Opportunity Private Equity discloses Ambipar (AMBI) share and warrant stakes
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
Opportunity Private Equity Gestora de Recursos Ltda. (OPEG) filed an initial Form 3 for Ambipar Emergency Response, reporting indirect holdings through a managed fund. The fund directly owns 11,810,000 Class A Ordinary Shares and 2,280,000 Warrants.
The Warrants are exercisable into one Ordinary Share at an exercise price of $11.50 per share and expire on March 3, 2028. OPEG disclaims beneficial ownership of these securities except to the extent of its pecuniary interest, while acting as investment manager and directing voting and disposition.
Positive
- None.
Negative
- None.
Insider Trade Summary
2 transactions reported
Mixed
2 txns
Insider
Opportunity Private Equity Gestora de Recursos Ltda.
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Warrants | -- | -- | -- |
| holding | Class A Ordinary Shares | -- | -- | -- |
Holdings After Transaction:
Warrants — 2,280,000 shares (Indirect, See Footnotes);
Class A Ordinary Shares — 11,810,000 shares (Indirect, See Footnotes)
Footnotes (1)
- The filing of this Form 3 shall not be construed as an admission that Opportunity Private Equity Gestora de Recursos Ltda. ("OPEG") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any (i) Class A Ordinary Shares, par value $0.0001 per share ("Ordinary Shares"), of Ambipar Emergency Response (the "Issuer"), or (ii) Warrants of the Issuer ("Warrants") exercisable for Class A Ordinary Shares. Pursuant to Rule 16a-1(a)(4) of the Exchange Act, OPEG disclaims such beneficial ownership, except to the extent of its pecuniary interest. OPEG is the investment manager of Opportunity Dinamico Fundo de Investimento em Participacoes Multiestrategia Responsabilidade Limitada (the "Fund"), which is the direct beneficial owner of 11,810,000 Ordinary Shares and 2,280,000 Warrants. OPEG, although it directs the voting and disposition of the Ordinary Shares and Warrants held by the Fund, only receives an asset-based fee and performance fee relating to such securities. Pursuant to the Warrant Agreement dated July 15, 2020, and the Form 20-F of the Issuer filed with the Securities and Exchange commission on June 24, 2025, each Warrant (i) is exercisable into one Ordinary Share at a price of $11.50, subject to adjustment as specified therein, during the period described therein and (ii) expires on March 3, 2028.
FAQ
What did Opportunity Private Equity report in its Ambipar Emergency Response (AMBI) Form 3?
OPEG reported indirect holdings in Ambipar Emergency Response through a managed fund. The fund directly owns 11,810,000 Class A Ordinary Shares and 2,280,000 Warrants, with OPEG acting as investment manager and directing voting and disposition of these securities.
What are the key terms of the Ambipar (AMBI) warrants held by the OPEG-managed fund?
Each Warrant is exercisable into one Class A Ordinary Share at an exercise price of $11.50 per share. According to the disclosed warrant agreement and Form 20-F, these Warrants expire on March 3, 2028, subject to adjustment and specific exercise periods described therein.
Does Opportunity Private Equity claim beneficial ownership of the Ambipar (AMBI) securities?
OPEG expressly disclaims beneficial ownership of the Ordinary Shares and Warrants, except to the extent of its pecuniary interest. It reports that it only receives an asset-based fee and performance fee related to these securities, despite directing their voting and disposition as investment manager.