Ambipar Emergency Response (NYSE: AMBI) director reports indirect fund holdings
Rhea-AI Filing Summary
Ambipar Emergency Response director Victor B. Almeida filed an initial ownership report showing indirect exposure to the company through an investment fund. The filing states that Opportunity Dinamico Fundo de Investimento em Participacoes Multiestrategia Responsabilidade Limitada directly holds 11,810,000 Class A Ordinary Shares and 2,280,000 Warrants of Ambipar Emergency Response, managed by Opportunity Private Equity Gestora de Recursos Ltda. Each Warrant is exercisable into one Ordinary Share at an exercise price of $11.50 and expires on March 3, 2028. Almeida serves on the board as OPEG’s representative, is a partner holding less than 10% of OPEG and an indirect investor in the fund, and expressly disclaims beneficial ownership of these securities except to the extent of his pecuniary interest.
Positive
- None.
Negative
- None.
Insider Trade Summary
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Warrants | -- | -- | -- |
| holding | Class A Ordinary Shares | -- | -- | -- |
Footnotes (1)
- The filing of this Form 3 shall not be construed as an admission that Victor B. Almeida (the "Reporting Person") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any (i) Class A Ordinary Shares, par value $0.0001 per share ("Ordinary Shares"), of Ambipar Emergency Response (the "Issuer"), or (ii) Warrants of the Issuer ("Warrants") exercisable for Class A Ordinary Shares. Pursuant to Rule 16a-1(a)(4) of the Exchange Act, the Reporting Person disclaims such beneficial ownership, except to the extent of his pecuniary interest. The Reporting Person serves as a member of the board of directors of the Issuer as the representative of Opportunity Private Equity Gestora de Recursos Ltda. ("OPEG"). OPEG is the investment manager of Opportunity Dinamico Fundo de Investimento em Participacoes Multiestrategia Responsabilidade Limitada (the "Fund"), which is the direct beneficial owner of 11,810,000 Ordinary Shares and 2,280,000 Warrants. OPEG, although it directs the voting and disposition of the Ordinary Shares and Warrants held by the Fund, only receives an asset-based fee and performance fee relating to such securities. The Reporting Person, as a Partner holding less than 10% of OPEG and an indirect investor in the Fund, may be deemed an indirect beneficial owner of the securities reported herein. Pursuant to the Warrant Agreement dated July 15, 2020, and the Form 20-F of the Issuer filed with the Securities and Exchange commission on June 24, 2025, each Warrant (i) is exercisable into one Ordinary Share at a price of $11.50, subject to adjustment as specified therein, during the period described therein and (ii) expires on March 3, 2028.