Welcome to our dedicated page for Ameriprise Finl SEC filings (Ticker: AMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Ameriprise Financial, Inc. filings document financial results, governance, executive and board matters, and shareholder voting for a Delaware financial services company with NYSE-listed common stock. Form 8-K disclosures include quarterly earnings releases, dividend actions, annual meeting results, director appointments, officer transitions and other material corporate events.
The company’s proxy materials cover director elections, board committee matters, executive compensation, equity awards, shareholder voting mechanics and related governance disclosures. Together, the filings describe Ameriprise’s public-company reporting around advice and wealth management, asset management, retirement and protection services, capital returns and oversight practices.
Ameriprise Financial, Inc. issued $300,000,000 of 4.800% Senior Notes due 2031 and $450,000,000 of 5.350% Senior Notes due 2036. These notes were sold to underwriters led by BofA Securities, Citigroup Global Markets, and J.P. Morgan Securities under an underwriting agreement dated June 4, 2026.
The notes were offered using a prospectus supplement dated June 4, 2026 to a February 23, 2024 prospectus, both under the company’s shelf registration statement on Form S-3. Related documents, including the forms of the notes, the underwriting agreement, and a legal opinion from Faegre Drinker Biddle & Reath LLP, were filed as exhibits.
Ameriprise Financial, Inc. is offering $300,000,000 of 4.800% Senior Notes due 2031 and $450,000,000 of 5.350% Senior Notes due 2036.
The notes are unsecured senior obligations that will rank equally with Ameriprise’s other unsecured senior debt and will be structurally subordinated to obligations of its subsidiaries. Interest on both series is payable semi-annually beginning December 15, 2026. Net proceeds are expected to be approximately $742,466,500 and will be used for general corporate purposes, which may include repayment of up to $500,000,000 of 2.875% Senior Notes due September 15, 2026. The notes will not be listed on any exchange and there is currently no public market for them.
Ameriprise Financial, Inc. is offering two series of unsecured senior notes, as described in this preliminary prospectus supplement dated June 4, 2026. The offering contemplates separate series of notes with semi‑annual interest payments and stated maturities; each series will be unsecured senior obligations and structurally subordinated to subsidiaries’ debt. The notes will be issued in minimum denominations of $2,000 and in book‑entry form through DTC. Net proceeds are to be used for general corporate purposes and may include repayment of the $500 million outstanding 2.875% Senior Notes due September 15, 2026. Interest will accrue from the original issue date, and the issuer may redeem notes prior to or after the par call dates at formulas tied to U.S. Treasury yields. The prospectus supplement incorporates by reference Ameriprise’s SEC reports, including the Annual Report on Form 10‑K for the year ended December 31, 2025, and the Quarterly Report on Form 10‑Q for the quarter ended March 31, 2026.
Ameriprise Financial’s asset management arm is undergoing a planned leadership transition. Columbia Threadneedle Investments announced that William Davies, Executive Vice President and Global Chief Investment Officer at Ameriprise and global chief investment officer at Columbia Threadneedle, will retire effective June 30, 2026, after 33 years with the firm.
William F. “Ted” Truscott, chief executive officer of Columbia Threadneedle, will serve as interim global chief investment officer from July 1, 2026 until a successor is appointed, while existing senior investment leaders and asset class heads maintain their current responsibilities. Columbia Threadneedle manages and advises $706 billion of assets as of March 31, 2026, supported by 2,200 people, including 550 investment professionals across North America, Europe and Asia.
Ameriprise Financial’s asset management arm is undergoing a planned leadership transition. Columbia Threadneedle Investments announced that William Davies, Executive Vice President and Global Chief Investment Officer at Ameriprise and global chief investment officer at Columbia Threadneedle, will retire effective June 30, 2026, after 33 years with the firm.
William F. “Ted” Truscott, chief executive officer of Columbia Threadneedle, will serve as interim global chief investment officer from July 1, 2026 until a successor is appointed, while existing senior investment leaders and asset class heads maintain their current responsibilities. Columbia Threadneedle manages and advises $706 billion of assets as of March 31, 2026, supported by 2,200 people, including 550 investment professionals across North America, Europe and Asia.
Ameriprise Financial EVP Gerard P. Smyth reported a combination of option exercise, tax withholding, and share sale. On May 14, 2026, he exercised 2,221 Employee Stock Options at $165.41 per share, converting them into common stock. On the same day, he sold 6,255 shares of common stock in an open-market sale at a weighted average price of $472.5191 per share, with sale prices ranging from $472.19 to $472.7551 per share. In a separate transaction, 1,437 shares were disposed of to cover tax liabilities at $471.22 per share. Following these transactions, Smyth directly owns 6,103 shares of Ameriprise common stock.
Ameriprise Financial Inc. files a Form 13F reporting institutional holdings. The filing states a Form 13F Information Table entry total of 11,197 and a reported aggregate market value of $431,759,920,597. The submission lists 12 other included managers and provides standard cover-page attestations.
The report is a 13F Combination Report, indicating some holdings are reported here and some by other managers. The filing is a routine institutional holdings disclosure and does not by itself indicate trading intent or transaction details.
Ameriprise Financial, Inc. submitted a Form 144 notice relating to proposed sales of Common Stock tied to vesting of compensatory equity awards and the net exercise of non-qualified stock options.
The filing lists line items including 5,471 shares (vesting/compensatory award) and 784 shares (net exercise) and notes 89,897,084 shares outstanding as of 05/14/2026.
Ameriprise Financial director Robert Francis Sharpe Jr. reported an indirect open-market sale of 1,200 shares of common stock at $465.83 per share by a trust for a family member. After this transaction, that trust held 6,300 shares. Additional reported holdings were 3,625 shares held directly, 1,650 shares held by an irrevocable trust for a family member, and 202 shares held by his revocable trust.
State Street Corporation reports beneficial ownership of 4,595,792 shares (5.1%) of Ameriprise Financial, Inc. The filing states State Street has shared voting power of 730,391 shares and shared dispositive power of 4,592,587 shares as of 03/31/2026. The filing lists multiple State Street advisory subsidiaries as holders.