JPMORGAN CHASE & CO (AMJB) SEC Filings

JPMorgan Chase submitted a Form 13F holdings report as an institutional investment manager, signed by Executive Director Michael T. Lees. The report is a full 13F holdings report, indicating that all reportable positions are included. The summary page lists 34,064 Form 13F information table entries with an aggregate reported value of $1,807,041,234,839. The filing also identifies 17 other included managers within the JPMorgan group, such as JPMorgan Chase Bank, N.A., various J.P. Morgan asset management entities across the U.S., Europe, and Asia, and other affiliated managers.

JPMorgan Chase & Co. executive Robin Leopold, Head of Human Resources, reported selling 2,500 shares of common stock on August 11, 2026 at $361.41 per share under a Rule 10b5-1 trading plan. After this sale, she holds 73,547 shares directly, plus indirect holdings of 9,201 shares in a GRAT and 9,201 shares in a spouse’s GRAT.

A holder of JPMorgan Chase & Co. (JPM) common stock filed to sell 2,500 shares of $1 par value common stock through J.P. Morgan Securities LLC on the NYSE. The shares are valued at an aggregate $903,517.97 based on market prices as of August 11, 2026. These shares were originally acquired on January 13, 2026 as a result of equity compensation awards granted by the issuer.

JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering Capped Buffered Return Enhanced Notes linked to an unequally weighted basket of the Nasdaq-100 Index and the S&P 500 Index, maturing December 7, 2027. The basket allocates 25.00% to the Nasdaq-100 and 75.00% to the S&P 500, so performance is driven largely by the S&P 500.

The notes provide 2.00x leveraged upside on any positive basket return, capped at a maximum return of at least 15.05% (at least $1,150.50 per $1,000 note). If the basket falls up to the 10.00% buffer, investors receive principal back at maturity. Below this buffer, principal is reduced 1% for each additional 1% decline, with losses up to 90% of principal possible.

The notes pay no interest or dividends, are unsecured and unsubordinated obligations of JPMorgan Financial, and are subject to the credit risk of both the issuer and guarantor. They will not be listed, and secondary market prices are expected to be below the $1,000 issue price. The estimated value, if priced on the example date, would be about $981.90 per $1,000 note and will not be less than $900.00, reflecting selling commissions, hedging costs and issuer funding assumptions.

JPMorgan Chase Financial Company LLC is offering Medium-Term Notes, Series A, Digital Equity Notes due February 15, 2028, linked to the S&P 500 Index and fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 principal amount and pays no interest.

At maturity, if the S&P 500 final level is at least 90% of the initial level, investors receive a fixed threshold settlement amount expected between $1,115.80 and $1,135.90 per $1,000 note, capping upside. If the index falls more than 10%, losses are leveraged: for each additional 1% decline beyond the 10% buffer, the payoff falls by about 1.1111% of principal, down to zero, so investors can lose their entire investment.

The estimated value at pricing is expected between $968.70 and $978.70 per $1,000, below the issue price, reflecting selling commissions of up to 1.51% and hedging and structuring costs. The notes are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., will not be listed, and may have limited or no secondary market liquidity. U.S. tax treatment is uncertain and discussed under an "open transaction" prepaid contract approach, with additional considerations for Section 871(m) for non-U.S. holders.

JPMorgan Chase Financial Company LLC is offering uncapped buffered return enhanced notes linked to the least performing of Alphabet Class A, Microsoft and Amazon common stock, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes target an upside leverage factor of at least 2.53x any positive return of the worst-performing stock at maturity on August 10, 2029, following an observation date of August 7, 2029.

A 30.00% buffer protects principal against moderate declines, but if any reference stock falls by more than 30%, investors lose 1% of principal for each additional 1% drop, up to a maximum loss of 70.00% of principal. The notes pay no interest, provide no dividends or stockholder rights, and are subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co. They are issued in minimum denominations of $1,000, are not exchange-listed, and may be difficult to sell before maturity.

If priced on the terms illustrated, the estimated value would be about $980.00 per $1,000 note and will not be less than $950.00 per $1,000 at pricing, reflecting embedded selling commissions, hedging costs and dealer margins.

JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering unsecured Yield Notes linked to the lesser performing of the State Street SPDR S&P 500 ETF Trust (SPY) and the Invesco QQQ, Series 1 (QQQ), maturing on February 19, 2027. The notes pay a fixed interest rate of at least 7.46% per annum (at least 3.73% over the term), with monthly payments of at least 0.62167% of principal, regardless of fund performance.

Principal repayment depends on each fund’s final price versus its Trigger Value, set at 75.00% of its Initial Value. If the Final Value of each fund is at or above its Trigger Value, investors receive full principal plus the final interest payment. If either fund finishes below its Trigger Value, the maturity payment is reduced dollar-for-dollar with the decline of the lesser performing fund, using the formula $1,000 + ($1,000 × Lesser Performing Fund Return) plus the final interest payment, so investors can lose more than 25% and up to all principal.

The notes are expected to price on or about August 13, 2026 and settle on or about August 18, 2026. The indicative estimated value is approximately $988.80 per $1,000 note if priced on August 4, 2026, and will not be less than $960.00, reflecting embedded selling, structuring and hedging costs. The notes are not listed, may be difficult to sell, and are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co.

JPMorgan Chase Financial Company LLC is offering auto callable contingent interest notes due August 16, 2029, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are linked, on a worst-of basis, to the State Street SPDR S&P Regional Banking ETF, the State Street Utilities Select Sector SPDR ETF and the Nasdaq-100 Index.

Investors may receive a monthly contingent coupon of at least 11.35% per annum (0.94583% per month) when, on an Interest Review Date, the closing value of each underlying is at or above 70% of its initial value. The notes are automatically called on specified semiannual dates if each underlying is at or above its initial value, returning principal plus the applicable coupon.

If the notes are not called and, on the final review date, any underlying is below 60% of its initial value, repayment of principal is reduced one-for-one with the decline of the worst performer, potentially to zero. The estimated value is indicated at $975.60 per $1,000 note, with a minimum final estimated value of $900. Any payment is subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co.

JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering Uncapped Digital Barrier Notes linked to the lesser performing of the STOXX® Europe 600 Index and the EURO STOXX 50® Index, maturing on August 19, 2032.

The notes provide uncapped, unleveraged exposure to index appreciation with a Contingent Digital Return of at least 85.50%. If both indices finish at or above their initial levels, investors receive the greater of this digital return or the lesser-performing index return. If either index is below its initial level but both remain at or above 70.00% of initial value (the Barrier Amount), only principal is returned.

If either index finishes below its Barrier Amount, repayment is $1,000 plus $1,000 times the lesser-performing index return, so losses exceed 30% and can reach a total loss of principal. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., will not be listed, and may be subject to early acceleration upon certain legal or regulatory changes.