Every 8-K that Alpha Modus Holdings, Inc. Warrant (AMODW) has filed with the SEC in the last 24 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A 8-K covers material events a company has to report between its quarterly reports, so if you follow AMODW and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full AMODW filings page.
Alpha Modus Holdings, Inc. satisfied in full all outstanding obligations under its Secured Pre-Paid Purchase #1 with Streeterville Capital, LLC on October 6, 2026. After the payoff, the company elected to terminate its Securities Purchase Agreement with Streeterville, stating that it no longer needed the facility.
Alpha Modus Holdings, Inc. (AMOD) appointed Atlas Arman and Wenlong Tong to its board on October 5, 2026. Arman was also appointed Co-Chairman, and Tong was appointed Co-CEO. Arman has 15+ years of leadership experience across technology, AI and Web3. He has served as a principal capital partner at Attribute Global Ventures since January 2026 and previously worked as a Marketing & Business Development Manager at Intel from 2006 through 2016. Tong has been President of ZSS Technologies (Beijing) Co., Ltd. since January 2020 and co-founded Guangdong Etop Global Technology Co., Ltd. during 2017–2019.
Alpha Modus is negotiating compensation terms with both appointees and expects to enter into definitive agreements with each after those terms are finalized.
Alpha Modus Holdings, Inc. (AMOD) received a letter from Nasdaq on October 1, 2026, stating that Nasdaq staff determined the company complies with Listing Rule 5550(b)(1).
Alpha Modus Holdings, Inc. completed a PIPE transaction on September 30, 2026, issuing 51,621,560 shares of Class A common stock and warrants to purchase an additional 51,621,560 shares at an exercise price of $4.36 per share. Investors delivered 3,170 bitcoin as the aggregate purchase price to the custody and control of the company’s newly formed, wholly owned subsidiary, AMOD Tech Pte. Ltd. The subsidiary now owns 3,170 bitcoin, valued in excess of $250 million using a reference price of approximately $83,612.20 per bitcoin on September 30, 2026.
After an April 6, 2026 Nasdaq notice concerning listing standards, the company submitted a compliance plan and received an extension. Following the PIPE closing, the company believes stockholders’ equity is well in excess of $200 million and says it has regained compliance with Nasdaq’s $2.5 million minimum stockholders’ equity requirement. Nasdaq will continue monitoring; if the next periodic report does not evidence compliance, the company may be subject to delisting.
Alpha Modus Holdings, Inc. (AMOD) entered into a securities purchase agreement with non‑U.S. investors for a bitcoin‑funded PIPE financing. The company agreed to issue 51,621,560 shares of Class A common stock and warrants to purchase 51,621,560 additional shares at $4.36 per share, for aggregate consideration of 3,170 bitcoin.
The warrants have a two‑year term, are not exercisable on a cashless basis, and include a 19.99% beneficial ownership limitation. Alpha Modus also entered into a registration rights agreement requiring it to file a resale registration statement within 15 days of closing, covering both the shares and the warrant shares. Until the earlier of 30 days after effectiveness of that registration statement or December 31, 2026, new equity issuance is broadly restricted, with limited exceptions.
In its press release, the company stated the transaction is expected to add 3,170 bitcoin valued at $71,000 per BTC, representing more than $200 million in bitcoin assets on its balance sheet. Management states it believes this would materially increase shareholder equity and help address Alpha Modus’s outstanding Nasdaq shareholder equity deficiency, while the company continues to focus on its AI‑driven retail and financial technology businesses.
Alpha Modus Holdings, Inc., a Delaware corporation listed on Nasdaq under the symbols AMOD and AMODW, reported an executive leadership change. On July 28, 2026, the company terminated Thomas Gallagher from his position as Chief Revenue Officer without cause, constituting a departure of a named officer.
The company’s Class A common stock has a par value of $0.0001 per share, and its redeemable warrants trade under AMODW, with each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50.
Alpha Modus Holdings, Inc. appointed Alexander (Sasha) Asgary as Chief Strategy Officer on or about July 16, 2026, while former Chief Strategy Officer Chris Chumas became Executive Vice President of subsidiary Alpha Modus Financial Services, LLC. Asgary has served as Vice President of Corporate Communications since October 2025 and brings prior leadership experience at Giant MGMT, Giant Financial Labs, Beautysense Group, Weedsense and an earlier business development role at Alpha Modus.
In connection with the appointment, the company entered into a Consulting Agreement with Asgary’s entity, 9185-5759 Quebec Inc., effective July 1, 2026. The Consultant will provide strategy, investor relations, ARIA commercialization, FlowSync implementation, AlphaCash branding, digital marketing, B2B sales support and IP claim expansion services for $250,000 per year plus a $250,000 sign-on award of common stock warrants with a $0.0001 per share exercise price, to be granted on or before August 1, 2026 based on a specified five-day average closing price. The Agreement runs for an initial five-year term and includes eligibility for performance-based fees or awards, expense reimbursement and 30 days of paid vacation each year.
Alpha Modus Holdings entered a secured prepaid equity financing with Streeterville Capital for up to $10,000,000 of Secured Pre-Paid Purchases of Class A common stock. At the initial closing, the company issued an Initial Pre-Paid Purchase with original principal of $2,190,000 plus 450,000 pre-delivery shares for a cash purchase price of $2,000,045.
Each Pre-Paid Purchase matures in 18 months, carries an 8% original issue discount and 8% annual interest, and is prepayable at a 10% premium. Streeterville can apply the outstanding balance to buy shares at 90% of the lowest five-day volume-weighted average price, subject to a $0.81 floor and a 9.99% beneficial ownership cap. The financing is secured by first priority liens on all company and subsidiary assets, with insider debts subordinated, and requires shareholder-approved issuances above the Nasdaq Exchange Cap.
