[Form 4] Ameriprise Financial, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Form 4 Highlights – ServiceTitan, Inc. (TTAN)

On 10-11 July 2025, investment entities affiliated with Bessemer Venture Partners (collectively the “Bessemer Funds”), a 10% beneficial owner of ServiceTitan, disclosed open-market sales of the company’s Class A common stock.

• Total shares sold: 93,648
• Sale dates & weighted average prices: 10 Jul 2025 – 84,942 sh at $111.05-$112.59; 11 Jul 2025 – 8,706 sh at $110.24
• Price range: $110.00 - $112.70
• Remaining beneficial ownership (post-sale): 7,966,334 shares across the Bessemer Funds (approx. 8.0 million sh) comprising:
  • BVP VIII – 3,529,523 sh
  • BVP VIII Institutional – 4,244,762 sh
  • 15 Angels II – 191,810 sh
  • Cloud All Star Fund – 189,399 sh

The transactions represent roughly 1.1 % of the group’s prior holdings and were executed well above $110 per share. No derivative transactions were reported, and the Bessemer Funds continue to hold a significant stake, retaining board-level influence as 10 % owners.

No information regarding company fundamentals or upcoming catalysts was provided in this filing; the disclosure is limited to insider sales required under Section 16.

Insights

Securities Analyst

TL;DR – Modest insider sale (1.1 % of stake) by 10 % holder; signal is mildly negative but not materially so.

The Bessemer Funds trimmed 93,648 shares over two trading sessions at ~$111, realising ~$10.4 million in proceeds. The sale size is small relative to their 8 million-share position and does not materially change control dynamics. However, any disposition by a long-time, board-linked investor can be interpreted as incremental profit-taking or portfolio rebalancing. Absent further context—earnings miss, secondary offering, lock-up expiry—the event is best characterised as neutral-to-slightly negative for sentiment rather than a fundamental red flag. Impact on float liquidity is negligible.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brockman Dawn M.

(Last) (First) (Middle)

GENERAL COUNSEL'S OFFICE

1098 AMERIPRISE FINANCIAL CENTER

(Street)

MINNEAPOLIS MN 55474

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AMERIPRISE FINANCIAL INC [ AMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP AND CONTROLLER

3. Date of Earliest Transaction (Month/Day/Year)
07/10/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/10/2025		M		25.6838	A	(1)	1,064.6838	D
Common Stock	07/10/2025		F		9.6838	D	$542.51	1,055	D
Common Stock								144.33(2)	I	By 401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Phantom Stock	(1)	07/10/2025		M			25.6838	(3)	(3)	Common Stock	25.6838	(1)	288.9163	D

Explanation of Responses:

1. Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

2. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 10, 2025. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.

3. Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

	/s/ Wendy B. Mahling for Dawn M. Brockman	07/14/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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