Welcome to our dedicated page for AMERIPRISE FINANCIAL SEC filings (Ticker: AMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Ameriprise Financial, Inc. filings document financial results, governance, executive and board matters, and shareholder voting for a Delaware financial services company with NYSE-listed common stock. Form 8-K disclosures include quarterly earnings releases, dividend actions, annual meeting results, director appointments, officer transitions and other material corporate events.
The company’s proxy materials cover director elections, board committee matters, executive compensation, equity awards, shareholder voting mechanics and related governance disclosures. Together, the filings describe Ameriprise’s public-company reporting around advice and wealth management, asset management, retirement and protection services, capital returns and oversight practices.
Ameriprise Financial Inc., as an institutional investment manager, filed a Form 13F combination report covering its reportable securities holdings. The summary shows 11,508 information table entries with an aggregate reported value of $494,693,380,028, and includes 12 other included managers associated with these holdings.
AMERIPRISE FINANCIAL INC executive Heather J. Melloh, EVP and General Counsel, exercised a fully vested employee stock option for 722 shares of common stock on 2026-08-10 at an exercise price of $197.87 per share. She acquired 722 common shares upon exercise and 469 common shares were delivered or withheld to cover the option exercise price or related tax liability. The option, originally expiring on 2031-01-29, now shows 0 derivative shares remaining from this grant.
Ameriprise Financial Inc. executive Dawn M. Brockman, SVP and Controller, reported a sale of 472 shares of Common Stock on August 10, 2026 at $558.9301 per share in an open-market or private transaction. Following this sale, she directly holds 713 shares and has an estimated 146.793 shares held indirectly through the Ameriprise Financial Stock Fund in the company 401(k) plan, which uses unit accounting so the deemed share amount varies with the stock price.
Ameriprise Financial, Inc. insider(s) filed to potentially sell 472 shares of common stock under Rule 144. The shares relate to the vesting of compensatory equity awards dated 08/10/2025, with an indicated aggregate value of $263,815.01, and may be sold through American Enterprise Investment Services, Inc. on the NYSE.
Ameriprise Financial EVP Deirdre Davey McGraw reported multiple equity transactions on August 6, 2026. She exercised 3,000 Employee Stock Options (three tranches of 1,000 options each) at exercise prices of $165.41, $197.87 and $298.09 per share into common stock. On the same date, 2,191 shares of common stock were delivered or withheld to cover the exercise price or tax liabilities at $558.08 per share, and 2,400 shares of common stock were sold at a weighted average price of $558.2778 per share, with sale prices ranging from $557.7801 to $558.4950 per share. Following these transactions, she also reported indirect ownership of 635.373 shares through the Ameriprise Financial 401(k) plan.
Ameriprise Financial, Inc. common stock is the subject of a Form 144 notice covering a proposed sale of up to 2,400 shares on the NYSE through American Enterprise Investment Services, Inc. The securities relate to compensatory equity awards vesting on 08/06/2025, with an indicated aggregate market value of $1,339,866.61 and a sale period running until 08/06/2026.
Ameriprise Financial, Inc. reported higher Q2 2026 results, with total revenues of 5,013 (in millions) and total net revenues of 4,940, compared with 4,490 and 4,375 a year earlier. Net income was 1,113 versus 1,060, and diluted EPS was $11.98 versus $10.73.
For the first six months of 2026, total revenues were 9,899 and total net revenues 9,752, compared with 8,971 and 8,729 in 2025. Six‑month net income was 2,028 versus 1,643, with diluted EPS of $21.64 versus $16.53. Total comprehensive income for the half-year was 1,644 compared with 2,315.
Total assets were 197,871 and total equity 6,366 as of June 30, 2026. Investments were 59,649 and separate account assets 80,990. Net cash provided by operating activities for the first half was 3,345. The company repurchased 1,686 of common shares (in millions of dollars) year‑to‑date, with 88,448,832 shares outstanding at June 30, 2026.
Ameriprise Financial Chairman and CEO James M. Cracchiolo exercised 52,932 employee stock options on July 28, 2026 at an exercise price of $165.41 per share, receiving the same number of common shares. To satisfy exercise price or tax obligations, 34,912 shares were delivered at $545.83 per share, and he sold 16,120 and 1,900 shares in open-market transactions at weighted average prices of $545.2789 and $546.6658 per share. The exercised options, which were fully vested and scheduled to expire on January 31, 2030, now show zero remaining. An estimated 1,738.321 shares of Ameriprise stock were held indirectly through his 401(k) plan account after these transactions.
Ameriprise Financial Executive VP and CFO Walter Stanley Berman exercised employee stock options for 34,111 shares of common stock on July 28, 2026, at exercise prices of $165.41 and $197.87 per share from fully vested awards. He then disposed of 23,099 shares to pay the exercise price or tax obligations at $550.81 per share and sold 10,590 shares at a weighted average price of $548.9171 (with individual sale prices between $548.5743 and $549.4306) plus 422 shares at $549.7582 in open-market transactions. An estimated 366.8100 shares were held indirectly through the Ameriprise Financial 401(k) plan as of that date.
WILLIAMS CHRISTOPHER J reported acquisition or exercise transactions in this Form 4 filing.
Ameriprise Financial Inc. director Christopher J. Williams received a grant of 37.7318 phantom stock units on July 28, 2026, at a reference price of $546.62 per unit. Each phantom stock unit represents the right to receive one share of Ameriprise common stock, bringing his total phantom stock holdings to 3,927.3767 units, with distributions made under the Ameriprise Deferred Share Plan for Outside Directors.