubiläumsfeier oder Beendigung nach Vesting abgerechnet werden, wodurch sich das insgesamt gemeldete beherrschende Eigentum an RSU-umwandelbaren Aktien auf 123.439 erhöht. Die Performance-Option vestet in Tranchen, wenn der Aktienkurs 18,00 USD, 21,50 USD, 25,00 USD und 30,00 USD pro Aktie übersteigt.
FAQ
What equity did Ambac (AMBC) report on the Form 4 filed 10/03/2025?
When do the RSUs and options vest for the AMBC grant?
What are the performance stock price hurdles disclosed?
Who received the awards disclosed on this Form 4?
How many shares will the performance option and RSUs represent if converted or exercised?