As part of the structure, Chris Chumas and his IRA converted 430,000 shares of Series C preferred stock into 304,412 common shares. After issuing the 450,000 pre-delivery shares and the 304,412 Chumas common shares, Alpha Modus had 4,876,593 Class A common shares outstanding.
Alpha Modus Holdings, Inc. reported that it has regained compliance with Nasdaq’s $1.00 minimum bid price requirement under Nasdaq Listing Rule 5550(a)(2) for continued listing on The Nasdaq Capital Market. Nasdaq notified the company on June 30, 2026, that the matter is closed, removing the prior delisting risk tied to bid price.
Alpha Modus Holdings, Inc. filed a current report stating that on or about June 11, 2026, it notified H.C. Wainwright & Co., LLC that it elected to terminate sales of its Class A common stock under their At The Market Offering Agreement dated January 7, 2026. The company’s Class A common stock and redeemable warrants continue to trade on The Nasdaq Stock Market.
Alpha Modus Holdings, Inc. completed a major equity restructuring with the family trust of its CEO, William Alessi. The trust exchanged 3,870,000 shares of Series C Preferred Stock for 109,588,265 shares of Class A common stock under a previously signed Exchange Agreement.
The exchange is described as intended to increase the market value of the company’s listed securities to help regain compliance with Nasdaq’s $35 million minimum market value of listed securities standard and to materially reduce the company’s stockholders’ deficit. After issuing the new shares, Alpha Modus had 164,884,640 Class A common shares outstanding.
Alpha Modus Holdings, Inc. approved a 1-for-40 reverse stock split of its Class A common stock to help restore compliance with Nasdaq’s $1.00 minimum bid price requirement. The split was implemented by filing a Certificate of Amendment with Delaware on June 3, 2026.
The reverse split is expected to take effect at the open of business on June 15, 2026, when shares will begin trading on a split-adjusted basis under the same symbol AMOD but with new CUSIP 020952206. Share counts for each holder will be divided by 40, with fractional amounts rounded up to the nearest whole share.
Authorized Class A common shares will remain at 200,000,000. Based on approximately 55,296,375 Class A shares outstanding before the split, about 1,382,410 shares are expected to be outstanding afterward. Class B common and preferred stock, their par values, and related rights remain unchanged, and outstanding options, warrants, and convertible securities will be adjusted proportionately.
Alpha Modus Holdings, Inc. is posting a new investor presentation dated May 11, 2026 on its website under the Investor Relations section. The presentation provides updated information about the company and its business and is available at the Company Presentation page.
The information is furnished under Item 7.01 as a Regulation FD disclosure, not filed for liability purposes, and is not an offer to buy or sell securities. It is intended to be read together with the company’s SEC filings and other public announcements.
Alpha Modus Holdings, Inc. reported that on April 8, 2026 it entered into an Exchange Agreement with the family trust of its CEO, William Alessi. The trust will exchange 3,870,000 shares of Series C Preferred Stock for 109,588,265 shares of Class A common stock, which represent the shares that would have been issuable upon conversion under the company’s charter. The common shares cannot be sold or transferred (other than to affiliates) before June 13, 2026 and will only be issued, with the preferred cancelled, after the company complies with Nasdaq Rule 5635 shareholder approval requirements. The company is pursuing this exchange to increase the market value of its listed securities and materially reduce stockholders’ deficit.
Alpha Modus also disclosed that on April 6, 2026 it received a Nasdaq notice stating it no longer meets the $500,000 minimum net income standard, the alternative $35 million market value of listed securities standard, or the alternative $2.5 million stockholders’ equity requirement. The notice does not immediately affect trading, but the company has 45 days to submit a compliance plan and may receive up to 180 days from the notice date to regain compliance before potential delisting.
Alpha Modus Holdings, Inc. reported several equity issuances around January 20–22, 2026. The company issued 45,817 shares of Class A common stock to each of four non-employee directors, 114,543 shares to its Chief Revenue Officer, 54,249 shares to its Chief Financial Officer, and 119,752 shares to its VP of Technology as quarterly equity fees under existing agreements. These shares were issued in private transactions relying on Section 4(a)(2) and Rule 506(b), with per-share values based on recent closing or 10-day average prices.
The company also issued 4,000,000 shares to Leron Group LLC, 250,000 shares to Rucus Holdings LLC, and 400,000 shares to Maxim Group LLC under a previously effective Form S-1 registration statement. In addition, it issued an aggregate 360,381 shares to H.C. Wainwright & Co., LLC under an at-the-market offering program registered on Form S-3. After all of these issuances, Alpha Modus had 47,442,151 Class A common shares outstanding.
Alpha Modus Holdings, Inc. received a written notice from Nasdaq on January 12, 2026 stating that its common stock no longer meets the $1.00 minimum bid price requirement for continued listing on The Nasdaq Capital Market. This determination was based on closing bid prices between November 13, 2025 and January 9, 2026. The notice does not result in immediate delisting.
The company has 180 calendar days, until July 13, 2026, to regain compliance by having its stock close at or above $1.00 per share for at least ten consecutive business days. If it does not regain compliance in that period, it may qualify for an additional 180-day extension if it meets other initial listing standards and notifies Nasdaq it plans to cure the deficiency, potentially through a reverse stock split.
If the company ultimately cannot regain compliance, its common stock could be delisted from Nasdaq, which the company notes could reduce trading liquidity and price, limit access to equity financing and public capital markets, and impair its ability to grant equity incentives to employees.