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Ameriprise Financial, Inc. has a planned sale of up to 7,894 shares of its common stock through American Enterprise Investment Services, Inc., with an anticipated sale date of July 27, 2026 on the NYSE. The filing lists an aggregate market value of approximately $4,239,682.86 for these shares and indicates 89,897,084 shares of common stock outstanding.
The shares relate to equity compensation activity, including 6,391 shares from the July 27, 2025 vesting of compensatory equity awards and 1,503 shares tied to non-qualified stock options via a net exercise dated July 27, 2026.
BlackRock, Inc. filed Amendment No. 16 to a Schedule 13G/A reporting its ownership in Ameriprise Financial Inc. common stock. BlackRock reports beneficial ownership of 7,395,693 shares of Ameriprise common stock, representing 8.2% of the outstanding class as of June 30, 2026.
BlackRock has sole voting power over 6,774,061 shares and sole dispositive power over all 7,395,693 shares, with no shared voting or dispositive power. The filing notes that various underlying persons have rights to dividends and sale proceeds for these securities, but no single person has an interest in more than five percent of Ameriprise’s total outstanding common shares.
Ameriprise Financial reported strong second quarter 2026 results, with adjusted operating earnings per diluted share of $11.07, up 22% from $9.11 a year earlier. GAAP diluted EPS was $11.98 versus $10.73, as GAAP net income rose to $1,113 million and adjusted operating earnings to $1,028 million.
Return on equity excluding AOCI reached 55.0% on an adjusted operating basis and 53.0% on a GAAP basis. Adjusted operating net revenues increased 13% to $4.9 billion, driven primarily by asset growth and strong client engagement, while the pretax adjusted operating margin was 27.2%.
Total assets under management, administration and advisement grew 14% to a record $1.8 trillion, including $1.2 trillion of Advice & Wealth Management client assets and $759 billion of Asset Management assets under management and advisement. Advice & Wealth Management pretax adjusted operating earnings rose 16% to $939 million, and Asset Management pretax adjusted operating earnings increased 23% to $274 million with a 42.7% net pretax adjusted operating margin. The company returned $932 million, or 91% of operating earnings, to shareholders via dividends and share repurchases, reducing common shares outstanding to 88.4 million.
Ameriprise Financial Inc. filed Amendment No. 2 to a Form 13F as a 13F COMBINATION REPORT, indicating that some holdings are reported in this filing and others by additional managers. The report covers 2 information table entries with an aggregate reported value of $2,472,465, and includes 1 other included manager, Columbia Management Investment Advisers, LLC.
Ameriprise Financial Inc. filed an amended Form 13F combination report, restating its institutional investment holdings disclosure. The report aggregates positions managed directly and through other managers and lists 11,197 reportable holdings with a total Form 13F value of 431,782,006,035. The filing identifies 12 other included managers, such as Columbia Management Investment Advisers, Ameriprise Trust Co, and several Threadneedle and RiverSource entities.
Ameriprise Financial executive Dawn M. Brockman, SVP and Controller, reported compensation-related equity movements on July 9, 2026. She exercised a derivative award linked to 26.0401 phantom stock units into common stock, while 9.0401 Ameriprise shares were withheld to satisfy tax obligations. She also reported indirect holdings in the Ameriprise Stock Fund within the company 401(k) plan and updated her remaining phantom stock balance, which will be settled in common shares after employment ends or in a specified future year.
Ameriprise Financial Inc. executive Kelli A. Hunter Petruzillo exercised 207.1850 phantom stock units into common stock on July 9, 2026. Of these, 98.1850 shares were withheld to satisfy tax obligations, leaving her with 4,208.0000 common shares held directly, 249.5400 shares indirectly in a 401(k) plan, and 1,109.2321 phantom stock units remaining.
Ameriprise Financial Inc executive William Jerryl Williams, President, Wealth Management Advisor Group, exercised 53.9843 phantom stock units into common stock on July 9, 2026. To cover related tax obligations, 23.9843 common shares were withheld, leaving 17,272.9260 common shares held directly and 15,061.4331 phantom stock units outstanding.
Ameriprise Financial executive William F. Truscott, CEO of Global Asset Management, reported the vesting and conversion of 391.6398 shares of phantom stock into Ameriprise common stock on July 9, 2026. Of these, 180.6398 shares were forfeited to cover tax obligations at $500.1600 per share, with remaining shares reflected in his direct, 401(k) and LLC holdings, and 639.1184 phantom stock units still outstanding.
Ameriprise Financial EVP Deirdre Davey McGraw filed an initial Form 3 reporting her equity interests in the company. She holds 4,964 shares of common stock directly and an estimated 634.523 shares indirectly through the Ameriprise Financial 401(k) plan. She also has 2,650.9381 phantom stock units, each representing one share of Ameriprise common stock payable after employment ends, plus several employee stock options to buy common shares at exercise prices between $165.41 and $543.36 with expirations from 2030 to 2036.